| ANNEX D |
| |
| CONSULTATIVE
STEERING GROUP ON THE SCOTTISH PARLIAMENT: ANALYSIS
TO THE RESPONSES TO THE CONSULTATION DOCUMENT ON THE
OPERATION OF THE SCOTTISH PARLIAMENT |
| 1. Appendix A to this Annex lists all the
responses to the consultation exercise received by 31
July. The Appendix also provides a breakdown of response
by: |
- type of
organisation/individual;
- format of submission
(ie letter or e.mail);
|
| |
| A number of
respondents requested that their submissions be kept
confidential. Their names have not been included in
Appendix A and, unlike other submissions, they are not
available for public viewing in St Andrews House Library.
However the main points realised in confidential
submissions have been taken into account in this
analysis. |
| |
| Methodology |
| 2. A
qualitative, rather than a quantitative approach was used
in the analysis of the responses. This was felt to be
generally more appropriate as it allowed subtle
distinctions between different standpoints to be noted.
It also allowed for the views of particular relevant
organisations to be drawn out (although the views of all
organisations and individuals have been taken into
account). Direct quotes and attributions have been used
to indicate expressed viewpoints where these are seen to
be representative, and have in most cases been backed up
by further examples. |
| |
| Other issues |
| 3. The
consultation document invited responses on many aspect of
the working arrangements of the new Parliament. Many
respondents, however, included in their submissions
details of their opinions, aspirations and comments on
the policies which they considered the Scottish
Parliament should adopt. This is of course beyond the
remit of the CSG. Where possible, such comments have been
passed on to the Division within the Scottish Office with
policy responsibility for that area. |
| |
| Analysis |
| 4. The
analysis of responses which follows reflects the order of
questions in the consultation document. Questions have
been combined where responses largely covered more than
one question. At the same time, many recipients did not
follow the question format suggested in the consultation
document, and responses often cross more than one heading
(for example, the issue of the role of non MSPs in
Committees has been included under the Accessibility/Openness/Participation
heading, but was discussed by many respondees under the
topic of Sharing the Power.)
Cross-references to other headings have been included as
far as possible. |
| |
| Sharing the Power |
| |
| 5. How
can the Parliament best organise its work to take the
views of the public into account, both in its initial
organisation and its ongoing work? |
| |
| 6. What
arrangements should there be for involving civic society,
women's groups, people from ethnic minority communities,
people with disabilities, business and the general public
(taking account of resource implications)? |
| |
| 6.1
Recipients were in general very supportive of any
mechanisms which could be found to involve the public,
civic society and representative groups in the work of
the Parliament, and a variety of imaginative methods for
doing so were suggested. In particular, voluntary
organisations and interest groups were particularly keen
to see that formal systems were put in place to allow
them to speak as representatives of their constituent
groups. Many voluntary organisations in particular (for
example, Fair Play) suggested that the Parliament should
set up a database of registered consultees who would
automatically be approached on any relevant issues.
Voluntary organisations were very keen to see that a
distinctive role was given to them as acting as a conduit
between government and civic society. For example, the
Royal Society for the Protection of Birds stressed that
non-Governmental Organisations already involved a wide
variety of the population who felt that such interest
groups more accurately reflected their concerns than the
traditional political parties. It would therefore be
sensible to use such NGOs and their existing networks
(and the basic consultation mechanisms already in place)
to encourage greater consultation with, and participation
by, the public in the political process. At the same
time, the Equal Opportunities Commission stressed the
need for machinery to be put in place which would ensure
fair representation for minority groups in the
consultation process. |
| 6.2 The need
for early consultation was seen as a key to improving the
existing opportunities for involvement of civic society
in the decision making process. Many recipients felt that
current Scottish Office arrangements for consultation did
not allow sufficient time for response - a minimum period
of 12 weeks was suggested by many groups as allowing them
sufficient time to collate responses from the variety of
sources which they needed to consult to be sure of a
representative response. |
| 6.3 Local
Government representatives also brought forward a
distinct view that the existing infrastructure of local
government could be used as an interface between
Parliament and the public, as it provided a layer of
governance more accessible to the person on the street.
For example, North Lanarkshire Council considered that a
partnership approach between the new Parliament and the
local authorities would have the advantage of allowing
for local government to be used as a means of collecting
public opinion. |
| 6.4 Local
authorities were also vociferous in claiming particular
rights for councils, translated into statutory duties for
the Parliament: West Lothian Council, for example,
suggested that the Parliament should be statutorily
obliged to consult local government on relevant issues. |
| 6.5 Councils
(and others) also brought forward suggestions for the
transfer of local authority good practice to the work of
the Parliament in encouraging maximum participation. Such
practice included: the use of citizens' juries to gauge
public opinion; the dissemination of material via the
Internet, and the co-option of non elected members onto
Committees (this issue will be returned to under the
heading of Accessibility). |
| 6.6 Other
proposals for involving the public in the workings of the
Parliament which featured regularly in responses were: |
- the provision of a
well-resourced Public Information Service which
would welcome visitors to the Parliament and
explain its operations;
- the provision of a
large public gallery open at all times;
- allowing Committees
to travel around the country;
- making provision for
groups and individuals to communicate with the
Parliament and its MSPs by non-traditional means
(for example video presentations), especially
when these groups and individuals were located in
more remote areas;
- as much material on
the Parliament in general, and its timetable,
reporting of debates and so on, available in an
easily digestible format on the Internet.
|
| 6.7 Many
respondents answered these questions by considering what
mechanisms could be used to involve representative groups
in the pre-legislative consultation process, and how
these could interact with the Committees of the
Parliament. Because both the pre-legislative process and
Committees come up in the section on Accessibility, these
responses are considered in that context. |
| |
| 7. How
might the Parliament reach those groups not normally
involved in the political process? |
| |
| 7.1 In
general, the suggestions being generated under this
heading were similar to those for questions 8 and 9. At
the same time, however, there was a distinct recognition
(especially from voluntary groups representing social
excluded sections of the population) that new mechanisms
needed to be found to encourage their integration into
the decision-making process, thus avoiding consultation
only with the "usual suspects". Age Concern
Scotland, for example, believe that older people in
themselves represent an excluded group whose expertise
needs to be harnessed into the political process. They
suggest that this may be done via non-traditional methods
of consultation such as User Panels targeted at specific
excluded groups. |
| 7.2 At the
same time, organisations representing the disabled and
ethnic minorities stress that these groups' access to
information on the Parliament is a key to the extent to
which they are able to participate in the process. So,
for example, the Royal National Institute for the Blind
pointed out that the blind could only genuinely be
involved in the consultation process if materials were
made available in accessible formats (Braille, large
print and so on) and if assistance was provided for them
so they could reach the venues where consultation was
taking place. In the same way, Grampian Racial Equality
Council suggested that interpreters should be available
as necessary at public consultation meetings. |
| 7.3
Similarly, there was a recognition that access to
information could act as a key to overcoming the cynicism
of those not normally involved in the political process.
WEA Scotland came up with this suggestion: "Engaging
groups not normally involved in the political process
will require immediate recourse to a programme of
education for all citizens. Courses would cover aspects
of researching issues, developing negotiating skills,
lobbying and campaigning skills as well as the matter of
understanding the system of government that will be put
in place". The assumption here is
that the Parliament will need to make funding available
to such groups to help them disseminate information and
educate excluded groups and individuals. Another
suggestion made along the same lines was that the
Parliament should consider the establishment of
Democratic Centres across Scotland, drawing on South
Africa's model of the Institute of Democracy. |
| 7.4 BT
Scotland, amongst others, broadened out this issue of
reaching excluded groups and gave various examples of
innovative ways in which those cut off from the political
process perhaps by apathy or poverty could be encouraged
to participate. They regard ICT as being at the heart of
the democratic process, but recognise that it has to be
used so that those without access to expensive computer
technology are able to tap into it. They suggest,
therefore, that the distribution of information via the
Internet is complemented by a teletext information
service and a Parliamentary call centre to deal with
queries from the public. While other groups propose a
dedicated digital TV channel showing the proceedings of
the Parliament, BT suggest that easily digestible
broadcasts, sparking people's interest in the Parliament,
are shown in public venues such as shopping centres and
sports venues. |
| 7.5 The
suggestion was also made, for example by the STUC Black
Workers' Committee, that national and local forums of
"social partners" could be set up to discuss
public policy, and to integrate the voice of
democratically accountable groups into the policy
formulation process. |
| 7.6 Finally,
various groups (the Scottish Association for Mental
Health among others) took up the Crick-Millar suggestion
that the voices of individuals could be heard by the
Parliament if they had an automatic right to trigger some
form of Parliamentary process if the signatures of a
minimum number of individuals could be gained (eg, the
right to a Parliamentary debate on a particular subject
if 10,000 signatures were collected, and so on). In a
similar vein, Aberdeen City Council suggested that:
"It should be possible for citizens and their
organisations to demand that a Committee enquire into a
particular community concern." |
| |
| 8. What
sort of ethos should the Parliament develop? |
| |
| 8.1 There
was a great deal of agreement in response to this
question, with nearly all respondees stating that the
Parliament's ethos should be open and consensual,
avoiding the Westminster style of confrontational and
point-scoring politics. The Scottish Council of National
Training Organisations summed this up by describing the
desired ethos as that of a "People's
Parliament". Responses showed a definite
disillusionment with the Westminster style of politics.
The British Federation of Women Graduates hope that the
Parliament will be "a caring body whose members are
free from the self-interest and sleaze that has been so
much a feature of the Westminster Parliament in recent
years". This view was echoed by representative
groups, individuals and voluntary organisations. The
Commission for Racial Equality and the Equal
Opportunities Commission both expressed a hope that the
ethos would be one which respected diversity, and in the
same vein the Northern Joint Police Board stated that
they sought a Parliament whose ethos would be sensitive
to needs of the various parts of Scotland, and not
focused narrowly on the central belt. The theme,
therefore was one of inclusiveness. |
| |
| 9. How
might Parliament's ethos be reflected in the Parliament's
traditions and ceremonies? |
| |
| 9.1
Aspirations for the Parliament's traditions and
ceremonies mirrored views about its ethos; respondees
hoped to see simple ceremonies which would be inclusive,
rather than alienating the public by their apparent
irrelevance (as is thought to be the case at
Westminster). As the Scottish Green Party said: "Leave
old-fashioned ceremonies behind - no old fashioned robes
and long wigs to perpetuate the old elitist system".
Although the ceremonies would not be overly ornate or
formal, respondees hoped that they would be dignified,
thus indicating the significance of the Parliament. Some
individuals and organisations (for example, the Law
Society of Scotland) were keen to see some elements of
pre-1707 Parliamentary traditions brought into the
proceedings, but this view was not as popular as that
which believed that the new Parliament should have
completely modern traditions, possibly developing over
time rather than being prescribed at the outset of the
Parliament's life. According to the Campaign for a
Scottish Parliament, "Prestige should come
from the quality of the work not pretension".
|
| |
| Accountability |
| 10. How
might MSPs be made accountable to the electorate other
than through the election process? |
| |
| 11. Should
the MSP provide regular feedback to the electorate on the
work of the Parliament and what form could this take?
|
| |
| 11.1 There
was a general consensus amongst respondees from all
sectors that it would be a positive step if MSPs were
required to make themselves accountable to the electorate
not only via the ballot box, but on a regular basis. The
following suggestions for how this could be achieved were
particularly popular: |
- regular spot in local
newspaper;
- regular publication
of a constituency newsletter detailing latest
activities;
- regular report on
activities including statistical information such
as attendance and voting records;
- regular local
meetings with constituents to inform them (as
opposed to the one-to-one situation of the
surgery, which the constituent only attends when
s/he has a specific problem;
- regular Parliamentary
report detailing performance of all MSPs in areas
including attendance, voting records, speeches
made and so on.
|
| 11.2 There
was some obvious concern about the delineation of duties
between regional and constituency MSPs: for example, the
Scottish Council for Development and Industry stated that
the electorate was in need of guidance on the roles and
responsibilities of each type of MSP, and
Clackmannanshire Council suggested that, in the case of
list MSPs, the party rather than the individual was made
accountable to the electorate. |
| 11.3 Other
respondents suggested that meaningful feedback to the
electorate could only be achieved if MSPs were given job
descriptions, set measurable targets and their
performance monitored as happens in any other modern
workplace. Not only business organisations took the view
that the Parliamentary mystique should be removed and a
more businesslike environment created: The Scottish
Wildlife Trust, UNISON Scotland and the Scottish Higher
Education Funding Council were in favour of variations on
such an approach. |
| |
| 12. Should
there be a code of conduct of MSPs and if so what should
it cover? |
| |
| 13. How
might equal opportunities be addressed in such a code of
conduct? |
| |
| 13.1 There
was overwhelming support for the instigation of a Code of
Conduct for MSPs, with a substantial number of respondees
citing the reports of the Nolan Committee and the
proposed new Ethical Framework for Local Government as
good starting points in determining the content of the
Code. Local authorities, in particular, were adamant that
any Code of Conduct imposed upon MSPs should be at least
as rigorous as that now in place for members of local
government. Most respondees who went into detail about
the suggested content of the Code envisaged that it would
cover lobbying and the Register of MSPs' interests, and
should be broad enough to include standards on training,
attendance and so on, but there was some dissent as to
whether the Code should limit itself to the public
aspects of MSPs' lives, or whether it should take in also
their private and moral standards of behaviour. There was
also a lack of agreement on the issue of whether MSPs
should be able to hold other, part time employment while
a Member of the Scottish Parliament. Some respondees
(such as the Glasgow Association of Women Graduates) felt
strongly that the job of the MSP should be a full-time
one, while others argued that the Scottish political
scene could only benefit from the cross fertilisation of
ideas which would result from the involvement of business
people active in various fields simultaneously. |
| 13.2 In
terms of how equal opportunities could be integrated into
such a code, there were few specific, practical
suggestions made - more generally - a commitment towards
equal opportunities within the code was regarded as
desirable. Grampian Racial Equality Council, as an
example, emphasised the need for practical guidelines to
ensure that the theoretical commitment to equal
opportunities was translated into a positive reality.
UNISON Scotland suggested that the equal opportunities
policy enshrined within the Code of Conduct should follow
the model of industrial relations practices. |
| |
| 14. What
arrangements should be made for the regulation of MSPs'
interests? |
| |
| 14.1 Again,
arrangements in Westminster with particular reference to
the findings of the Nolan Committee were regarded as a
good starting point for regulating MSPs' external
interests. The Scottish Parent Teacher Association
suggested that the Register of Interests could take on a
positive, as well as a negative regulatory role for MSPs,
in that it could genuinely give details of topics of
particular interest to them, thus allowing interested
parties to contact hem directly. In general, it was felt
that the Register of Interests should be completely open,
and should be available to the public to peruse as they
wished, either in the Parliament building itself or in
public access points such as libraries. It was also hoped
that the Register could be available electronically. |
| |
| 15. Should
there be regulation of the process of lobbying of MSPs?
|
| |
| 15.1 There
was a huge spectrum of views on the topic of lobbying,
ranging from unrestricted access, through regulation, to
outlawing. Largely this stemmed from general difficulties
about defining lobbying: those seeking to ban it
completely focused on the professional lobbying companies
(this view was put forward by the Scottish Green Party),
while those looking for unrestricted access were often
those from the voluntary sector which considered lobbying
as a legitimate means of accessing the Parliament and its
MSPs. Overall, most organisations were looking to see
some form of regulation, but in as loose a form as
possible so that the balance always lay in favour of
organisations wishing to gain access to the Parliament.
While in general it was considered sufficient to control
lobbying via the Code of Conduct, there were suggestions,
as that from The Institute of Management, that the
regulation of lobbying should be controlled as part of
the MSP's employment contract, thus re-iterating the
"MSP as business employee" school of thought
outlined in paragraph 14.1 above. |
| 15.2 A view
also emerged from professional organisations that a
register of lobbyists should be set up, with all meetings
recorded in this and minutes of the meetings available
for public scrutiny. |
| |
| 16. Taking
the current Westminster arrangements as a starting point,
would you like to see the Scottish Ministers accounting
to the Parliament in different ways? |
| |
| 16.1 In this
instance, arrangements currently existing at Westminster
were regarded as more satisfactory than in other areas of
practice. Most respondees felt that the best way for
Ministers and Junior Ministers to be accountable to the
Parliament would be via Committee hearings and some form
of question time, although in the latter they were keen
to see the event becoming more spontaneous and genuine
and, at the same time, less confrontational than Prime
Minister's Question Time at Westminster. |
| 16.2 The
Scottish Liberal Democrats brought forward the view that
MSPs would only be able to hold Ministers truly
accountable if access to civil service briefing was
available to all members of the Parliament, and not only
to members of the Executive. They considered that such a
shift in the remit of civil servants should be made as:
"The opportunity to abolish the culture of secrecy
and deliberate obfuscation which pervades Whitehall
should be taken as soon as possible." |
| |
| Accessible, Open, Responsive. |
| 17 . What
steps might the Parliament take to develop an accessible
culture? |
| |
| 18. How
can it make its working practices transparent and
understandable? |
| |
| 19. How
should it ensure that people have information about the
Parliament? |
| |
| 19.1 Many of
the ideas outlined in the other sections of this report
are seen to be at the heart of accessibility to the
Parliament. For example, it is hoped that if groups and
individuals have regular access to their MSPs and are not
intimidated by arcane ceremonies, they will feel that the
Parliament is closer to them. Similarly, mechanisms for
sharing the power, reaching disadvantaged groups, and
mainstreaming equal opportunities are all regarded as
playing an important role in developing an accessible
culture. |
| 19.2 The
following ideas were all suggested in responses: |
- Libraries as
information points (suggested by the Scottish
Green Party).
- Public information
service.
- Internet (all
documents and summaries)and including a
"virtual tour".
- Helpdesk.
- Education facilities
and material.
- Public information
service.
- As well as providing
all documents and papers on the Internet, these
should be available to purchase at cost price.
- Simple ceremonies.
- Plain English both
written and spoken: Scottish Law Commission
emphasised need for legislation itself to be
comprehensible to the lay person and to follow
the example of recent rewrites of tax laws at
Westminster.
- Capability Scotland:
guidelines on the Parliament to be sent to each
household.
|
| |
| 20. Should
there be special arrangements put in place for schools?
|
| |
| 20.1 There
was a very strong feeling that there should indeed be
special arrangements for schools, and a civic education
programme with possible material produced by the
Parliament for use by pupils, especially those nearing
the voting age, was favoured. In this connection,
organisations (such as WEA Scotland) also asked that
adult education be considered as a key to ensuring
genuine participation from all sectors of Scottish
society. This should be backed up by dedicated tours of
the Parliament for young people and school groups, and
consideration should be given to the establishment of a
parallel "Youth Parliament" for young people.
Respondents also noted that schools could be used to
broaden out access to the Parliament for others, because
their established Internet networks could become general
information access points for the public. |
| |
| 21. What
Committee structure should the Parliament create?
|
| |
| 21.1 There
were a whole host of ideas emerging from the consultation
exercise which attempted to prescribe possible Committee
structures which the Parliament might create. Evidently,
this manifested itself largely in interest groups
advocating particular Committees which related to their
constituency - for example, a Committee on Equality
(supported by a Minister and an Equality Unit) was
supported by the Equality Network and endorsed by other
equal opportunities groups and a Children's Committee was
suggested by the Royal College of Paediatrics and Child
Health and Children in Scotland. Rape Crisis Centre
suggested that the example from Glasgow City Council,
where the Equality Committee is backed up by various sub
Committees should be adopted. |
| 21.2 The
issue of the creation of sub-Committees and ad-hoc
Committees was also addressed by respondents. For
example, Scottish Engineering wished to see permanent
Committees complemented by short life Committees to deal
with ad-hoc, possibly cross-cutting issues. W J Allan
Macartney MEP envisaged a system along the lines of the
European Parliament Committee structure, whereby a fixed
number of permanent Committees are complemented by a
limited number of ad hoc Committees. Other groups such as
Alzheimer Scotland wanted to see the use of sub
Committees to examine particular policy issues. |
| 21.3 RSPB
Scotland and the Scottish Liberal Democrats, among
others, also noted that, for a truly powerful Committee
structure to be created, Committees would need access to
staff and resources (eg a library) independent from
Executive control. |
| 21.4 The
other significant issue which many of the respondents
picked up in terms of the Committee structure was the
perceived desirability of having Committees holding
evidence taking sessions around Scotland. This idea was
extremely popular and was seen as a key to "sharing
the power" and overcoming the alienation which was
seen to have been caused by a remote Parliament in
Westminster. |
| |
| 22. Should
there be separate select and standing Committees or
should there be single Committees investigating the work
of government departments and scrutinising legislation?
|
| |
| 22.1 A wide
raft of ideas emerged on this issue: some such as the
Campaign for a Scottish Parliament, the Green Party and
the City of Edinburgh Council felt that there should be
single Committees which could develop expertise and which
would place less pressure on the MSPs in such a small
Parliament. It was also regarded, for example by the
Equality Network, as the only way of ensuring an
integrated approach to particular issues (such as equal
opportunities). Others believed that the
scrutiny/legislative functions needed to be separated -
for example, a Committee which had been involved in the
passing of a particular piece of legislation might not
scrutinise its implementation and practical application
in the same way as a Committee with no
"personal" interest. |
| |
| 23. Should
there be Committees reflecting the structure of the
Scottish Office or should they cut across the work of
departments? |
| |
| 23.1 The
general feeling emerging from the consultation exercise
was that the Committee structure should be cross cutting
to allow them to tackle long-term objectives, but there
was a recognition that this could cause difficulties in
relation to the scrutiny of the Executive, and that such
a structure might deliver a constantly changing set of
Committees as policy priorities changed over time.
Councils and COSLA favoured the "client group"
rather than functional approach, mirroring their own
model, and believed that such a cross cutting structure
would avoid inter-departmental conflicts. |
| 23.2 Another
option which enjoyed support was that the Parliament
should have a certain number of departmental based
Committees backed up by a few strategic Committees which
would have an audit role across all departments. SEPA,
for example, suggest the need for an equivalent to the
House of Commons Environmental Audit Committee which
could also scrutinise legislative proposals and check to
what extent the policies of departments are in line with
principles of sustainability. The Scottish Liberal
Democrats proposed that Committees should be predicated
on a basic departmental structure, but with an element of
holistic government built in by giving each Committee
full Executive responsibility for that area, including
the impact of other legislation and proposals on it. As
in the European Parliament, the lead Committee on a
particular piece of legislation would therefore bring in
the views of other Committees whose area of work would be
impacted upon. |
| |
| 24. How
might equal opportunities be addressed in the work of
Committees? |
| |
| 24.1 This
was not an issue which many respondees tackled separately
from general questions on both Committee membership and
Equal Opportunities issues. The STUC Black Workers Group
suggested that automatic Committee membership for all
MSPs would ensure the representation of MSPs from
minority groups on Committees, while Perth & Kinross
Council wanted to see the monitoring of Committees' equal
opportunities policies of Committees via performance
targets and indicators. BT stressed the significance of
inclusive language, while Democratic Left Scotland
emphasised that any meaningful equal opportunities policy
should place the burden of proof on Committees to
demonstrate that they have promoted equality of
opportunity. |
| |
| 25. How
should membership of Committees be decided? |
| |
| 25.1 The
theme running through the responses was that
representation on Committees should be proportional to
the balance of parties within the Parliament, although it
was hoped that the Committees, like the Parliament in
general, could adopt a consensual working style which was
not solely based on adherence to the Party Whip.
Respondees also felt that MSPs should be given some
choice about which Committees they sat on, thus ensuring
that where possible Committees were composed of MSPs with
a particular expertise or interest in the subject.
Although some equal opportunities groups favoured quotas
for minorities or a 50/50 gender balance, most considered
that this would not be fair (or practical in such a small
Parliament). Rather, they felt that all MSPs should be
given the chance to participate equally in Committee work
by the provision that all MSPs should sit on a set number
of Committees - perhaps two or three. This would ensure
representation for female and minority group MSPs. Some
groups also suggested that a geographical spread of
constituencies should be represented on all Committees,
thus ensuring that central belt interests did not
dominate. |
| 25.2 A
suggestion was also made (for example, by the Scottish
Out of School Care Network) that the membership of
Committees be reviewed every three years to ensure the
continued input of fresh ideas. |
| |
| 26. How
should Committees initiate legislation? |
| |
| 26.1 There
was definite support for the idea that the powers of
Committees should be extended in comparison with those at
Westminster to include the power to initiate legislation.
Indeed, the local government lobby wished to see this
extended to give rights to local government to promote
(not only private) legislation (for example, this was
brought up by the Society of Local Authority Lawyers and
Administrators in Scotland.) The use of the powerful
Committee structure which relied heavily on public
consultation was regarded as providing an opportunity for
legislative proposals to be proactive rather than
reactive. The City of Edinburgh Council made the
suggestion that the timetable of the Parliament should
set aside time for the Committees to initiate
legislation, and similarly the Scottish Liberal Democrats
proposed that Committee proposals should be submitted to
the Business Committee for time to be allocated for the
Committee's proposal. That Committee would than take the
lead in steering the legislation through the
pre-legislative, drafting, and full legislative
processes. |
| |
| 27. What
role might non-MSPs play in Committees? |
| |
| 27.1 Two
main strands of thought emerged in answer to this
question: that non- MSPs should take an active role in
Committees themselves, or that their role should be
limited to one feeding into Committees via other types of
panels and fora. |
| 27.2 Amongst
those who envisaged role for non MSP experts and lay
people within the Parliamentary Committees themselves,
there was by and large a recognition that it would not be
feasible, nor democratically accountable, for such
individuals to have voting rights within the Committee.
What was suggested was that they should input into the
Committee through their advisory role and, in the case of
specialists, through a dissemination of relevant
background knowledge and an examination of witnesses.
(Such a view came, for example, from CBI Scotland). And
respondees did tackle the issue of how a measure of
accountability could be retained in terms of choice of
non-MSP Committee members: for example, the Scottish
Civic Assembly wanted to see non voting members appointed
via an Appointments Committee, while an alternative
suggestion on appointment was raised by the Scottish
Chambers of Commerce who suggested that non members be
appointed to Committees according to the Nolan guidelines
for appointments to NDPBs. To ensure the adequate flow of
information, Comann nam Parant Locharrain suggested that
non-MSP specialists be appointed on a time limited,
topic-related basis, thus maximising the relevance of the
input from these experts. |
| 27.3 As
mentioned in 30.1 above, the alternative structure
suggested in a variety of forms was based around the
concept that it would be more appropriate for non MSPs to
impact upon the work of Parliamentary Committees via a
separate structure which in turn flowed into and advised
the Committees themselves. These groups were variously
envisaged as advisory forums, informal working groups,
expert panels, and sub-Committees. |
| 27.4 For
example, the SCVO considered that, with Committees being
the focus of the work of the Parliament, early or
unrefined ideas could be developed via Parliamentary
forums, recognised by the Parliament, where the public
and interest groups could develop ideas. These groups
should be given official recognition and access to all
Committees, and should be given Secretariat funding by
the Parliament. "Recognition by the Parliament
will represent a commitment by it to ensure the forum is
notified of and consulted on all relevant debates and
proposals: that it is "in the loop"."
|
| 27.5 Along
similar lines, the STUC Black Workers Group proposed
advisory forums drawing on the best practice of the
recently established Consultative Women's Forum in the
Scottish Office, while the SCDI saw a role for advisory
panels including MSPs and representatives of civic
society. Invited panel members would be unpaid and the
panels set up on an ad-hoc basis. They would be chaired
by a member of the relevant Committee into which the
Panel feeds, thus guaranteeing continuity between the
work of the Committee and that of its advisory panel.
Along similar lines, ENABLE suggested that civil servants
should draw up informal working groups to consider early
ideas before they were fully considered by Committees. |
| |
| 28. How
might pre-legislative scrutiny be undertaken? |
| |
| 28.1
Pre-legislative scrutiny was regarded as a vital
mechanism, particularly in the absence of second chamber,
and the idea was put forward that MSPs should be able to
halt the progress of a Bill if it became apparent that
insufficient pre-legislative consultation had taken
place. Local authorities in particular were keen to see
pre-legislative scrutiny in partnership with local
government and the networks to which they have access,
and they also favoured public pre-legislative hearings. |
| 28.2 Again,
many respondents here saw a role for national
representative forums, composed of MSPs and social
partners such as representatives from non-governmental
organisations, along the lines of the Law Commission, to
consider proposals (this was a suggestion, for example
from the Children's Panel Chairmen's Group and RSPB).
Another example along the same lines emanated from WWF
Scotland and the Scottish Local Government Information
Unit, who both suggested that a holistic approach to
pre-legislative scrutiny be adopted via the formation of
a Social Partners Forum, where partners on a specific
issue would come together and draw together proposals to
be taken forward within the Parliament as legislation. |
| 28.3 The
role of Committees in co-ordinating and taking
responsibility for the pre-legislative scrutiny process
was recognised, for example, by the Scottish Police
Federation who supported the establishment of a dedicated
Committee for pre-legislative scrutiny. |
| 28.4 Others
returned here to the "forums" idea which shaped
much of the thinking on the involvement of non MSPs on
Committees: for example, the Children's Panel Advisory
Committee wished to see wide representation from
interested parties in the pre-legislative process via a
Consultative Forum; an alternative was proposed by the
Scottish Down's Syndrome Association who felt that
pre-legislative consultation should take place using the
Scottish Civic Assembly as umbrella body. The Scottish
Liberal Democrats favoured a consultation process
co-ordinated by the ACC (see paragraph 32 below) which
would look at the basic legislative proposal and build up
a consensus view to be passed back to the Parliament. |
| 28.5
Paragraphs 9.1 and 9.2 above are also relevant here: the
consultation process was regarded as inextricable from
the pre-legislative process. |
| |
| 29. How
might the views of interest groups and the impact of new
policies on them be taken into account before and during
the legislative process? |
| |
| 29.1 This
question very much brought together the same kind of
responses as questions on Sharing the Power (in
particular taking into account the views of civic
society) and those on pre-legislative scrutiny and the
involvement of non MSPs in the work of Committees. A
definite view emerged that the consultation process
should begin much earlier to allow interested groups a
role in setting the scope and agenda of legislation,
rather than commenting on what has already been produced.
The Law Society of Scotland and others came out in favour
of a continuation of the Green Paper/White Paper
approach, which was regarded as working reasonably well
and which had the advantage of being familiar to
consultees. |
| 29.2 The
Poverty Alliance made the suggestion that there should be
an accreditation process for voluntary groups, in
particular umbrella organisations, who would themselves
act as networks to bring together views on consultation
and could then represent views gleaned through their
roles as non-voting members of the relevant Committee. |
| 29.3 Other
organisations also proposed radical new ways of
consulting. For example, RoSPA favoured proactive
communication between interested parties with Committees,
so that possibilities for submitting evidence to
Committees would not be dependent upon receipt of an
invitation from that Committee to give evidence: rather,
organisations should be able to apply to the Committee
asking for their evidence to be heard. Wider consultation
should be encouraged: the Scottish Civic Assembly wished
to see early consultation being encouraged via the
publication of an "issues" paper inviting
public response, while the Committee of Scottish Clearing
Bankers considered that the first stage in consultation
might be an informal process whereby views can be heard
in open forums. Several organisations, including Children
in Scotland, were keen to see that feedback was given to
views brought forward during the consultation process,
thus demonstrating that views have been considered. |
| 29.4 The
Scottish Liberal Democrats advocated here a Social
Partnership model, which would cover consultation at all
stages of the legislative process and which would be an
organisation to feed in views of non MSPs to Committees.
They envisaged the formation of an independent body
called the Advisory and Consultative Council (ACC) to
which civic organisations would appoint representatives.
The ACC would form itself into Committees and would have
Parliamentary funding and base itself within the old
Royal High School. In this way, the ACC would become a
forum for consultation and could also provide expert
advice to the Parliament and Executive. |
| |
| 30. What
information should the Parliament take into account when
considering proposals (eg financial implications, equal
opportunities implications, environmental impact,
implications for business)? |
| |
| 30.1 Here
again, groups advocated the consideration of implications
which were connected to their area of interest. A
compliance cost assessment and consideration of long term
economic effects was supported CBI Scotland "Legislative
proposals should always include a section dealing with
the costs and/or economic benefits of what is proposed
both in direct terms and the indirect effect on the
economy as a whole", and the Scotch Whisky
Association. The Scottish Liberal Democrats also focused
on the particular significance of financial implications:
they considered it necessary to avoid narrow
"Treasury style" control. Instead, proposals
should be presented to the Parliament with full financial
information, including costings for alternatives, and
civil servants should provide non Executive parties with
costings of proposals as necessary. |
| 30.2
Councils were keen to see potential legislation proofed
in regard to its potential impact on local government (in
particular, the resources local authorities would need to
implement the legislation and whether it would erode
local government functions) Other examples of the kinds
of implications to be considered were: |
- Health Education
Board for Scotland - health implications;
- Engender: gender
implications.
- North Ayrshire
Council - implications for rural areas;
- Save the Children
Fund - adherence to the UN Convention of the
Rights of the Child;
- Equal Opportunities
Commission - equal opportunities implications,
monitored by an Equality Unit.
|
| |
| 31. How
can the Parliament ensure that legislation is properly
considered? |
| |
| 31.1 The
response to this which was widely given was that the
timetable of the Parliament must be published well in
advance to allow any groups with interests to consult
widely and prepare their response. Such consultation
should also avoid badly conceived legislation as end
users will have chance to make their views known. This
could be monitored by an independent structure which
would audit the quality and quantity of consultation (as
per the PHACE West response) Similarly, the use of a
structured timetable would avoid the use of measures such
as the guillotine which cut off debate (British
Federation of Women Graduates). Limited debate at each
stage would ensure all clauses of a Bill have the chance
to be equally considered. The Institute of Chartered
Accountants of Scotland wanted to see a "breathing
space" built into the course of legislation to allow
for further reflection and consultation. A similar view
that the consultation process should not stop with the
introduction of a Bill was advocated by The Royal Society
of Edinburgh: "During the passage of a Bill,
the appropriate Committee should continue to receive
representations and adequate time must be allowed for the
amended Bill to be considered. Defects in Bills are often
due to amendments having been made without adequate
opportunity to reconsider the Bill in its entirety."
|
| 31.2
Similarly the "quality not quantity" principle
to the introduction of legislation was favoured, for
example by COSLA. Following the same idea as that which
had been advocated by the Scottish Liberal Democrats in
terms of MSPs' appreciation of the financial implications
of proposed legislation, the Committee of Scottish
Clearing Bankers considered that ill formed legislation
could be avoided if civil servants provided briefing to
all MSPs, not just the Executive, so that they are fully
informed. |
| |
| 32. Should
existing legislation be reviewed and if so, how? What
factors might be taken into account (eg financial
implications, equal opportunities implications,
environmental impact, implications for business)? |
| |
| 32.1 There
was some concern about the resource implications of any
widespread programme to review all legislation, and the
"if it's not broken, don't mend it" view was
voiced by many organisations. Two other views became
apparent: that new legislation introduced within the
Scottish Parliament should be reviewed as part of a
post-legislative scrutiny process, and that existing
Westminster legislation should be reviewed and
"Scottified". For example, the Scottish
Association for the Study of Delinquency saw a role for
Committees in reviewing legislation 3/5 years after its
implementation against milestones agreed at that time.
The Federation of Small Businesses suggested that all new
legislation should be reviewed one year after its
implementation, by a different Committee to that
responsible for its legislative passage. The need for the
"Scottification" of legislation was supported
by The Scottish Liberal Democrats who noted that much
legislation pertaining to Scotland is tacked on at the
end of English Acts, and considered that this should be
remedied. |
| 32.2
Respondents considered that the same factors should be
considered for the review of existing legislation as for
proposals for new legislation. |
| |
| 33. Should
there be electronic voting? |
| |
| 33.1 This
question appeared to cause considerable confusion amongst
respondees, many of whom took it to refer to electronic
voting by the electorate for elections to the Scottish
Parliament. Those who recognised that the question
referred to the voting procedures in the Plenary sessions
of Parliament were very supportive, seeing it as time
saving and cost effective, although there was recognition
that there would need to be security safeguards and a
manual backup. The RNIB also pointed out that any system
in place would need to be suitable for use by blind or
partially sighted MSPs. |
| 33.2 There
was dissent also about whether MSPs should be able to
vote from outwith the Parliamentary Chamber. Some
believed that this would erode the accountability of
MSPs, and could lead to badly conceived legislation as
MSPs could vote without being aware of the issues raised
in debate. Others considered that a remote voting system
would have the advantage of allowing MSPs in remote areas
to participate in the proceedings without the need to
travel to Edinburgh. |
| |
| 34. How
can it make the best use of Information Technology, the
Internet, electronic mail? |
| |
| 34.1 Issues
of Information and Communication Technology related also
to the discussion on Sharing the Power (access to
information about the work of the Parliament); Equal
Opportunities (how to ensure all individuals and groups
had similar access to information) and Accountability
(how members of the public could contact and be aware of
the work of their MSPs). Thus ICT was regarded as being
useful as a conduit for two way communication - both for
the dissemination of information and for the facilitation
of consultation and the garnering of public opinion. It
was widely felt, for example, that all MSPs and
Committees should be accessible by e-mail, and that
discussion groups should be set up on the Internet. |
| 34.2 For the
Parliament to become a showpiece for best use of ICT,
there should be broad and imaginative use of information
technology, for example, taking Committee evidence by
video-conferencing with remote areas, or as the Glasgow's
Children's Panel Advisory Committee suggested, by using
an interactive website. |
| 34.3 The
need to recognise that sophisticated ICT systems were not
available to all was emphasised in this part of the
discussion (as throughout the responses) and CD-ROM, for
example, was considered an inexpensive alternative to the
provision of Parliamentary information via the Internet
for those without on-line access. Similarly, ICT Best
Practice should include the provision of ICT access
points (as suggested by British Telecom) in councils,
supermarkets, schools, libraries and so on. |
| |
| 35. What
other Best Practice could the Parliament draw on?
|
| |
| 35.1
Respondents considered that the best source of best
practice would be other Parliaments, particularly those
which were devolved and/or related to areas with similar
populations to Scotland. BT cited the example of the
Swedish Parliament, where the website showed the contents
of the Prime Minister's mailbag each day. The United
Nations and the European Union were also mentioned as
worth considering in their use of social partners and a
participative approach to decision making. Local
Government examples were suggested by councils
themselves, and by Strathclyde Fire Board who suggested
that the Parliament should adopt Local Government's
"best value" approach, both in its planning
cycle and in terms of procedures and systems which should
be benchmarked against those in other countries. The
Irish National Economic and Social Forum was also cited
several times as an example of best practice in
consultation. |
| 35.2 Turning
around the question, John G Sturrock expressed the hope
that the innovative new working methods of the Parliament
should result in a new model of best practice for the
rest of Scotland through its consensus building politics.
|
| |
| Equal Opportunities |
| 36. The
Scottish Parliament is likely to keep normal business
hours and take Scottish school holidays. What else should
it take into account to ensure that the Parliament is
open to all? |
| |
| 36.1 The
issue of the Parliament keeping normal business hours and
taking Scottish school holidays was broadly supported,
but not universally. It did attract some criticism as it
was felt that such a timetable might work against the
principle of accessibility, as it might exclude those who
work or attend school themselves from being able to visit
the Parliament while it is in session. Some business
organisations, such as FirstGroup plc, also felt that it
would be non-businesslike for the Parliament to place
such restrictions on its working hours. The proposal was
made (for example by the National Board of Nursing),
therefore, that some consideration should be given to
allowing out of hours public access to the Parliament,
ensuring that everyone had the opportunity to visit. |
| 36.2 Women's
and children's organisations were also very supportive of
the provision of nursery facilities but, it was felt that
these should be available not only for MSPs, but for
staff and visitors. In a similar vein, it was regarded as
important to remember that access to meetings could be
restricted for example by their timing (during religious
holidays or at times when organising childcare might be
difficult) or by access difficulties (such as the
availability of signers or interpreters, or whether
pre-meeting material was available in good time in
Braille format). Access to public transport was
identified, for example by Business & Professional
Women UK Ltd and the West Lothian Women's Forum as
another key to providing the opportunity for all to
participate in the Parliament. |
| |
| 37. What
other practices could be adopted to promote equal
opportunities? |
| |
| 37.1 Equal
opportunities organisations in particular advocated a
wide variety of measures which would both ensure equality
of opportunity within the Parliament and which would also
send a signal to the rest of Scotland indicating the
Parliament's position as a model of equal opportunities
best practice. For example, the Equal Opportunities
Commission suggested that all Parliamentary funded bodies
should provide Equal Opportunities plans including
performance objectives and monitoring mechanisms as a
condition of their funding. ENABLE asked that the
Parliament embrace the principle of "reasonable
adjustment", by which any policy, procedure or
practice might have to be changed to allow the
participation of a particular group. |
| 37.2 Many
organisations, such as Capability Scotland also suggested
that a welcoming atmosphere on arrival in the Parliament
could be created if disability (and other equal
opportunities) training were to be provided for staff.
There was also a recognition that any equal opportunities
policy in the Parliament could only be meaningful if it
were monitored regularly and relevant statistics
collected: COSLA suggested that such monitoring could be
undertaken by a Parliamentary Unit along the lines
suggested in the John Wheatley Centre report. |
| 37.3 Fife
Council Service Development Team made a particular point
about the need to ensure that methods of consultation in
themselves encouraged equality of opportunity: "The
Parliament should be proactive in seeking minority
women's views and translating them into the legislative
process rather than drafting legislation and then
assessing the impact upon disadvantaged groups".
They felt that only in this way could the Parliament
ensure that the consultation process spreads beyond the
powerful groups with the resources to make their voices
heard. |
| |
| 38. How
might the language and other practices of the Parliament
be inclusive/non-discriminatory? |
| |
| 38.1 It was
generally recognised that English would be the main
language of the Parliament, but various organisations
lobbied for the use in the proceedings of other
languages. Such views were not restricted to discussion
of Gaelic and but also related to ethnic minority
languages and the status of BSL, which, for example, the
Royal National Institute of the Deaf said should be
recognised as an official language of the Scottish
Parliament. It was widely considered that translation of
documents into Braille, Gaelic, ethnic minorities
languages and non-traditional formats (such as tapes)
were a key to ensuring accessibility to information, as
was the use of non-sexist language (eg make alternate use
of male and female forms in all written documents) |
| 38.2
Organisations such as Comunn na Gaidhlig and sister
organisations asked that Gaelic should be given
particular status in the Parliament: It was also
recommended that "constituents should be
granted a right to use Gaelic in their dealings with
Parliament and to expect the use of Gaelic in
reply". They also argued that MSPs should
have the right to use Gaelic in all Parliamentary
proceedings, making its status on a par with that of
English. |
| 38.3 Several
groups (particularly those in peripheral areas of
Scotland) also highlighted the need to consider regional
issues in the context of ensuring the inclusivity of the
Parliament. For example, the Scottish Liberal Democrats
and the Shetland Islands Council Liberal Democrat Group
both emphasised the need to see adequate representation
for the regions and island areas, and they proposed
particular Committees to cover the particular needs of
these areas, backed up by an "Islands Desk"
within the civil service. Similarly, the Scottish
Conservatives in the Dumfries area proposed that
inclusivity could be promoted by distributing Government
departments around Scotland to areas relevant to each
department. |