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Volume 3
Annex B Considerations For Designing A Maintenance Plan
B.1. Chapter 3 looks at maintenance plans. The following tables summarise some the legislative requirements and policy issues local authorities may wish to consider when using maintenance plans.
B.2. Requirements for content:
Registration requirements - needed to enable registration | Identification of property: - title if in land register (including identification as a separate unit if the property forms part of a registered title, for example a flat in a tenement);
- conveyancing description if in Register of Sasines.
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Legislative requirements - mandatory (s43) | The Act requires the maintenance plan to include: - specification of maintenance required throughout the period of the plan;
- any steps to carry out that maintenance - including where anything needs to be repaired or replaced;
- when such steps are to be taken; and
- estimate of likely costs.
For joint plans: - apportionment of liability amongst owners (in line with title deeds, TMS or DMS).
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Legislative requirements - optional (s44) | For joint plans: - can apportion responsibility for maintaining amongst owners (in line with title deeds, TMS or DMS);
- can require owners to appoint person to manage implementation of plan;
- can require owners to open a maintenance account and deposit sums in it;
- can set out arrangements for operating a maintenance account.
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B.3. Things the local authority should think about:
Purpose | The purpose is to maintain house to a reasonable standard: - how will the local authority define this?
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Assessment of plan | How will the local authority assess the plan? Points to consider (and to make owners aware of) include: - how will the authority know if it will achieve the aim of maintaining to a reasonable standard?
- what will the plan cover?
- will the plan have discrete elements to assess?
- how often will there be things to do?
- will it require technical input to the drafting of the plan?
- will it only accept joint maintenance plans which appoint a person to manage its implementation? And whether/how to assess that person/company's suitability?
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Monitoring of plan | - Does it lend itself to being monitored?
- For example, are there clear, measurable milestones so can identify when fall off track?
- Will the plan include a pro-forma for returns to the local authority?
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B.4. Additional information to consider giving to owners when local authority serves notice in relation to a maintenance plan:
Assessment | It will be good practice to tell owners what the authority will be looking for when it assesses the plan. |
Owner's right to appeal | The local authority might wish to include information: - on owner's right to appeal within 21 days;
- on when the owner can appeal (for example, if the authority varies a plan);
- on how the local authority will process appeals.
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Scheme of Assistance | The authority might want to include information on: - what support is available from the local authority;
- any other sources of information or support.
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Process | It would be useful to provide information from the start about the whole process - for example: - what happens if the owner does not submit a plan by the set date, or if that plan is unsuitable;
- how the local authority will monitor the implementation of the plan;
- the local authority's powers if the owner does not implement the plan once it is in place (including the recovery of costs).
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