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PROTECTING CHILDREN -A SHARED RESPONSIBILITY: Guidance on Inter-Agency Co-operation
 
 
PART 4: WORKING TOGETHER TO PROTECT CHILDREN
Recognition of abuse
4.1 Everyone who works with children and families should be alert to signs that a family is under stress or in need of help with bringing up their children. Early support may help the child or family to tackle problems, improve coping and prevent the risk of significant harm. Guidance on supporting vulnerable children and families is contained in Scotland’s Children: Children (Scotland) Act 1995 Regulations and Guidance, Volume 1 - Support and Protection for Children and their Families. Where professionals suspect child abuse or neglect they should consult with senior staff or designated child protection officers in their own agency, or contact the social work service, the police or the Reporter directly for advice. Any person who believes or suspects that a child is being abused, or is at risk, should tell the social work service, the police or the Reporter about their concerns.
4.2 There are a number of common stages in the management of child protection cases:
  • referral to the social work service, police or Reporter
  • initial inquiries
  • action to protect the child in an emergency
  • inter-agency case conference
  • assessment and the inter-agency child protection plan
  • monitoring and review
4.3 These stages will overlap; assessment is a continuous process which should inform each stage of the management of a case. Setting the stages out in sequence enables professionals to identify the range of activity for agencies involved in child protection casework.
4.4 When a child tells any adult about possible abuse, his or her statements should not be dismissed or ignored. The adult should attend carefully to what the child wants to communicate. Sometimes children may say things which may seem fantastic. Adults should consider what may have prompted this and assess their meaning and significance. Adult abusers sometimes use stories or fantasy to make a child’s claims of abuse less credible. Where information is offered, those receiving the information should listen carefully to what is being said, be attentive and responsive taking into account the child’s age and stage of development, and allow the child to say what he or she wants to, without being drawn into detailed questioning. Care must be taken to avoid undermining future inquiries or police investigation, for example by asking leading or multiple questions. The listener should record as accurately as possible anything a child has said, noting exact words, time, place and context, as far as possible, and should avoid summarising the child’s account using the listener’s words.
4.5 Children who report abuse may be anxious about the information being shared with others. If necessary the listener should reassure the child that he or she is right to talk to an adult about being hurt or harmed, and that the adult must take what the child says very seriously. Any professional should make clear that other people may have to be informed to make sure that the child can be properly protected. They should not make promises to children about confidentiality of information. Schools are now encouraged to have codes on confidentiality which make clear to their pupils what kinds of information cannot be kept confidential. In most cases the listener should be able to explain to the child who else will need to be told and why, giving a commitment to keep to a minimum the number of people who need to be informed. The professional should, as far as he or she is able, tell the child what is likely to happen, and should find out the child’s views and wishes to inform the next steps.
4.6 When a parent or adult refers concerns about a child, the person receiving the referral should ensure, as far as practically possible, that suspicions or allegations of abuse or neglect are not discussed in the child’s hearing. This could prejudice the reliability of any information the child may provide later.
 
Screening referrals
4.7 Members of the public and all those who work with or have contact with children and their families should know when, how and to whom they should report any concerns they have about a child’s safety or welfare. Systems for receiving and processing referrals should be simple and accessible, so that children and families can obtain help quickly. Where they suspect child abuse or neglect, professionals must share relevant information with the social work service, the police or the Reporter promptly. When local authorities receive referrals concerning children, they will need to reach a view on the nature of the child’s needs and what response is needed, if any, to promote or safeguard the child’s welfare. Many referrals will not need a response under local child protection procedures. After making initial inquiries into a child’s circumstances, the local authority or other agency may decide that further inquiries are not required or that some other response is more appropriate, for example offering advice, guidance, assistance or other services to the family. Co-operation between agencies will help them deal with cases appropriately. Local authorities should consult with other agencies, including professionals who may know the child and family, before deciding whether or not to initiate child protection inquiries.
4.8 All referrals, including those which do not require an immediate response, should be acknowledged quickly, indicating when a response will be made. When the local authority receives any referral it will need to seek further information from the relevant agencies, including police, health and education services, in order to decide the most appropriate response to make. There is then a range of responses to referrals; the local authority may do one or more of the following:
  • provide advice or information, and take no further action when the task is completed
  • refer the family to another agency or service
  • seek further information from the family or others
  • offer a service (for example allocate a social worker to visit the family or provide a place in a day care service)
  • undertake an assessment of the child and family’s needs in order to inform future decisions
  • make inquiries, after consultation with the police and other agencies, under local child protection procedures
  • in cases where a child may have been a victim of abuse or neglect, undertake a joint investigation with the police
4.9 In all cases, including anonymous referrals or emergencies, where a child is referred to the social work service because of concern about his or her safety or welfare, the social worker receiving the referral should explore the information with the referrer carefully. The referrer may be worried about the consequences of talking to social work services about his or her concerns, and may require an explanation of the local authority’s duties and responsibilities towards children and families.
4.10 The social worker should gather and clarify information before acting. Even in emergencies the initial assessment of information should be discussed and endorsed by a social work manager. The social worker and senior colleagues must decide which agencies to consult and whether to make inquiries under local child protection procedures. They should ensure through consultation with other agencies who know the child, that they have all available relevant information to decide what form further inquiries should take. In cases where the level of concern is sufficient to warrant consideration of child protection procedures the social work service must consult with the police. This may in the first instance involve sharing information, or may suggest the need for a joint investigation by police and social workers. These decisions are complex and child protection procedures should support a measured response to the range of referrals of children who may be at risk, keeping the welfare of the child as the paramount consideration in decision-making. CPCs should agree procedures for liaison and co-operation between staff undertaking child protection inquiries and the Reporter.
4.11 When a local authority suspects that a child is suffering, or is likely to suffer, significant harm, inquiries under local child protection procedures should include consideration of any risk to other children in the household or family.
 
Sharing information
4.12 Personal information about children and families given to professional agencies is confidential and should be disclosed only for the purposes of protecting children. Nevertheless the need to ensure proper protection for children requires that agencies share information promptly and effectively when necessary. Ethical and statutory codes for each agency identify those circumstances in which information held by one professional group may be shared with others to protect a child. Agencies should not disclose information given in confidence for any other purpose without consulting the person who provided it.
4.13 When a child is being looked after away from home in residential or foster care, his or her carers must be given full information about the child’s background and any previous experience of abuse or neglect, including any history of sexual abuse or sexualised behaviour. Carers need to have sufficient information about any allegations of abuse to help them understand how the child may feel and behave, and to cope confidently with after-effects of trauma. Local authorities should draw upon carers’ skills and experience in observing and assessing children. If a child in their care alleges abuse, carers should remain receptive to what the child says, or how he or she behaves, without detailed questioning of the child which might prejudice subsequent child protection inquiries (see paragraphs 4.4 and 4.5).
 
Initial inquiries
4.14 Initial inquiries under child protection procedures into concerns about a child’s welfare will be carried out by local authority social workers acting alone or jointly with other agencies, such as the police or health and education professionals. They may ask a GP or paediatrician to examine a child for signs of trauma, or a health visitor to provide a report about the child or the family. The public and professionals are likely to contact social work services about equivocal and borderline cases, where the nature of the concerns about a child need clarification. Social work services will consult with other agencies and make preliminary inquiries to establish whether there is genuine cause for concern or intervention. Other professionals may be asked to assist. Social workers and police may need to interview a child jointly to progress child protection inquiries. Staff who carry out these interviews will have special skills and training in talking to and listening to children.
4.15 All allegations of child abuse or neglect, including anonymous referrals, should be taken seriously. Professionals should consider all cases with an open mind without assuming that abuse has, or has not, occurred. All referrals, particularly those involving allegations of sexual abuse, warrant a carefully considered and measured response. Professionals must be alert to the possibility of abuse of children they already know and similarly, they should be alert to the possibility of child abuse or neglect in cases in which concerns about child abuse are not stated in the referral.
4.16 Agencies making child protection inquiries must first obtain all relevant information about the child and family and their circumstances, to identify any sources of potential harm to the child and to assess the degree of risk. On the basis of their assessment of risk, agencies need to decide whether any immediate action should be taken to protect the child and any others in the family.
 
Legal measures for the protection of children at risk
4.17 In some cases local authorities must take urgent action to protect a child from significant harm. In some cases a child’s parents may agree to the local authority providing the child with accommodation and looking after him or her, until concerns about the child’s safety, or allegations of abuse or neglect, can be clarified. The local authority might also consider whether others in the child’s extended family or social network could look after the child while agencies carry out further inquiries or assessment. There will, however, be cases where the risk of significant harm befalling the child may make it necessary for agencies to take legal action for his or her protection. Any person may apply to a Sheriff for a Child Protection Order (CPO) (12), or the local authority may apply for an Exclusion Order (EO) (13). The CPO authorises the applicant to remove a child from circumstances in which he or she is at risk, or retain him or her in a place of safety. The EO requires the removal of a person suspected of harming the child from the family home. A Justice of the Peace may also, in certain circumstances, authorise the removal of the child for a short period if a Sheriff is unavailable and, in limited circumstances, a police constable may take the child to a place of safety (14).
4.18 The responsibility to take any urgent action to protect a child rests with the local authority within whose boundaries the child is located when such action is deemed necessary, even if the child does not normally live within that local authority’s area. Other agencies or professionals may need to apply to a Sheriff for a CPO or to a Justice of the Peace, where a Sheriff is not available, for authority to remove a child where emergency protection is necessary. In such circumstances the applicant should contact the local authority social work service for advice. If a local authority or any other person is considering emergency action to protect a particular child, the need for similar action to ensure the safety of any other children in the household should be considered at the same time.
4.19 The Children (Scotland) Act 1995 also makes provision for the local authority to apply for a Child Assessment Order (CAO) if it has reasonable cause to suspect that a child may be suffering or is likely to suffer significant harm and the parents or carers are refusing to allow the local authority to see the child (15). The CAO requires the parents or carers to produce the child and allow any assessment needed to take place to help professionals decide whether they should act to safeguard the child’s welfare. The authority may ask, or the Sheriff may direct, someone else, such as a GP, paediatrician or psychiatrist, to carry out all or any part of the assessment. Professionals must assist in carrying out these assessments when asked to do so and local procedures should make provision for this. Where the child is of sufficient age and understanding, he or she may refuse consent to medical examination or treatment whether or not a CAO is made (16).
4.20 More detailed guidance on the new provisions in the 1995 Act is contained in Scotland’s Children: Children (Scotland) Act 1995 Regulations and Guidance - Volume 1 Support and Protection for Children and their Families.
 
Criminal prosecution of alleged perpetrators of abuse or neglect
4.21 If an allegation of child abuse or neglect proceeds to prosecution, the social work service should discuss with the police and Procurator Fiscal any concerns about the risk of further abuse or interference with witnesses in the case, so that such matters can be considered when decisions are being taken by the Court about bail and any conditions which may need to be attached to bail, if granted. The initial child protection case conference may provide an opportunity for the social work service, the Reporter and the Procurator Fiscal to discuss recommendations about bail and any necessary conditions. The Sheriff will decide whether to grant bail or not.
4.22 If an alleged perpetrator of abuse is to be prosecuted, child victims should always be provided with support, information and preparation for the experience of being a witness in Court. The local authority and other agencies need to consider a range of issues if the child needs counselling or therapy before criminal proceedings are concluded. The needs of the child are paramount, and counselling should not be withheld solely on the basis of a forthcoming prosecution. Agencies must consider the potential impact of an unsuccessful prosecution or hostile cross-examination of a child, and the implications for future protection of that child and others if a prosecution does not succeed. Where counselling does take place, the person(s) offering counselling may be called as witnesses to explain the nature, extent and reasons for the counselling. Welfare agencies should discuss this with the Procurator Fiscal so that he or she can be aware of the potential impact of such counselling on any criminal proceedings. In order to alleviate the stress for a child giving evidence, it is possible to have a support person present, to use screens to hide the accused from the child, or to use a live television link when the child is giving evidence. In appropriate cases, the Procurator Fiscal can make an application to the Court, with whom the final decision on use of these options rests.
 
Outcome of child protection inquiries
4.23 The local authority should inform the parents or carers, and the child, where appropriate (having regard to his or her age, maturity and understanding), in writing of the outcome of child protection inquiries. Where inquiries do not substantiate concerns, the local authority should explain again the agency’s legal responsibility to inquire into concerns about children’s safety, and acknowledge any distress or disruption that such inquiries may cause. Further support or other services should be offered where necessary. Referring agencies should be informed of the outcome of child protection inquiries promptly and in writing. It is important that public confidence in professionals’ response to their concerns about children be maintained. When members of the public make referrals to a statutory agency, in most cases it should be possible to provide some information about the professionals’ response without giving confidential information about children and families.
4.24 In some cases it may be appropriate for the alleged or suspected abuser to leave the household, with assistance if necessary. If he or she is unwilling to do so the local authority may apply to a Sheriff for an Exclusion Order. If there is no safe alternative to the local authority looking after the child away from his or her family, the social work service must make arrangements for the child’s care, consistent with their duties towards children looked after (17), which promote and safeguard the child’s welfare and which take account of the child's views and wishes, and those of his or her parents and other family members. The social work service must ensure that the child’s contact and relationships with all important members of his or her family, including any suspected perpetrator, should be maintained as appropriate. If the social work service believe that limited or supervised contact is necessary, the reasons for this should be recorded and the parents advised in writing.
 
4.25 Following inquiries, the local authority may find that a referral does not require further investigation under local child protection procedures, but the child or family needs help in other ways. The local authority should arrange any necessary help or services from child health and social work services, or additional support from education professionals or voluntary agency support services, either directly, or by putting the family in touch with other agencies.
 
Recording
4.26 Each agency should have a policy on record keeping which states the purpose and format that staff should use when recording information about their clients, patients, pupils or users. The policy should include arrangements for ensuring records are fit for purpose and are maintained to appropriate standards, who will have access to records, and for how long they will be kept. All agencies must establish procedures to ensure speedy transfer of relevant records when a child and/or family moves into or out of the agency’s area.
4.27 Staff in different agencies should keep up-to-date case records of their involvement in any child protection case. Records should include:
  • details of any concerns about the child and family
  • details of any contact or involvement with the family and any other agencies
  • the findings of any assessment
  • any decisions made about the case within each agency or in discussions with other agencies
  • a note of information shared with other agencies, with whom and when
4.28 Staff in local authorities, health services or other agencies may receive information which may form evidence in later criminal or civil proceedings. The information received in a referral must therefore always be written down accurately and in detail, either at the time or immediately afterwards. Child Protection Committees may develop standard referral forms for use by all local agencies. Records should note the date and time that any incident occurred and the date when the record was made. When recording their intervention and activity in child protection cases staff should take contemporaneous notes wherever possible, and should complete records as soon as possible after an event or interview. Original notes and case records, drawings or other written material should be retained even if information is condensed into summary reports.
4.29 Recording systems should meet the requirements of legislation on access to files and data protection. Storage arrangements should be adequately secure and protect client confidentiality. Professional records may need to be made available to the police or the Reporter when required.
 
Child protection case conferences
4.30 Multi-agency case conferences are an essential feature of inter-agency co-operation to protect children. They enable agencies to consider information about allegations or suspicions of child abuse and neglect and the outcome of child protection inquiries. They assist planning to help families and welfare agencies ensure that a child at risk is properly protected from harm. They can assist those agencies which consider possible criminal proceedings and the likely impact of these on the child. The social work service should discuss the need for a conference with other agencies at an early stage in inquiries. Case conferences will be convened by the social work service if a case requires inter-agency discussion and planning. Any agency may ask the social work service to convene a child protection case conference about a particular child. Local inter-agency procedures should contain information about arrangements for child protection case conferences and should include advice for all agencies about how to ask the social work service to convene a case conference about a particular child.
 
Objectives
4.31 A child protection case conference may have a number of objectives; it will undertake some or all of the following tasks:
  • ensure that all relevant information is shared and collated
  • assess the degree of existing and likely future risk to the child
  • identify the child’s needs and any services from any of the agencies that may be needed to help him or her, whether or not the case conference concludes the child is at risk
  • review a current child protection plan
 
A child protection case conference will decide:
  • whether a child’s name should be placed on, or retained on the Child Protection Register
  • if the child is registered, the arrangements for the inter-agency child protection plan
  • when a child’s name may be removed from the Register
4.32 Each participant should be clear about the reason for, and purpose of the conference, why he or she is present, and their current role and contribution to the management of the case. Each is responsible for ensuring that their own agency is aware of the tasks or action required. If the local authority or another agency has not already made a referral to the Reporter, the case conference should consider whether this is necessary. If the case conference decides that referral is appropriate the local authority, or another agency if more appropriate, should take responsibility for making the referral. The referring agency should include the collective view of the conference in the referral information. Any referral arising from the case conference should be made to the Reporter as soon as practicable after the conference.
 
Timing of case conferences
4.33 When initial inquiries are complete, professionals involved with the family should consider whether further action is necessary and if so whether this needs to be action within child protection procedures. An initial case conference can enable professionals from different agencies to make a well-informed decision about future protection of the child. The local authority or the police should not however delay any necessary action to gather information or to ensure a child’s immediate safety until a case conference takes place.
4.34 The timing of the first inter-agency case conference will vary from case to case. The first case conference may be held after agencies have held a planning meeting to agree a strategy for responding to a referral alleging that a child has been harmed. The local authority may have already taken urgent action to protect the child. In other cases, the first case conference may be held earlier, to pool information about the child, the family and any suspected abuser, and to identify how any further inquiries should proceed.
 
Participation
4.35 The number of people involved in a case conference should be limited to those with a need to know or those who have a contribution to make to the tasks identified. In addition to local authority social worker(s), other participants might include the Reporter, health professionals, police, teachers, educational psychologists, relevant voluntary organisations, Procurators Fiscal (although their interests may be represented by the police), and Armed Services staff where children of service personnel are involved. Agencies should encourage parents and carers and, where appropriate, children, to attend case conferences about their family. To encourage participation in the conference, the social work service should arrange, as far as practicable, times and venues for case conferences which are convenient for participants, taking into account school and surgery or clinic times, and parents’ and children’s needs. Sufficient notice of conferences should be given to enable professionals such as GPs or teachers to arrange cover or to send written reports. All persons invited to a case conference should understand its purpose and the relevance of their particular contributions.
4.36 There may be occasions when it is appropriate to invite to the case conference non-agency or non-professional staff such as foster carers, home carers, childminders, volunteers or others working with the child or family. The professional most closely involved with the person to be invited should brief him or her carefully beforehand. This should include providing information about the purpose of the conference and their contribution, the need to keep information shared confidential, and advice about the primacy of the child’s interests over that of the parents where these conflict.
4.37 Any participant who is unable to attend should send any information and their views about any risk to the child(ren) to the chairperson, normally in writing. They should quickly be informed of the outcome of the conference. If the Reporter is not able to attend a case conference they should provide the chairperson with any information which they think relevant for the protection of the child. The Procurator Fiscal should provide information about criminal proceedings which may be relevant to the child’s protection and support, such as proposals for bail. Legal advice from the local authority should be available as needed. The Procurator Fiscal will also make available to the Reporter any relevant information about an alleged abuser from any psychiatric, psychological or other specialist reports prepared at his or her request.
4.38 If an agency cannot comply with the child protection plan agreed at a case conference they should discuss this with the officer appointed by the social work service as the keyworker for the case, normally an allocated social worker. The keyworker will then inform other people working with the family and agree a contingency plan.
4.39 Where it appears to a case conference that information about the mental health of a family member, or members, may assist consideration of a child’s welfare, a psychiatrist or a member of another relevant profession should be invited to the conference or asked for advice.
 
Requirements for effective case conferences
4.40 Case conferences should be chaired by a senior member of the social work service with appropriate training and skills in the chairing of inter-agency conferences. The chairperson should not have first line management responsibility for decision-making about the case. All participants should prepare themselves for the conference, have available written reports, and give careful consideration to each contribution.
4.41 Clear and, wherever possible, consensual decisions should be made about registration or, where appropriate, de-registration. Where there is disagreement amongst participants, the chair will make the final decision. The conference should identify a keyworker and a core group of staff from the relevant agencies who will carry out the necessary tasks to protect the child, and agree arrangements for sharing information between conferences. Participants should agree a child protection plan and make sure this is understood by all concerned.
4.42 The local authority should prepare a written note of the case conference which:
  • records who attended and any apologies or absences
  • summarises established or new information and key points from discussion at the conference
  • records decisions of the case conference and responsibility for action on registration, recommendations for the inter-agency child protection plan and the date and time of the next review conference with any reservations or dissenting views on these matters also being recorded
The chairperson should not be responsible for making the note of the case conference but he or she should check the note for accuracy. The local authority should circulate the note to all those invited to attend the conference. The keyworker, or social work manager, should inform parents or carers about the child protection plan and, if the child’s name is placed on the Register, the purpose and use of the Child Protection Register. Parents should also be sent written information about the case conference outcome (see paragraph 4.47 below).
 
Involvement of children and parents
4.43 Case conferences should take account of children’s views and feelings, having regard to their age and understanding. Whenever children are able to express their wishes and feelings and are able to contribute to assessment, planning and review, they should be invited to attend the case conference, if this is consistent with their welfare. The social worker should prepare each child by giving full information about case conferences. The child should also be told that he or she can ask for someone to be present for support at the conference. If a child does not wish to attend, or if this is inappropriate, the professionals working with the child should make sure that the conference has information, in writing, about his or her views. The keyworker should make sure that the child knows about the plans for him or her.
4.44 Professionals should actively seek to develop partnerships with parents and be honest and sympathetic towards parents but without losing sight of the child’s needs. Parents and carers need clear information about professionals’ concerns if they are to change behaviour which puts their child at risk. They may be anxious and angry about professionals’ intervention in their family and some may express these feelings at the conference. This should not be allowed to interfere with the task of the case conference and the chairperson should ensure that parents are informed in advance about how information and discussion will be presented and be managed. The social work service should prepare parents and carers before conferences by giving them information about the reasons for professional concern, agencies’ statutory powers, the roles of agencies involved and parents’ legal rights. Parents may need to bring someone to support them when they attend a conference. Written information about child protection case conferences should be made available to children and parents, in the form of local leaflets or national public information (18). Guidance on parents’ attendance at case conferences should be contained in local inter-agency child protection procedures.
4.45 When planning a case conference the chairperson should consider with the family’s keyworker and any other relevant agencies, whether there is any reason why the parents or, if capable of doing so, the child, should not attend all or part of the conference, for example because concurrent legal proceedings would prevent their participation in discussion. If their participation would prevent the case conference from achieving its functions the chair should consider how the parents’ or carers’ or the child’s views can be communicated to the case conference. The chair should inform participants and the family of any decision to exclude family members and the reasons for this. When parents do not wish to attend a conference, this should be recorded with any reasons given.
4.46 When a case conference decides to place the child’s name on the Child Protection Register and agrees an inter-agency child protection plan, the local authority should give the family a written summary of the proposed action, even if they attended the case conference. Parents should be told what information will be held on the Register and how this may be used, and details should be checked with them for accuracy. The keyworker should talk to parents or carers about how they will be involved in planning for the child, and consider with the child’s mother or other carers how fathers without parental responsibilities may be informed and included where appropriate.
4.47 It is good practice to confirm important information to parents in writing. The social work service should provide details of the inter-agency child protection plan to parents in writing. This should include the reasons for the agencies’ concern about their child, the services to be provided for the family and the parents’ and agencies’ expectations of each other. The local authority should explain to the family the different responsibilities of case conferences, the Reporter and Children’s Hearings and, as far as possible, help families to understand where decisions about the protection of children are made.
4.48 Parents or carers who disagree with any case conference decision should be given an opportunity to discuss this with a manager in the local authority social work service. Where the parent or carer is unwilling to comply with the child protection plan, the social work service should consider whether there is a need for further action to protect the child. Parents, or children who have a complaint about a particular agency’s service or actions should raise this with the agency concerned. In some circumstances they may need help to do this. All agencies should have procedures which families can use to pursue complaints about their service.
 
Assessment and plan to protect the child
4.49 Protection, treatment and other services for the child and family should be based on a comprehensive assessment of the child’s and family’s needs, including an assessment of the level of risk to the child. All cases in which a child’s name is placed on the Child Protection Register require a comprehensive assessment. An assessment involves gathering information purposefully to assist social workers and other professionals to identify aspects of the child’s health, welfare or development that require some help. It will identify what services are needed to reduce risk of harm and to enable the family to find ways of addressing difficulties so that a child’s needs can be properly met. Sometimes a child’s needs cannot be met by their family at home. An assessment should focus on a family’s strengths and skills as well as difficulties. Assessments vary in complexity and scale. Some assessments will take relatively little time and can be carried out by a social worker gathering and evaluating information directly or from a small number of sources. Other assessments may be more complex, may involve a range of professionals and may take considerable time, involving meetings with family members and consultation and meetings with other professionals, or require the child or the family to undergo assessment in a residential setting. Between these extremes can come a range of different levels of involvement. Assessments of children with disabilities should involve professionals with requisite skills and specialist knowledge. The results and outcomes of each agency’s assessment or contribution should be written down and made available to families.
4.50 The purpose of assessment is to acquire a full understanding of the child and family’s circumstances in order to provide a sound basis for decisions about future actions. Short-term plans may follow a preliminary assessment made during or at the conclusion of initial inquiries. These may need to be revised at a later stage. The keyworker is responsible for ensuring that a comprehensive assessment is undertaken. In order to plan the assessment the following questions should be considered:

What information is needed and how, and by whom, can this be gathered?

What are the child’s and family’s views about the assessment and how will the family contribute?

Who has parental responsibilities?

Where will the work be undertaken?

Does the child or family have any special needs, for example because of disability or communication difficulties, and how will these be addressed?

When should the assessment be completed?

How will it be recorded?

What is the legal status of the child and how will the assessment impact upon any legal or other action, for example, prosecution of an alleged abuser, civil proceedings in respect of the child, or assessment directed by a Children’s Hearing?

 
4.51 The comprehensive assessment will inform the child protection plan and should be reviewed throughout the agencies’ involvement with a family. The plan should take into account the child’s and parents’ views and wishes, local resources, the availability of specialist facilities and their suitability for addressing the particular needs of the child and his or her family.
4.52 Local authorities should make sure that families understand the objectives of the child protection plan and are willing to work with professionals to achieve these. If the family do not agree with the plan to protect the child, they should be given opportunities to discuss this. If they feel that they have been treated unfairly or that any agency has acted inappropriately they should be given information about the agencies’ complaints procedures. If the family refuse to co-operate with the child protection plan, the local authority, in consultation with other agencies, should consider whether to reconvene the case conference or take further action to protect the child. The local authority should advise the family about sources of independent advice or advocacy.
4.53 A separate plan for work with perpetrators of abuse may be needed to complement the plan for the protection of the child. Such plans may be needed in a range of circumstances: where an unconvicted offender, who accepts responsibility for abuse or neglect, agrees to work with social work services on personal change; where an offender is placed on probation; during a custodial sentence and following release, if an offender is released on parole or other statutory licence, or seeks voluntary assistance. The Scottish Office has issued guidance for local authorities and other agencies on the supervision and management of offenders against children in the community, and preparation and work with offenders released from prison (19). If a child has been abused by another child or young person, at home, in school or in other circumstances, social work services should separately assess the circumstances, needs and risk presented by that young person and work with him or her to reduce the likelihood of the young person abusing again.
4.54 Any staff or professionals working directly with perpetrators of abuse should co-operate fully with the keyworker in the preparation of a comprehensive assessment and recommendations for action. A criminal justice social worker may prepare a social enquiry report, or, following a conviction, may supervise the offender in the community. Similarly, in the event of a custodial sentence, prison-based social workers may be working with the offender. The keyworker will contact prison-based staff where the alleged or convicted offender is remanded in custody or is serving a custodial sentence as the case may be, and, where he or she is a parent of or has parental responsibilities for the child, advise him or her of any arrangements for a case conference, the outcome of any case conference, assessment or child protection plan.
4.55 Circular SWSG 11/94 requires prison and community-based social workers to consider what action may be needed to reduce any risk to any children from those convicted of offences against children, when they are released from prison. Where offenders who are placed on probation or released from prison return to a family in which a child may be at risk, the social work service should deploy more than one social worker in order to serve adequately the needs of the child and other family members, and to deal effectively with the offender. The Sex Offenders Act 1997 makes provision for offenders convicted of specified sex offences including sex offences against children, to register their names, any aliases, their address and any subsequent changes with the police for periods from 5 years to life. Related guidance sets out how information on sex offenders (not just those required to register under the Act) should be shared, managed and used to reduce risk to the public (20).
 
Pre-birth case conferences
4.56 Agencies should consider convening a case conference about an unborn child if there appears to be a risk of significant harm to the child when he or she is born. This case conference will have the same status and form as any other. Parents or carers should be invited to a pre-birth conference and should be fully informed and involved in planning for the child’s future, unless this would increase the risk of harm to the unborn child, for example by prompting the family to avoid contact with ante-natal services or to move out of the area. The case conference may decide that the child’s name should be placed on the Child Protection Register when he or she is born and agree an inter-agency child protection plan. The conference may recommend that the local authority seek a Child Protection Order at birth. The plan may include tasks to be undertaken by agencies to support and prepare parents before the child’s birth. The social work service should identify a keyworker to co-ordinate the plan.
 
Review case conferences
4.57 If a child’s name is placed on the Child Protection Register, a first review conference should normally be held within three months, and no later than six months, and at six monthly intervals thereafter while the child’s name remains on the Register. The local authority should also consider the need for a review conference when there are significant changes in the child’s or family’s circumstances.
4.58 The purpose of a review case conference is to review the progress of inter-agency work to protect the child, to consider any continuing risk to the child and whether there is a need for his or her name to remain on the Child Protection Register and to update the inter-agency child protection plan as required.
4.59 If a review case conference about a child on a supervision requirement recommends changes to the plan for work with the child which are likely to have a bearing on the level of supervision of the child and family, the social work service should consult with the Reporter about the need for a review Children’s Hearing. Even when the decision to remove a child’s name from the Register does not conflict with the terms of the supervision requirement, the social work service should still give consideration to asking for a review Hearing if, for example, a reduction in the amount of inter-agency contact or support is planned.
4.60 After any risk of further abuse or neglect has been eradicated or reduced to the level where an inter-agency child protection plan is no longer necessary, all agencies should continue to be mindful of the possible needs of the child or family for help or support. In particular, schools and other agencies in close contact with the family should remain alert to the child’s and young person’s continuing need for support even when other agencies are no longer involved with the family.
KEY MESSAGES
  • Agencies need to understand the causes, and be alert to signs of, child abuse and neglect, and be willing to provide help and support at an early stage.
  • Agencies should work in partnership with families, by informing and involving them in decisions and enabling them to participate actively in plans.
  • Local authorities should plan child protection inquiries in close consultation with the police and other agencies, in particular health and education.
  • Sharing information with other agencies is essential to the success of child protection inquiries.
  • Legal measures to protect children through the Courts are available in emergencies or when families are unwilling to assist.
  • Evidence should be gathered in ways which ensure the effective prosecution of crimes against children.
  • All agencies should contribute to assessment and decisions about how to protect children from abuse and should give priority to helping children recover from the trauma of abuse or neglect.
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