Capital Type | Specific criteria | Preferred Indicator | Evidence and availability of indicator (or close proxy) | Methods required for assessment | Social/spatial/ temporal scale of assessment | Relevance of measure |
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(A) Social Social criteria should relate back to social capital. Social capital refers to networks and/or trust and new institutional formation and inter alia, we might wish to think about bridging and bonding capital | Extent of active local input to acquiring ownership or achieving partnership arrangements. | Participation in CRtB (or non- CRtB) bid. | Some information on Registers of Scotland website, otherwise N/A or anecdotal. | Check records, but probably survey of active community size. | Community level, periodic. | Indicates extent of local participation in start-up process. |
Extent of active local input to asset management. | Participation in on-going community management. | N/A, anecdotal. | Survey of community meetings and sharing of responsibilities. | Community level, periodic. | Indicates the extent of participation and networking in on-going community processes. |
Availability of community information. | Existence of and frequency of updating of community websites, leaflets, meetings etc. | N/A, anecdotal. | Survey of community information provision and sharing. | Community level, periodic. | Indicates openness of community processes. |
Level of antisocial behaviour. | Level of antisocial behaviour. | Possibly local crime statistics, otherwise N/A, anecdotal. | Check records, but probably survey of community perceptions. | Community level, periodic. | Indicates community harmony. |
Extent of community-based education of local children and other residents. | Educational activities ( e.g. school visits, open days etc.). | N/A, anecdotal. | Survey of community activities. | Community, periodic. | Indicates extent of inter-generational communication and inclusion. |
(B) Economic (financial) Economic capital refers to the financial resources of the community. This might be explored in relation to the community as a whole, the land based community and at household or collective level. We might want to think about non-market but still economic values here | External funding. | Grants obtained. | Funding from public and charitable sources. | Check records, survey of communities and/or possible funding sources. | Community level, periodic. | Indicates success in obtaining external grants. |
External funding. | Borrowing achieved, possibly against community assets. | Equity and/or debt funding from private sources. | Survey of communities. | Community level, periodic. | Indicates success in leveraging funding. |
Income generated. | Income generated via community activities, including new businesses. | N/A, anecdotal. | Survey of local businesses and community facilities. | Community level, periodic. | Indicates level of internal funding sources (relative to external ones). |
Employment. | Jobs safeguarded or created. | N/A, anecdotal. | Survey of local businesses and community facilities. | Community level, periodic. | Indicates level of community-related employment (or reliance on volunteers). |
Assets owned. | Community assets. | N/A, anecdotal. | Survey of local businesses and community facilities. | Community level, periodic. | Indicates market value of assets held, including land, standing timber, buildings etc. (see also non-market values). |
(C) Human Human capital refers to the individual capacities and often is associated with education and training. | Skill base in asset ownership and management. | % of community managers with relevant training/experience. | N/A, anecdotal. | Survey of community managers. | Community level, periodic. | Indicates (weakly) internal competence of community management. |
Skill base in community politics and internal conflict resolution. | % of community managers with relevant training/experience. | N/A, anecdotal. | Survey of community managers. | Community level, periodic. | Indicates (weakly) internal competence of community management. |
Confidence in one-to-one negotiation with government agencies, NGOs, private landlords etc. | Perceived balance of power/competence in dealing with third parties. | N/A, anecdotal. | Survey of community managers. | Community level, periodic. | Indicates community confidence/trust in approaching third parties. |
Positive interactions with government agencies, NGOs, private landlords etc. | % positive interactions as % of total. | N/A, anecdotal. | Survey of community managers, NGOs, private landlords etc. | Community level, periodic. | Indicates nature of relationship between communities and landlords, regulators, funding bodies etc. |
Extent of community-based education of local residents and visitors. | Educational activities ( e.g. school visits, open days etc.). | N/A, anecdotal. | Survey of community activities. | Community level, periodic. | Indicates inter-generational communication and inclusion. |
(D) Environmental Environmental capital is the natural capital embodied in forests, soils, land etc. it will include non-market goods such as biodiversity as well as forms of natural capital which allow profitable resource management. (We need to avoid double counting with Economic capital) | Land area under community management. | Land area under community management. | CRtB data on Registers of Scotland website, non- CRtB N/A. | Check records for CRtB, survey of non- CRtB and non-ownership community arrangements. | Community level, periodic. | Indicates physical extent of potential community influence. |
Condition of land under community management. | Condition of land under community management. | N/A, anecdotal. | Survey of communities, possibly check SNH records for overlaps with designations. | Community level, periodic. | Indicates environmental condition of community land. |
Environmental significance of land under community management. | Non-market value of designated area. | Needs baseline and continual survey. Neither currently available. | Survey (of rather sophisticated nature). | Aggregate and by site type. | Indicates non-market values attached to environmental assets. |
( E) Physical Physical capital refers the man-made physical infrastructure | New or renovated housing. | Change in number of renovated homes | Possibly planning records, but probably N/A, anecdotal. | Survey of community infrastructure. | Community level, periodic. | Indicates improvements to housing stock. |
New or renovated business or community premises. | Change in the number of renovated premises. | Possibly planning records, but probably N/A, anecdotal. | Survey of community infrastructure. | Community level, periodic. | Indicates improvements to stock of other buildings. |
New or improved communication links & utilities. | Change in the number | Possibly planning records, but probably N/A, anecdotal. | Survey of community infrastructure. | Community level, periodic. | Indicates improvements communications links ( e.g. roads, broadband). |
New or improved community assets ( e.g. renewable energy installations). | Change in the number | Possibly planning records, but probably N/A, anecdotal. | Survey of community infrastructure. | Community level, periodic. | Indicates improvements to other infrastructure elements. |
(F) Cultural (symbolic ) | Perceived value of community ownership as an end in itself. | Non-market values of achieving ownership/control. | N/A, anecdotal. | Survey of communities but also wider population. | Community level but also regional and national level, periodic. | Offers insights into importance attached to promoting localism and self-determination. |
Community pride and self-esteem. | Self-perceptions of enhanced community cohesion & confidence. | N/A, anecdotal. | Survey of communities. | Community level, periodic. | Indicates community pride and self-esteem arising from ownership. |
(G)Institutions & processes | Extent of community ownership of land. | No. of CRtB activations. | Registers of Scotland website. | Record check. | Community level, periodic. | Indicates direct uptake of CRtB. |
Extent of community interest in ownership of land. | No. of CRtB registrations. | Registers of Scotland website. | Record check. | Community level, periodic. | Indicates direct interest in CRtB. |
Extent of community ownership of land. | No. of non- CRtB ownership arrangements. | Voluntary registers of community ownership. | Record check, possible additional surveys of communities. | Community level, periodic. | Indicates wider community ownership of land. |
Extent of community involvement in land management. | No. of non- CRtB non- arrangements. | Voluntary registers of community involvement, | Record check, possible additional surveys of communities. | Community level, periodic. | Indicates non-ownership involvement in land management. |
Extent of community involvement in land management. | No. of non- CRtB non- arrangements. | Institutional arrangements for social inclusion & consultation | Possible additional surveys of Agencies, NGOs and private landlords. | Regional/national, periodic. | Indicates non-ownership involvement in land management. |