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SCOTTISH EXECUTIVE

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Financial Issues Advisory Group Report
 
APPENDIX F-1
 
RESOURCE ACCOUNTING AND BUDGETING
 
ANNEX F: UPDATE PAPER
 
Background
 
1. In April 1998, a paper was presented to FlAG giving background detail on Resource Accounting and Budgeting (RAB) and its implementation in The Scottish Office. The following seeks to outline developments in subsequent months.
 
Resource Accounting
 
Progress at the centre
 
2. Various amendments to the Resource Accounting Manual, as approved by the Financial Reporting Advisory Board, have been issued. The Manual was published by The Stationery Office in April 1998 and will be kept up to date with periodic amendments.
 
3. Progress on the outstanding maters has however been slow and there are still significant issues yet to be resolved, most notably the accounting for heritage assets and capital charging beyond the boundary.
 
4. The implementation timetable at the UK level remains as previously stated.
 
Progress within The Scottish Office
 
5. The Scottish Office obtained Stage 1 approval in July 1998. Illustrative resource accounts for the "core" Scottish Office for the financial year 1997-98 were produced at that time. This process identified areas where further work was required, in determining and interpreting accounting policies, in developing or altering current accounting practices and in firming up the constituents of the Balance Sheet as at 1 April 1998.
 
6. NAO and internal audit completed their review of the fixed asset register and reported favourably. Work on the computer based system to deliver the valuation of the road network has now been completed; a detailed valuation report as at 31 March 1998 is in course of preparation.
 
7. The accruals based accounting system was used to prepare the 1997-98 Appropriation Accounts. The resource accounting reporting hierarchy is subject to continuous review: as the Vote accounting account code structures change; as lessons are learned from investigating specific areas and as the use of SCOAP more generally develops and changes (e.g. to deal with the Scottish Parliament).
 
8. The 1 April 1998 Balance Sheet is the "opening" Balance Sheet for RAB purposes. As part of "Stage 2", it is to be subject to audit by NAO within the next month or so. Once agreed, a Balance Sheet will be entered onto SCOAP for the first time.
 
9. Work on the consolidation of Executive Agencies and of the Health Bodies within the boundary has also been progressing. An account for 1997-98 consolidating the NHS bodies within the boundary should be produced by the NHS Management Executive by the end of this year. Agencies have similarly been producing 1997-98 information in a format for consolidation.
 
Resource Budgeting
 
Progress at the centre
 
10. Treasury have not yet produced a Budgeting Manual to complement the RAM; this is not expected to be available before February 1999.
 
11. Aside from this, the major uncertainty continues to be the operation of the Block and Formula arrangements under RAB. Treasury have recently produced proposals for the operation of the Block and Formula ground rules in determining the Assigned Budget for the Scottish Parliament. Clearly, the precise application of RAB must be settled as part of this.
 
Progress within The Scottish Office
 
12. Finance Teams have been participating in an exercise to model the current Estimates for each Vote according to resource budgeting principles. Due to the uncertainties and the issues which have yet to be resolved, this has focused on the issue of capital and the consequences of capital and has proved valuable in aiding participants' understanding of the implications of RAB for their subject areas.
 

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