Risk Management - How is the identification and management of risk fully embedded in the management processes of the organisation at all levels?
- How is carefully considered risk-taking and innovation promoted within the organisation?
Review - How are budgets and other resources regularly allocated and monitored to ensure that they are delivering agreed objectives?
Staff - How are employee's objectives and personal development plans aligned with corporate objectives and performance appraisal?
- How is the contribution of staff to ensuring continuous improvement supported, managed and reviewed?
Assets - How does the organisation assess the appropriateness of its asset base to its strategic objectives?
- How does the organisation ensure that its tangible and intangible assets are maintained and recorded to appropriate standards?
Procurement - What strategies are in place to procure goods and services, ensuring they are competitive, adopt best practice, and are linked to the corporate objectives?
- To what extent does the process ensure efficient contract management and consider sustainable development, equalities and health and safety?
- What processes are in place for the effective use of e-procurement?
- How does the organisation assess the efficiency and effectiveness of its procurement processes and current contracts to ensure it gets optimum value from its investments?
- How does the organisation ensure that it places the minimum burden on suppliers during procurement and throughout the life of a contract?
Financial Stewardship - How does the organisation ensure appropriate compliance with the Scottish Public Finance Manual and other relevant guidance such as the HM Treasury Financial Reporting Manual?
- What frameworks are in place to provide reasonable assurance that there are effective internal control systems in operation?
- What audit procedures have been established within the organisation and is there an Audit Committee with appropriate authority and membership?
- How is financial and general performance reported to Executive and Non-executive leadership of the organisation, to bodies that provide funding and to other stakeholders?
Shared Services - How does the organisation record the cost and performance of its support and front-line services and then compare these with similar services from others?
- How does the organisation assess the costs, weaknesses, opportunities and risks associated with possible candidates for service sharing?
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