HMIP
Report on HM Unit
Shotts 1998
7. MANAGEMENT AND STAFF
Management
7.1 The Governor, who had been in post for some four years,
headed a small Management Team which comprised a Deputy Governor and three Supervisors.
The post of Deputy Governor had been vacant since February 1998 and we noted that there
had also been a six month gap between the last Deputy and her predecessor.
Comment
7.2 The size of the management team and the nature of the
operating environment requires a cohesive and flexible approach if the necessary support
and direction is to be given to staff. We were satisfied that there was a clear
understanding of each others roles and responsibilities, despite the extended
vacancy at Deputy Governor level. (Nevertheless, this had resulted in additional loading
on the rest of the team, particularly the Supervisors.) We believe this uncertain
situation must not prevail, not only because of the additional heavy workload on the
Supervisors, but also so that essential co-ordination of policy and practice can take
place. We therefore recommend that the uncertainty and discontinuity resulting from
the vacancy at Deputy Governor level should be resolved as a matter of urgency. We were
told that the arrangement whereby the Governor of the NIC provided leave cover for the
Unit Governor was only an interim measure, whilst the Area Director considered a number of
other options.
Staff Groups
7.3 As is our normal practice during an inspection, we
spoke formally to groups of staff and with individuals informally and have summarised the
main points as they were put to us.
Environment
7.4 The unanimous view was that the Unit environment was
challenging and required staff to consider more closely the consequences of their
decisions and actions to ensure that there was consistency and clarity. Staff also
expressed the view that the Unit was a very satisfying place to work.
Staff Selection Process
7.5 Staff felt that the process was essentially sound,
given that there were very few occasions when staff selected for the Unit had opted to
return to their mainstream prison after the induction period.
Comment
7.6 It was not clear that staff in the Unit were being
selected against a clear person specification or that the selection process focussed on
the candidates ability and suitability to operate effectively in a Unit setting. In our
view, there should be a closer adherence to the operating principles defined in the Small
Units Report in the matter of staff selection and a common approach adopted for selecting
staff to work in small units in the SPS.
Staff Training
7.7 Staff found the training in team work and support
particularly useful, especially in the period following the Units reopening in
August 1996 when revised standards of conduct, developed by them, were being introduced.
Some staff were not persuaded about the usefulness or necessity for counselling skills, as
they had not been trained and had not felt particularly disadvantaged.
Comment
7.8 We consider that the training programme should focus on
the skills and attitudes required to operate in a Unit setting and should be linked to the
selection process outcomes, particularly with regard to helping prisoners deal with their
aggression, anger and drug misuse. We were pleased to note the general awareness about the
risk of conditioning, which had been an issue in the past.
Staff Rotation
7.9 All staff agreed that the Unit was a challenging place
to work and as a result, tours of duty should normally be between two and three years. It
was proposed that staff should be seconded from mainstream prisons so that when it was
felt that it was appropriate for them to move on, they did not have to apply for vacancies
as Residential Officers. They felt that they were at a disadvantage applying for vacancies
in another prison because they perceived a bias towards internal recruitment and the
selection of Operations staff for Residential duties in mainstream prisons because of
cheaper unit costs. They believed that some staff at the Peterhead Unit were seconded from
mainstream prisons and that others were receiving help and support from Human Resource
Managers in SPS Headquarters and from their Area Director services that were not
available to them.
Comment
7.10 In our view, it would be helpful for staff and for the
operation of the Units if tours at such unique establishments were for a defined period on
a secondment basis and we recommend that this should be formally considered,
perhaps as part of the wider review and evaluation of the operation of small units in the
SPS.
Staff Role
7.11 Staff were firmly of the view that group work to
address offending or unacceptable behaviour was inappropriate in the Unit setting, given
the type of individuals held there. They perceived their role to be clarifying and
maintaining standards of acceptable behaviour and influencing prisoners by challenging and
encouraging. There were some concerns about role ambiguity between custody and order and
the less clear areas of care and opportunity. They had not felt competent to deal with the
disturbed behaviour of some prisoners and did not consider themselves equipped to help
prisoners address their drug problems which, with anger management, they perceived to be
the major issues for the Unit prisoners to address. It was disappointing to note therefore
that these deficiencies were not being addressed as part of the staff training programme.
Prisoner Selection Process
7.12 Staff considered that their role in the assessment and
selection of prisoners was critical. They generally welcomed the recent change to the
selection process whereby experienced Unit Officers would be trained in assessment and
selection techniques and would then be part of the selection team.
Comment
7.13 Given the de facto changes in the terms and conditions
of entry into the Unit, particularly in relation to drug misuse, we would expect to see
these changes reflected both in the selection process and prisoner contracts to avoid
ambiguity and enable a consistent message to be conveyed about the range of opportunities
available in the Unit.
Administration
7.14 Prisoners records and warrants were stored in
the Shotts General Office. Since our last inspection, a full time Administration Officer
had been appointed to the Unit and this had resulted in a general improvement in the
routine operation of the small but busy office and was appreciated by the staff,
particularly the Supervisors.
Comment
7.15 We found relationships between the Unit staff and
support service providers to be generally good. Some Unit staff had been involved in
delivering training or briefings to the main prison in areas of common interest and this
had helped promote a better mutual understanding of the distinctly different roles of the
two establishments. |