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SCOTTISH EXECUTIVE

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Financial Issues Advisory Group Report
 
 
ANNEX C
 
THE ANNUAL BUDGET PROCESS
 
This Annex sets out in detail the annual budget process as recommended by FlAG.
 
Year - 1
 
April Individual Departmental Resource Accounts (for Year -2) are published.
 
December Consolidated resource accounts (for Year -2) are published. These would give substantial information in relation to output and performance as well as other financial information for the previous financial year.
 
Around March The Executive will provide forward plans for years 1 (and possibly subsequent years depending on the stage in the three year settlement). This would provide information in relation to expenditure proposals for main prograrnrnes and the level of detail would go down to at least main sub-programmes. It should also provide an indication of intended use, if any, of the tax varying power.
 
Year 0
 
May Interim reporting information. This would provide as much information as possible on estimated outturn for the financial year which will have just drawn to a close (year-1). In addition, the best performance information available would also be reported to the Parliament. This might be fairly crude, especially in early years, but could be improved upon as the new system beds in.
 
April/June Executive publishes Departmental Report by 20 April. This gives final proposals for the financial year immediately ahead and (depending on the stage in the 3 year cycle) provisional proposals for up to 2 more financial years. The report forms the basis for Stage 1 -a discussion on future strategy and priorities. Changes in priorities could be suggested as could cases for additional resources. The Finance Committee would act as a co-ordinating body and would take a view on overall priorities. This would provide valuable views to the Executive on the need, or otherwise, for using the tax varying power as well as views in relation to expenditure priorities.
 
July/August The Executive prepares proposals taking account of latest information on the Assigned Budget and the outcome of committees' consideration. Again these would go down to main sub programmes at least but should be as detailed as possible. An indication of intentions on the use of tax varying power would also be provided.
 
September/October Stage 2 consideration. The Executive publishes a preliminary draft budget by mid- September. Finance Committee proposes motions for debate on the Executive's proposals taking account of subject committees' comments and proposals. Individual MSPs could table zero sum amendments and the Business Committee would decide which to debate taking account of the level of support for them. The Executive tables a summarised budget, showing expenditure by function and tier of Government, and how that will be financed. In years when it wishes to exercise the tax varying power, the Executive will table a resolution, supported by a report detailing forecast yield and collection costs.
 
December Consolidated resource accounts (for year - 1) are published.
 
January/February The Executive publishes a detailed Budget by 20 January. Stage 3 consideration culminating on debate follows. Parliament votes on tax variation proposals (if needed) and then on Budget. Budget approved or rejected by 14 February. If no vote by then, procedures for interim spending approval are initiated.
 
Year 1
 
May/June Summer Budget amendments. This would be the first opportunity to amend Budget proposals. It is suggested that only the Finance Committee become involved (and not the subject committees) at this stage. Proposals would be debated in plenary by the Parliament
 
September leading to vote in September.
 
November Winter Budget Amendments proposed - voted on in December.
 
December Consolidated resource accounts (for year 0) are published.
 
Feb/March Proposed Spring Budget Amendments voted on in March
 
NB Under FlAG's proposals it would also be possible to take a further set of Budget amendments, if required, outwith the above depending on spacing and timing.
 
Year 2
 
April/October Departments prepare Accounts for year 1.
 
October Separate Departmental Accounts are made available to the Parliament.
 
December Consolidated Resource Accounts are published and considered by subject and Audit Committees.
 
Feb/March Budget overspends from Yr 1 taken at the same time as budget amendments
 

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