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SCOTTISH EXECUTIVE RECORDS MANAGEMENT MANUAL: 2005 Version

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ANNEX F

Preparation for Electronic Record and Document Management ( eRDM)

F.1 Purpose of Guidance

It has become increasingly evident that business areas throughout SE are looking to organise their records in advance of roll-out of eRDM. Information Management Unit ( IMU) and the eRDM team have produced the following guidance to try to help identify what needs to be done, and help ensure that best practice is carried out office-wide.

F.2 Paper Files pre- eRDM

Your paper files remain the official corporate record until you have eRDM. The paper file should contain all material which makes up the story/audit trail of business activity and decisions in your area.

Under section 3.6 of this manual, it is therefore vital that "any documents created on SCOTS (including e-mail) that would have been placed on a paper file had SCOTS not been available, should continue to be placed on the paper file".

G Drive & Public Folder

G Drive and Public Folder are useful places to store information to be shared electronically. However, G Drive and Public Folder material is not the official record. If documents are needed for the record, they must be printed and filed. (This is also the case for H Drive documents).

E-mail

E-mail is an important source of information, and much of our business is carried out through this medium. E-mails which are part of the story of the business activity/decision making must be printed and filed. Any e-mail or attached document which, if received or sent in paper form, would normally have been placed on a registered paper file, should be printed and filed accordingly. Avoid printing out and filing documents that were sent solely to provide information and only file on paper important documents you have initiated or received. A rule of thumb is that the creator of the e-mail should ensure it is filed accordingly.

F.3 What you can do now to prepare for eRDM

Over the forthcoming months, there will be updates about eRDM and opportunities to attend seminars on information and records management. It is important that all staff are aware of the Information Management Principles, and have opportunities to think about and discuss what they mean for everyone in their particular jobs.

Awareness/Skills

  • Continue to improve your record and document management skills (attend seminars/training)
  • Seek to improve your ICT skills, familiarise yourself with the SCOTS3 Good Practice Guidance
  • Look out for eRDM developments, including FAQ and briX notes, SEN and eRDM team Intranet site
  • Work with Records Management Staff ( IMU) and eRDM Communications team - continue to ask questions.

Paper Files

  • Ask Records Management Staff ( IMU) to retrieve your current files from store - for closure consideration in accordance with your records disposal schedule.
  • Rationalise the current files held on branch premises with a view to closure and central storage with Records Management (if appropriate).
  • Ensure all your files are registered with the central IMPReS tracking and retrieval system.
  • Re-consider your (or the standard) Records Disposal Schedule ( appendix 2 of this manual) to ensure it is appropriate for your files.
  • Ask Records Management team for help if you are unsure of how to do any of the above.

G Drive

There is no requirement for branches to re-organise their G Drive in any specific way prior to roll-out of eRDM. If they do require reorganising urgently, then useful approaches would be:

  • Develop a set of folder names which reflect the subject/topics dealt with and use these to organise the folders rather than organising folders by organisational structures.
  • Use the structure provided by your local Records Schedule for paper files - or the standard schedule ( appendix 2 of this manual) if this is appropriate. NB If you do not have a Records Schedule for paper files, please e-mail Ian Taylor or Ann McBay in IMU - Records Management who will advise on how to develop one.

F.4 eSearch

eSearch, the Executive's search engine, helps staff search more easily across different "stores" of information, including G Drives and Public Folders. This facility is gradually being rolled out across the office on a phased basis and will require input from business areas and support from ISUs. Specific details will be made available locally as each Department is integrated. Business areas will be asked to think about the information stored in G Drive and Public Folders and consider:

  • whether the information is still valid and current;
  • whether the information should be indexed or not; and
  • who should have access to it (eg branch, division, group, Department, all of SE).

This exercise will also be a useful preparation for eRDM and it is recommended that consideration should be given to both G Drive and Public Folder content, currency and access issues, rather than spending time on re-organisation of the folders.

Information Management Unit: Records Management Team

January 2004

Contacts for further information:

Records Management: Ken Glasgow ext 45285 or Ann McBay ext 46921 eRDM: mailto:erdm communications team

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Page updated: Monday, August 15, 2005