tso-banner.gif (2487 bytes) Previous page Contents page
  

Raising Standards - Setting Targets: The Improving School Effectiveness Project - Summary for secondary schools

Foreword
This paper was prepared by the Quality in Education Centre (QIE) at the University of Strathclyde and forms part of the support pack for secondary schools linked to the Raising Standards - Setting Targets initiative. It should be read in conjunction with the overview paper provided in the pack.

The Improving School Effectiveness Project (ISEP) was carried out by a team from QIE and from the Institute of Education at the University of London. The aims and findings of ISEP are very relevant to the targets initiative. This initiative looks at schools' scope for improvement, not in direct comparison with national averages or top national performance, but in relation to schools whose pupils have similar socio-economic backgrounds.

arrow-cyan.gif (6795 bytes)
 
This paper summarises aspects of ISEP that might be considered within the setting-targets initiative and also within the broader context of evaluating school effectiveness and quality.
The messages from ISEP underline the close relationship between research findings in school effectiveness and school improvement and the Quality Initiative in Scottish Schools. The issues raised should help schools to focus on improving attainment which is central to the targets initiative.
Frank Crawford, HM Chief Inspector of Schools, Audit Unit
One clear message emerging from the ISEP research is that monitoring achievement and setting targets do not occur in a vacuum. They rest on a climate of self-evaluation, a concern for evidence and a willingness to use the evidence in improving standards.
Professor John MacBeath, Quality in Education Centre,
University of Strathclyde
August 1998
Introduction
How effective is our school?
The Quality Initiative in Scottish Schools has encouraged us to ask the question, 'How good is our school?'.
Is there a difference between a 'good' school and an 'effective' school? Most people would say that the two things are the same - that it is merely a matter of terminology. However, it is important to understand the different uses of language. Researchers tend to use the word 'effective' to refer to measured outcomes, usually pupil achievement. Effective schools are then defined as those in which pupil achievement exceeds what might have been expected given the background influences on the pupils in question.
In other words, effective schools are those which:
  • use a reference point, or benchmark, to evaluate progress
  • achieve targets at, or above, the expected benchmark.
How far does this take us in answering the question, 'How good is our school?'. The answer from most teachers is - only part of the way. In other words, effectiveness measures are no more than the tip of the iceberg. If we wish to gauge standards and set targets that are realistic and attainable we need to know much more about what lies beneath the surface. What other questions need then to be asked? What other areas of school life have to be explored?
The evidence from ISEP provides some clear answers across 44 primary and 36 secondary schools. While the project provides significant findings across all 80 schools, the most useful information to schools was often their own. The experience of schools in the project shows that the information, on both achievement and attitudes, provided an excellent focus for professional development and school improvement.
Supporting improvement
ISEP helps us to understand the implications of different ways of looking at school quality and improvement. It incorporates approaches from school effectiveness research which involve looking at the relationship between pupils' measured attainment and influential factors. The project also developed a range of strategies and instruments that can be used to support school improvement. For example, pupil and teacher questionnaires were used in two ways:
  • as research instruments, they contributed to a nation-wide picture of many aspects of school life, such as teacher/pupil relationships
  • the results from these questionnaires were given back to schools, proving powerful in self-evaluation and review.
Key questions
The issue of school quality is at the heart of the project - how should it be defined, measured and monitored? This question is equally important for schools. In examining the general messages presented in this paper, therefore, the questions for your school should include the following:
  • Are the messages true of our school and how do we know?
  • Where might our school be different?
  • Do pupils achieve more in some areas of the curriculum than others?
  • What are the differences in rates of progress among pupils and what influences progress?
  • How much is pupil achievement affected by the peer group?
  • Do the attitudes and expectations of teachers make a difference?
  • How important are pupils' attitudes - to school, to teachers, to self?
  • How do we measure aspects of school life that are important but not easily quantifiable?
What difference do schools make?
Guidance will be developed from ISEP findings about how schools might add value, that is, how schools might outperform expectations based on statistical predictions.
ISEP addressed the questions:
  • What effect do different schools have on the level of measured pupil attainment?
  • What value do schools add to pupil attainment?
Many school effectiveness studies show that school performance, when judged by examination and other test results, largely reflects the prior attainment of pupils and their socio-economic status. These are powerful determinants of attainment and progress but we also know from previous research that schools themselves do perform differently even after these powerful influences are taken into account. As that research has demonstrated, schools in similar circumstances perform quite differently1. Because this is due to schools themselves rather than extraneous or background factors, it is described as the school effect. This school effect can be seen in ISEP schools. Page 3 outlines the effects of the school; of prior attainment; and of pupil background factors in the ISEP study.
The activities taking place in a range of ISEP schools were also examined using case study methods to find out what might be associated with value added, for example:
  • What was the ethos like in high value-added schools?
  • How was it established?
  • What approaches to teaching and learning were predominant in schools that under-performed in value-added terms?
 
1 Some of the seminal work in this field was carried out by: RUTTER, M. (et al) (1979) Fifteen Thousand Hours: Secondary Schools and Their Effects on Children, London: Open Books. MORTIMORE, P. (et al) (1988) School Matters: The Junior Years, Salisbury: Open Books.
Factors influencing school performance
Current research techniques are sophisticated and sensitive. They allow us to separate out different factors at work in influencing achievement and to measure their effects. This in turn allows us to build a value-added framework to estimate how these different factors interplay and to look at their influence on attainment in different subjects or areas. For example, the influence of prior attainment may be calculated independently of other factors such as age, gender and socio-economic background. In the same way, we can separate out socio-economic background. Free Meal Entitlement (FME) was used as the best available proxy measure for socio-economic disadvantage. Although not a perfect measure, it provides strong correlations with achievement. Of course, these two things - prior attainment and socio-economic background - are clearly inter-related but we can find out how they inter-relate and the extent to which they may actually work independently of each other. The benefit of this approach is that we can identify the effects of three main factors on pupils' achievement in ISEP schools.
  • Much of the variation among schools is accounted for by prior attainment measured two years previously. This accounts for between 40% and 64% of the variation. In other words, what pupils achieved in 1995 is a strong determinant of their attainment in 1997. However, it is not the only influence, and prior attainment is strongly related to pupil background factors, mainly socio-economic circumstances.
  • Pupil background factors, separated from prior attainment, have an additional influence accounting for up to 15% of the variation. In other words, even after prior attainment has been accounted for, pupils' socio-economic background still has a very substantial independent effect.
  • Up to one third of variation in pupil performance in 1997 was estimated to be due to the effect of the school after taking account of prior attainment, socio-economic factors and other pupil background factors.
 
These findings show that some schools have a stronger influence on attainment than others after the effects of important variables are taken into account. The power of the school itself to influence the level of pupil performance is clearly demonstrated. The findings also underline the important role of pupil background and prior attainment factors in current achievement and progress.
Factors and their implications
Age differences within a year group affect attainment at S2 and at Standard Grade. Generally, pupils who are young in their year achieve significantly less well.

arrows.gif (2452 bytes)

This has implications for the teaching, learning and assessment of pupils at all stages, especially where age is not taken into account in internal and external assessment.

 

Girls as a group are ahead in reading at S2. At Standard Grade, girls achieve better than boys in relation to English (and average score for their 'Best 7' Standard Grades.) Differences in mathematics in favour of girls just failed to reach statistical significance.

 arrows.gif (2452 bytes)

There are clearly implications for teaching and learning, particularly for boys. The finding that the gap between boys' and girls' attainment continues over time up to Standard Grade suggests that schools can do a great deal to raise achievement. Schools may want to consider this in relation to the achievement of particular groups, for example, boys.  

 

Socio-economic disadvantage as measured by free school meal entitlement has a powerful statistical relationship with attainment across the curriculum. In secondary schools, it is also associated with progress - pupils entitled to free school meals make poorer progress.

 arrows.gif (2452 bytes)

These findings show that using raw school results alone (from examinations or tests) gives an incomplete picture of school effectiveness and pupil progress. Taking account of differences in pupil intake characteristics gives a more accurate picture.

 

There is also a compositional effect related to free school meal entitlement - in schools where there are higher proportions of economically-disadvantaged pupils, results for all pupils tend to be depressed.

 

arrows.gif (2452 bytes)

To raise the achievement of all pupils there needs to be careful consideration of approaches to school organisation, teaching and resourcing, especially in schools serving economically-disadvantaged communities.
Adding value: patterns of school effectiveness
Indicators of academic school effectiveness were based on the progress of pupils from S2 to S4. Predictions were made about pupils' performance at S4, having accounted for the effects of socio-economic circumstances, prior attainment and other factors. Schools that exceeded these predictions were classified as significantly adding value.
The main findings of the project for secondary schools in relation to academic outcomes are summarised below.
  • In mathematics and average score across pupils' best 7 Standard Grades, about one in four ISEP secondary schools could be said to be significantly adding value to pupil achievement.
  • In English, a slightly smaller proportion of the whole sample could be said to be significantly adding value to pupil achievement.
  • Approximately one in four secondary schools performed significantly below expectation in mathematics.
  • A smaller proportion performed significantly below expectation in relation to Standard Grade English.
  • The pattern of performance among schools was mixed. For example, some schools performed close to expectation in relation to Standard Grade English and to pupils' best 7 performances at Standard Grade; and just below in relation to mathematics.
  • One in 12 schools significantly added value in all three academic measures - Standard Grade mathematics, Standard Grade English and overall score for best 7 Standard Grades.
  • The schools performing significantly above expectation covered the whole range of socio-economic classification. Indeed, the school with the highest free school meal entitlement in the project performed above expectation in two out of three of the outcomes. Furthermore, one of the three schools performing significantly well in all outcomes had relatively high free school meal entitlement.
Extending the quality framework: pupil and teacher perceptions
The targets that will be set by schools under this framework are, however, not an end in themselves. They are a focus for planning and improvement. Having set targets, schools will then have to plan how they are to be achieved. Many factors will be important to how they approach that critical task.
(SOEID: Setting Targets - Raising Standards in Schools, March, 1998).
The above quotation highlights the importance of school processes in relation to meeting targets. ISEP confirms that schools do make a difference and that the study of school processes is very valuable. It demonstrates, for example, how young people perceive their classroom experience - how they view the levels of challenge in their work and the working relationship between teachers and pupils. Likewise, the teacher questionnaire casts light on many issues such as the management climate of the school.
Information about pupil attitudes and perceptions was:
  • used to ascertain what change had taken place over the lifetime of the project in the way pupils perceive school
  • fed back to schools in the same way as attainment information.
The 'all schools' information provides an interesting, nation-wide picture of pupil perceptions of school life.  
Value-added: questionnaire responses
We can learn valuable lessons from the ISEP research about how questionnaires can be used to understand the general implications of pupil views for school improvement.
  • Schools find information about the attitudes of pupils, parents and teachers useful in informing their priorities.
  • Pupils' responses are generally positive. The least positive responses related to classroom interaction.
  • Pupils' attitudes to the quality of interaction between teachers and pupils in class varied, particularly in teachers' use of praise and pupils' attitudes to answering questions.
  • Three separate items varied significantly across the sample of secondary schools:
feeling safe in the playground
playing truant
getting homework.
  • Consensus varied. There was most consensus that the level of work was usually about right. There was least consensus about truancy.
  • One dimension, teacher support, varied significantly across schools.
  • Teacher support is significantly and positively related to pupil academic achievement. It subdivides into five items, including:
teachers help me to understand my work
teachers tell me how I am getting on with my work
teachers praise me when I work hard.  
  • The strongest associations between pupil attainment and pupils' views were with frequency of homework and perceptions of the pupil's own behaviour.
As the relationship between pupil attitudes and other factors is unclear from previous research, it is important to be cautious about incorporating the results of attitude questionnaires into value-added calculations. For example, existing research suggests that positive attitudes decline as young people mature.2
2 Keys, W and Fernandez, C(1993)
What do students think about school?: A report for the National Commission on Education. Slough: NFER
Teachers' views on their schools
The single most essential requirement one needs when giving others an opportunity to comment upon aspects of one's leadership and management style is resilience.... Criticism can be a constructive catalyst for change and improvement. (Headteacher)
The teacher questionnaire is a powerful instrument for analysis and for change. It asks teachers to rate their school on two scales against statements of good practice:
  • this school now (presence)
  • important for creating a better school (importance).
Some of the notable findings from the teacher questionnaire relate to teacher expectation. A gap between the way teacher expectation is perceived now (presence) and its perceived importance for creating a better school (importance) is significant for educational development. One example from the teacher questionnaire is shown below.
Teachers in this school believe all pupils can learn

Important for school improvement (importance)

This school now (presence)

67% agree

93% agree

The responses paint a picture of Scottish schools and help us to answer questions such as those posed in How good is our school?: Self-evaluation using performance indicators (SOEID 1996):
  • Where are schools now?
  • Where do they want to go?
Questionnaire responses can be analysed in different ways to illuminate areas of strength and areas for development. For example:
In which areas is school life meeting teachers' expectations?
(high presence and high importance)
 

Agree

 

Presence

Importance

Staff encourage pupils to try their very best

89%

99%

Teachers regularly monitor the learning and progress of individual pupils

84%

95%

Staff ensure that pupils receive constructive feedback about their work

74%

97%

Pupil success is regularly celebrated in this school

78%

89%

     
In which areas do schools fall short of teachers' expectations?

(low presence but high importance)

   
 

Agree

 

Presence

Importance

Standards set for pupils are consistently upheld across the school

18%

96%

Pupils in this school are enthusiastic about learning

30%

95%

The development plan includes practical ways of evaluating success in achieving goals

18%

80%

Pupils respect teachers

46%

96%

The items of the ISEP teacher questionnaire fell into three distinct clusters or factors:
  • leadership and management, for example, effective communication, availability of senior staff and staff participation in decision making
  • academic emphasis, for example, high expectation of pupils, monitoring of pupil work and feedback and teacher collegiality in the planning and review of learning and teaching
  • behavioural standards, for example, clear behavioural standards communicated to pupils and parents and respect shown by pupils.
These factors, in addition to individual items, can be used to measure and monitor many aspects of school life.
Listening to teachers and pupils
Teachers believe that schools' most positive features relate to encouragement and praise for pupils and monitoring pupil progress and giving feedback, yet the least positive of pupil responses related to the interest level of school work and teachers praising pupils. What accounts for these contradictory impressions amongst key players in school life?
Are there any answers to this question in the aspects of school life that teachers see as neither manifest nor important for improvement? These centre round the involvement of pupils and non-teaching staff in school planning and peer review and sharing of practice.
How important might such activities be in bringing the perceptions of pupils and teachers close together? Dialogue about planning between teachers and young people and sharing of practice amongst teachers might assist change in these very important areas of school life. The areas defined by teachers themselves as fundamentally important to school improvement were:
  • clarity of standards in work and behaviour
  • praise and encouragement for pupils.
The project has developed many approaches and instruments that can be used to monitor and support school improvement. Two of the most powerful survey techniques are the pupil and teacher questionnaires. When used in combination, these instruments provide a rich and useful picture of school life. Listening to the voices of teachers, parents and pupils is a fundamentally important exercise in seeking to improve the quality of education.
Key findings
This summary is based on findings from the 36 secondary schools involved in the Improving School Effectiveness Project. The findings relating to academic outcomes are based on Standard Grade Mathematics, Standard Grade English and pupils' average for their best 7 Standard Grades.
  • Some schools performed significantly better than statistical predictions.
  • Schools can achieve value-added effectiveness regardless of starting levels.
  • A number of schools achieved better than predicted results across all measures. This suggests that the remaining schools may have an unrealised capacity to raise their performance.
  • Most schools achieve mixed outcomes across the curriculum.
  • There were significant gender and age differences in measured attainment at S2 and S4.
  • Socio-economic disadvantage has a stronger negative impact on language work than on mathematics.
  • S4 pupils in some schools in disadvantaged areas performed significantly above what might be expected, taking account of their attainment in S2 and factors such as gender and socio-economic circumstances.
  • Some schools in advantaged areas also exceeded statistical predictions. Conversely, achievement in some schools in both advantaged and disadvantaged areas was below expectation.
  • Maximum levels of achievement should be sought from the beginning of secondary schooling - the strongest predictor of achievement at S4 is achievement at S2. Success breeds success.
  • The pupil questionnaire used in the project provided very useful information for school planning.
  • There was a significant link between the way young people perceive the support available to them in the classroom (teacher support) and levels of value-added achievement.
  • Teachers praising me was one of the lowest scoring items in the pupil questionnaire. It also is one of the most discriminating amongst schools. This is powerful information especially when other findings suggest that teachers see their schools to be strong in these aspects. Schools need to give more consideration to dialogue about learning between teachers and young people, and in particular to think about the meaningful use of feedback and praise.
  • The teacher questionnaire is useful to schools in evaluating quality. It is especially valuable because it uses a double scale, allowing schools to identify areas where expectation is being met and how important they think something is.
  • The project demonstrates how schools might build profiles for improvement based on both attitudinal and assessment data. Information based on assessment data, whether 'raw' or value-added, can be seen as part of a larger picture embracing the views of teachers and pupils. Although the relationship between these indicators of quality is not straightforward, each has a valuable function to play in the pursuit of improvement.
The Improving School Effectiveness Project
The purpose
  • To understand better how schools become more effective and 'add value'
  • To develop approaches to self-evaluation and improvement using information on attainment and attitudes
The process
A range of data was collected in 1995 by the research team. It was analysed and fed back to schools and then used in different ways by schools - for staff development, school improvement and setting targets. In 24 of the schools (case study schools) a 'critical friend' worked closely with the school to help in the process of interpreting and using data for development planning and setting targets.
Data were collected again in 1997, with pupils now in P6 and S4. This allowed the research team to examine the progress made by individual pupils, by groups and by schools as a whole. These data provided the basis for calculations of value added.
The data
Data were collected from P4 and S2 pupils. This allowed the research team to build a large database comprising some 7000 pupils. Data included:
  • pupil background factors (including Free Meal Entitlement)
  • pupil attainment and attitudes
  • teacher attitudes
  • parent attitudes.
The school and the pupils
  • 80 Scottish schools - 44 primary, 36 secondary
  • 24 of these were case study schools
  • 1600 primary and 5500 secondary pupils.
The research team
Teams from the Quality in Education Centre at the University of Strathclyde and from the Institute of Education, University of London.
How to get further information
Professor John MacBeath Dr Pam Sammons
Quality in Education Centre Institute of Education
University of Strathclyde University of London
Tel: 0141 950 3183 Tel: 0171 612 6342
Fax: 0140 950 3178 Fax: 0171 612 6344
E-mail: p.m.robertson@strath.ac.uk E-mail: tecupps@ioe.ac.uk
Previous page Contents page