| Description | Evaluation of the Scottish Executive's corporate culture change programme, Changing to Deliver, which was launched in January 2003 |
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| ISBN | |
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| Official Print Publication Date | |
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| Website Publication Date | June 10, 2005 |
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Overview
The Scottish Executive's corporate culture change
programme, Changing to Deliver, was launched in January
2003, to ensure that the Executive is fit to deliver the
Partnership for a Better Scotland. This evaluation of
Changing to Deliver (
CtD) looks at progress made in the four
areas of the programme: culture and behaviours; outward
focus; policy making; and corporate processes. Drawing on
evidence from three evaluation phases, this paper tracks
changes over time and details the main findings from the
latest evaluation phase conducted in autumn 2004. This
latest phase involved qualitative research with Scottish
Executive (
SE) staff, Ministers and external
stakeholders, complemented by results from the 2004 Staff
and Stakeholder Surveys.
Across the four themes, considerable improvements were
reported in
policy making and
outward focus.
CtD has directly contributed by
legitimizing outward-focused practices and encouraging a
systematic approach to policy making across the
SE. Areas of particular strength
identified include:
- increasing customer-focus with greater knowledge of
stakeholders
- more informal and regular contact with
stakeholders
- treating stakeholders with courtesy and
respect
- regular and inclusive consultation
- a more systematic approach to policy making
Ongoing change and improvement will need to fine tune
outward focus and policy making to: further improve
stakeholder engagement and consultation; raise public
awareness of the work of the
SE; improve the use of evidence and
policy evaluation; increase join-up across the
organisation; and improve policy implementation.
In terms of
culture and behaviour, there was found to
be:
- greater recognition of a corporate vision promoted
by senior civil servants
- increased understanding of
CtD
- significant buy-in to the aims of
CtD
However, it was felt that managers throughout the
SE need to help translate the aims of
CtD into practice and further increase
consistency of behaviours. In addition, there is a need for
further communication about the change programme with
Ministers.
Fewer improvements were reported in
corporate processes. The evaluation raised
concerns about human resources issues such as recruitment,
staff churn, appraisal, promotion and reward; as well as
highlighting scope for additional improvements to finance,
procurement,
IT, training and reception
procedures.
The drive for change and improvement continues, and a
range of work is currently underway to ensure that the
Executive continues to make progress. The priority is to
build on the work that has gone before and to ensure we
have an Executive which is equipped for the future
challenges and expectations it will face.
Introduction
Changing to Deliver (
CtD), the Scottish Executive's culture
change programme, was launched in early 2003. This
evaluation, undertaken by the Office of Chief Researcher,
tracks changes that have been made across the Scottish
Executive (
SE) over recent years in four areas of
the
CtD programme:
- Policy making
- Outward focus
- Culture and behaviour
- Corporate processes
SE staff, stakeholders and Ministers
have been consulted at regular intervals throughout the
last two years to provide baseline, phase one and phase two
data. The latest findings were obtained in autumn 2004,
involving:
- focus groups and correspondence with 55 A-C Band
officials (senior civil servants were not involved at
this stage)
- focus group and correspondence with 10
stakeholders
- individual interviews with 6 Ministers
This qualitative data is also complemented by findings
from the 2004 staff and stakeholder surveys involving:
- 2,691 staff from core departments across all
grades
- 824 external stakeholders
In the areas of overlap, the findings of the
CtD evaluation are broadly consistent
with findings from the 2004
Staff and
Stakeholder surveys, except for the areas
indicated in this paper.
This report draws on findings from all of these studies
to provide a longitudinal evaluation of
changes over recent years on the four
themes and an indication of
things to take forward. It is difficult to
draw direct causal links between
CtD and changes in the four areas, but
this is highlighted where respondents felt
CtD had made a difference.
Policy Making
Where have we got to?
Policy making has established a
strong identity for the
SE and there was a feeling among
stakeholders and Ministers that over the past few years the
SE does less 'tartanization' of policy
from Whitehall. The recent smoking bill was illustrated by
one stakeholder as an example of the
SE developing its own 'brand' of policy
which was different to Whitehall.
Staff, stakeholders and Ministers felt that policy
making had become more
systematic throughout the
SE and, according to staff policy making
was closely following the model put forward in training
courses. Staff also noted that the Policy Makers' Network
enabled skills to be shared across the
SE. Staff feel more strongly than
stakeholders and Ministers that improvements in
policy-making processes are due to the influence of
CtD:
I think
CtD has improved general awareness of a
consistent policy cycle and process; and the Policy Makers'
Network and some of the events in Policy Week help to show
a consistent approach. (Official)
Staff, stakeholders and Ministers reported some
improvements in
joined-up working and identified some
examples, such as the:
- use of electronic Records and Document Management
system (e
RDM) and Corporate briefing system
(briX) to help share information across the
SE
- collaboration of several departments working on
Children's Services
- integration of grants from various areas to make
their administration more effective
Consideration of policy
implementation has shown significant
improvement according to Ministers. Moreover, 62% of
participants in the Stakeholder Survey also felt that the
SE was focussed on delivery. However,
this contrasted with the views of staff and stakeholder
evaluation participants who saw room for further
improvement in this area.
Ministers thought that
evidence was generally used in
policy-making. Staff registered improvement, but were more
negative about how much the use of evidence had become
mainstreamed. Stakeholders expressed the most negative
views in this area. This appeared to be due to the fact
they interpreted 'evidence' as stakeholders' frontline
knowledge, rather than systematic data gathering.
Finally, the
pace of policy making, a concern in the early
stages of the evaluation, was no longer raised as an
issue.
What are the outstanding issues?
Although there have been significant improvements in
systematizing policy-making, participants suggested
improving key components of the process, such as policy
evaluation and join-up. This echoes findings at baseline
and phase one.
Joining-up
Staff and stakeholder evaluation participants identified
a 'silo mentality' operating in the
SE, which prevents staff identifying
cross-cutting issues shared with other departments. Staff
also identified a lack of join-up between officials and
Ministers, especially when different Ministers were
involved on the same issue.
Staff and stakeholders suggested join-up could be
improved by sharing good practice by, for example, holding
seminars. Staff also felt that managers could take the
initiative to work across departments and ensure buy-in
from all interested parties, irrespective of departmental
affiliation. Both staff and one Minister suggested join-up
could be improved by increasing face-to-face and telephone
communication, rather than the current perceived dependence
on e-mail. Another Minister suggested that the creation of
teams, drawing together staff from across the
SE to work on short-life issues, would
help break down barriers.
Implementation
Although Ministers and the 2004 Stakeholder Survey
reported more positive views about implementation, staff
and stakeholder evaluation participants believed it could
be given greater consideration in
SE policy making. Stakeholders felt that
the
SE does not reward implementation skills
among its staff or seek out the expertise of stakeholders.
Staff and stakeholders argued for greater consideration of
delivery earlier in the policy-making process by drawing in
stakeholders to help with this thinking. It was felt this
would establish a more collaborative relationship for
greater ownership of policy.
While stakeholders acknowledged the Executive's use of
agencies in strategic thinking and service delivery, they
argued that the bureaucratic nature of this relationship
may need revising. They advised giving greater
consideration to the impact of agency status on both the
agency and the
SE.
Use of Evidence and Evaluation
Staff believed policy development does not draw on
enough evidence and that there is still a lack of policy
evaluation. Some officials perceived that this is because
Ministers are following Partnership Agreements or being
influenced by public pressure. Ministers interviewed
stressed the importance of using evidence to inform policy
direction and strategy and to feed creative thinking.
Ministers also suggested improvements such as:
- conducting research which takes a longer term
look
- better co-ordination of research publication and
department announcements
- making better use of research and linking to
subsequent policy
- maintaining flexibility for 'short and sharp'
research studies, rather than being committed to a
programme
- more working with universities and encouraging a
think tank approach
Stakeholders were concerned about the rigour of
information and expertise of individuals influencing
Ministerial decisions. Stakeholders recommended that the
SE provide a forum for chief executives
of stakeholder organisations to discuss key issues and
present evidence rooted in their expert knowledge and
experience.
Outward Focus
Where have we got to?
A consistent view held among staff, stakeholders and
Ministers was that improvements have been made over recent
years in the Executive's outward focus, and that
CtD has been significant in this
development. The views of two stakeholders reflect those of
all respondents:
The Executive is undoubtedly more outward facing. It
appears to see itself increasingly as part of a broader
'civic Scotland' rather than simply being at the apex of a
hierarchical system. (Stakeholder)
Overall, I would suggest there is a high degree of
collegiality and care taken to be inclusive…. The
SE are certainly trying to widen access
and participation from a range of communities, stakeholders
etc., and this has to be commended. (Stakeholder)
In the baseline study, concern was expressed that
SE staff did not know who their
stakeholders were, but it appears advances have been made
and this is no longer a concern. It is also notable that
the previous 'patchy' commitment to stakeholder engagement
has disappeared as a concern.
Improvements in outward focus have manifested themselves
in four ways. First, the
SE displays many characteristics of a
customer-focused organisation, according
to staff, stakeholders and Ministers. Staff are considerate
of customers, courteous, respectful and easy to contact.
One Minister suggested this may be due to the employment of
staff from other sectors introducing a customer focus to
the
SE. The availability of secondments to
enable staff to broaden their experiences, as well as
bringing in experienced staff from outside the Executive,
was also considered effective for enhancing outward focus.
Staff felt that
CtD had enabled them to be more outward
focused, for example, by legitimizing site visits which
help them liaise with key stakeholders. However, it is
ironic that some staff felt that the emphasis on improving
outward focus and stakeholder engagement had been
detrimental to internal change and improvement. One
commented:
There is a general perception that
CtD is about delivery and services to
stakeholders, rather than inward focus and internal
change. (Official)
Second, a consistent view was that
engagement between the
SE and stakeholders has improved over
recent years. Devolution,
CtD, Freedom of Information, and
Ministers' practices of seeking external advice, were all
seen to have contributed to this development. Engagement
has become more informal and more regular, creating a
better sense of partnership and collaboration. One Minister
particularly noted that this had also helped to solve
problems at an early stage, achieve policy change,
encourage ownership of policies and enable successful
delivery.
Third, staff, stakeholders and Ministers felt that
consultation was an embedded part of the
policy-making process and is now both inclusive and more
frequent, with some more recent improvements in the variety
of consultation methods, such as e-forums and focus group
meetings. Concerns raised at the start of
CtD, that the public voice was not being
heard by the
SE, were no longer expressed by
participants. Staff and most Ministers felt that
improvements in consultation were a consequence of
CtD, though one Minister felt that the
embedding of consultation in the parliamentary process had
contributed to this improvement rather than
CtD per se.
Fourth, staff and Ministers felt some improvements had
been made in
informing the public about the work of the
SE. The 2004 Staff Survey
registered some support (57%) for the idea that the
SE communicates effectively with the
Scottish public. Some staff felt that websites had made
information more accessible and enhanced the profile of the
SE. However, more consistently staff,
stakeholders and Ministers stated that there is a need to
improve communication with the public about the work of the
SE, especially to distinguish the
Executive from the Parliament.
What are the outstanding issues?
Outward focus has seen marked improvements, but
participants suggested that further advances could be made
by having more effective engagement, 'smarter' consultation
and greater communication with the public, as outlined
below.
Engagement with Stakeholders as Partners
Staff, stakeholders and Ministers felt that more
frequent and more open engagement with stakeholders should
continue. Staff and Ministers generally felt that increased
engagement with stakeholders would build trusting
relationships. While this would mean risking some
confidentiality, it was considered worth taking this risk
to improve performance. Although one Minister, cautioned
that it is important for the government to maintain control
over the policy decision-making.
Stakeholders welcomed more quality engagement with
officials and Ministers to enable their voices to be heard
above the 'noise'. However, stakeholders requested more
information about decision-making processes and suggested
that the
SE should make clearer to stakeholders
how much is open to change. Some stakeholders commented on
special advisers' influence over Ministerial decisions and
the lack of transparency about this. For staff and
Ministers, however, this was not an issue.
'Smarter' Consultation
Ministers, staff and stakeholders felt consultation
could involve greater use of different methods. Staff and
stakeholders felt that while consultation is now much wider
than in the past, it does not allow for a diversity in
approach when specialist information is required. Some
staff suggested that the Executive could make greater use
of 'smart consultation', that is, rather than aiming to
send documents to a wide range of people and always
striving to go beyond the 'usual suspects', taking the
opposite approach can be helpful at times:
The 'usual suspects' are usual for a very good
reason….instead of using a 'blanket stakeholder
list'…there's a time and place for a chat with half a dozen
organisations who can help us. (Official)
Some staff and stakeholders expressed the view that the
balance in consultation has shifted too much in the
direction of taking on board the public voice, rather than
that of experts.
Communication with the General Public
A consistent view held among staff, stakeholders and
Ministers was the lack of public awareness of the Scottish
Executive and, for several Ministers, an ineffective
branding of the organisation. Ministers suggested:
- using more targeted communication rather than
reliance on press releases
- using more
PR rather than just advertising
campaigns
- promoting the work funded by
SE (
e.g. flood prevention or road light
repairs)
- improving the
SE logo and branding
- making greater use of local papers to communicate
with the public
Culture and Behaviours
Where have we got to?
At the end of the
CtD evaluation baseline study in early
2003, one of the most significant conclusions drawn was the
lack of 'a single, established and promoted corporate
vision' for the Executive. This no longer seems to be the
case, as there is a general
recognition of a corporate vision. The
words of one stakeholder reflect this positive opinion:
There definitely seems to be a much greater clarity of
overall vision. This seems to be accompanied by a less
hierarchical style of working with greater delegation to
heads of section. I assume these developments have been
made possible by a greater sense of common purpose among
the 'Top Forty' of senior civil servants.
(Stakeholder)
Staff more readily identified the connection between
improvement in the corporate vision of the
SE and
CtD, which was a departure from earlier
evaluation phases when staff typically attributed the
changes to devolution. Stakeholders generally felt changes
in corporate vision were due to a greater sense of common
purpose among senior civil servants, and improvements to
the structure of the organisation, which had resulted in a
less hierarchical way of working. Ministers generally
continued to view improvements as an extension of
devolution, though with some acknowledgement that
CtD had also made an impact, as one
Minister said:
Things were improving since devolution, but have been
further improved and 'finessed' by
CtD. The civil service is crisper,
sharper and more focused...
CtD may have helped give people
confidence and permission not to go through the older
channels. (Minister)
SE staff and stakeholders'
understanding of
CtD had increased and they had
become more knowledgeable of, and engaged with
CtD. However, not all Ministers were
fully aware of the aims of the programme and how these were
being achieved. Staff and stakeholders felt this culture of
change and improvement was becoming more embedded in the
SE. In earlier phases of the evaluation,
participants had focussed on the
direction and areas of change, but this
was no longer a major concern. Instead, staff and
stakeholders felt the programme had successfully focused on
some key areas and that it should continue to drive forward
change in these areas. Furthermore, senior management was
no longer singled out for criticism in obstructing
improvements to culture and behaviour, though it was felt
there was room for improvement in leadership across the
SE.
There was a significant level of
buy-in to the aims of
CtD among staff in all three
bands. However, the view that change was actually becoming
embedded in the
SE received the strongest support from
Band C, some from Band B and almost no support from Band A.
Supporters of
CtD in Bands C and B believed the most
significant impact had been in giving a 'green light' to
allow change. However, critics in Band B emphasised that
there had been a disappointing lack of tangible effects on
their everyday work. For most A-Band staff,
CtD was seen as having little or no
impact on the culture of 'bandism' in the
SE.
What are the outstanding issues?
'Bandism'
Band-A staff noted that while the training courses and
Policy Makers' Network usefully translate the meaning of
CtD into something tangible, they are
excluded from such events, preventing their full
understanding of
CtD initiatives. Overall A-Band staff,
together with some staff in Bands B and C, believed that
'bandism' is still operating to exclude A-Band staff not
only from the
CtD programme itself, but also from
wider areas of working in the Executive. For one
participant, in the unique position of being able to cross
bands, this was a question of not being consulted:
Because I'm a B1 [on temporary promotion] at the
moment, I'm involved. I get asked my opinion - this is
excellent. But I'm the manager of X at A2, but my opinion
isn't sought. I'm not even copied in. When I'm a B1 they
want my opinion, but as an A2, I'm not asked.
(Official)
It was thought that future improvements could focus on
bringing Band A into the change programme, and involving
them more generally in the work of the
SE, particularly at branch level. One
Minister also commented that
CtD is too 'elitist' and does not have
enough relevance for junior staff.
Inconsistency in Behaviour
Inconsistency in behaviours across the
SE was reported by all respondents. On
the one hand, these inconsistencies were described by some
as examples of individuals and their willingness (or
otherwise) to embrace change as part of the corporate
culture. On the other hand, a few felt that this was a more
systemic problem affecting certain areas or departments in
the Executive. Strategies put forward for addressing the
problems varied according to where it was thought
inconsistencies lay, though staff and stakeholders were
unanimous in their views that strong leadership would
reduce inconsistencies.
Leadership
Less criticism was levelled at senior civil servants
than in the past. However, staff felt that attention should
focus on developing a stronger role for managers in
communicating how
CtD and corporate initiatives impact at
a local level, thereby aiding the 'filtering down' process
and translation into tangible actions. One Band B staff
member commented:
The vision is laudable, but the practicalities of the
job don't allow it. Managers need to translate the
vision. (Official)
Some stakeholders felt that a change culture could be
further mainstreamed by shifting from central control of a
dedicated
CtD division, to having 'change
champions' at department level. Stakeholders also felt a
stronger line should be taken to respond to inappropriate
behaviours that would bring the
SE more in line with the private sector,
for example, by removing individuals who fail to accept the
change culture.
Ministerial Buy-in
As was the case in previous evaluation phases, a
considerable number of staff viewed inconsistency of
Ministerial buy-in to
CtD to be a constraint on change. Some
Ministers noted that they were not fully aware of the aims
of
CtD, whereas other Ministers were aware
of the aims, but felt that these had not been met.
Both Ministers and staff felt that Ministers could be
better informed about how
CtD impacts upon them in their work with
officials. This would enable Ministers to support the
policy-making process that
CtD seeks to improve, while also helping
them to be more aware of good practice. Ministers felt this
required clearer communication from management, so that
they are fully aware of what the change programme aims to
achieve. One Minister suggested that the change programme
should set precise (annual) aims and should monitor and
report on these.
Services to Ministers
Ministers reported that the quality of briefing,
speechwriting and ministerial correspondence was
inconsistent across the
SE. As in previous research, Ministers
felt there was too much reliance on written briefing,
rather than face-to-face contact. Ministers noted some
improvement in working with officials on briefing, in
particular the increased 'team' approach between Ministers
and officials. However, they reported some problems with
the quality and timing of briefing received in some
instances. Similarly, they noted that whilst some
individuals write good speeches, the overall quality of
speechwriting tends to be poor, and it is not given enough
importance within the organisation. Ministers also
expressed concerns about the quality of ministerial
correspondence, particularly the spelling and grammar.
Corporate Processes
Where have we got to?
As in previous phases of the evaluation, discussions
with staff, stakeholders and Ministers about corporate
processes generally focussed on human resources issues;
though
IT systems, business planning, finance,
procurement and reception procedures were also mentioned.
Most staff did not attribute changes in corporate systems
to
CtD, though a small number of staff,
mainly managers, drew connections between
CtD and performance appraisal, business
systems and finance systems.
Staff felt that the
performance appraisal system has helped to
systematize the appraisal of staff; to recognize culture
and behaviours, such as outward focus and policy making
skills; and to encourage managers to carry out performance
appraisals on a regular basis. Several staff members could
see links between competencies and the aims of
CtD, though the majority did not make
this connection. Some staff approved the move to
competency-based interviewing and behavioural indicators
which allow for a consistent and open approach to
recruitment and promotion.
The introduction of the Excellence Awards as part of
CtD was considered by some staff to have
been a positive step in
recognising good work and valuing staff.
However, while some felt that the awards had helped to
highlight good practice, others felt they had been
under-exploited in terms of sharing good practice across
the
SE.
A limited number of staff, mainly from C Band, who had
been involved in
business planning, reported improvements
over recent years and, in particular, felt that senior
managers were now more focussed on planning and strategic
thinking. They also felt that improvements had been made in
finance systems, which, they argued, had
made the organisation more financially accountable. These
C-Band managers felt that
CtD had been instrumental in making
business planning and finance more systematic and improving
performance in these areas.
IT systems have improved for
staff over recent years, with more corporate internet and
intranet designs helping provide a uniform image and
greater access to information.
What are the outstanding issues?
According to staff, some stakeholders and Ministers,
corporate processes in the
SE have seen few improvements over
recent years and, a few actually felt things have got
worse.
Recruitment and Secondment
Recruitment continues to be a major concern for staff,
stakeholders and Ministers, especially the inflexibility
and long lead-in time to get staff into post. Generally, it
was felt that recruitment should become more focused on
helping to solve the business needs of the
SE. Staff stressed that changes to the
HR system had not addressed staff
shortages. Stakeholders and Ministers also felt that the
recruitment process was resulting in the
SE missing out on the best candidates
because of the slow process and lack of flexibility about
salary offers. One Minister commented that the skills
brought into the organisation by staff could be better
utilised and that there should be more flexibility to allow
short-term teams to be set up for specific projects.
As in earlier phases of the evaluation, staff,
stakeholders and Ministers praised the use of secondments,
and urged their greater use as a way to boost change within
the
SE. A predominant view was that bringing
staff into the
SE would import fresh cultures and
behaviours. Equally, enabling staff to experience other
work environments outside the
SE would allow them to bring a fresh
perspective on their return.
Staff Churn
Staff churn, an issue that was raised in the baseline
study, continues to be a major concern for all Ministers
and some stakeholders, though not for staff. Both Ministers
and stakeholders were particularly critical of staff churn
because, they believed, it reduces the knowledge of
SE officials, weakens their
professionalism and expertise, and has detrimental effects
on relationships with outside organisations. The 2004
Stakeholder Survey, however, found that although
SE performance on staff churn was rated
poorly by stakeholders, it was not considered to be a
priority area for improvement.
Appraisal, Promotion and Reward
As in previous phases of the evaluation, the majority of
A-Band staff expressed strong views about the difficulties
they face in passing promotion boards and the lack of
weight given to current performance. Some staff with
managerial responsibilities felt competency-based
interviewing did not give enough scope for questioning
candidates about work experience relevant to the vacant
post. One Minister was surprised at the number of capable
officials who failed
SE promotion boards.
Some staff were concerned that the lack of
differentiation in the performance appraisal system
categories make it difficult to recognise good work.
Stakeholders were also critical of the capacity of the
SE to handle staff who were not
performing well. As in earlier phases of the evaluation,
managers were urging a more flexible system for rewarding
staff, particularly at the local level. Although the
Excellence Awards were recognised as a means for rewarding
work, some noted that there had been tensions among
colleagues where very good work had not been nominated or
awarded. Staff felt that examples of good work celebrated
in the Excellence Awards could be shared more widely to
highlight good practices, perhaps in lunchtime
seminars.
Training
Though staff registered high levels of satisfaction with
the training they receive to do their jobs, as in previous
phases of the evaluation, A-Band staff remain dissatisfied
with their exclusion from courses which limits their
development opportunities. More generally, staff felt that
more information could be given on course content and
selection.
Business systems
In the baseline study in early 2003, Ministers
recommended greater use of
finance experts, and they continued to
raise this point in November 2004. Some Ministers also
raised concerns about the lack of regular financial
updates, despite repeated requests made to officials in
some instances. One staff member felt that finance remains
'mysterious', even for people involved in it, and another
reported difficulties with managing budgets for staff
expenditure, due to a delay in updating staff on payroll
lists.
Although staff identified some improvements in
IT systems over recent years,
some staff suggested that there should be 24/7
IT assistance as in other large
organisations. Some Ministers felt that the
IT system would be improved if Ministers
were able to directly access their emails and documents
electronically. One Minister felt additional software for
diary and caseload management would be helpful.
One Minister suggested that guidance on
procurement practices could be further
improved to encourage consistency of practice. In addition,
one stakeholder commented on new developments in
procurement and felt that although the procedures satisfy
the 'demands of a risk culture' by providing an audit
trail, they are too bureaucratic.
Several stakeholders also noted that
reception procedures were variable, with
some
SE buildings reported to be
unprofessional and unwelcoming. They suggested having a
name badge on arrival, making the reception process more
uniform throughout all buildings, and providing a courteous
reception area which appeared to be less focussed on
security.
Conclusion
Across the four themes, significant improvements have
been made in
policy making and
outward focus. It is evident that
CtD is recognised as playing a part in
encouraging stronger outward focus and systematic policy
making across the Executive. In the area of
culture and behaviours, success in
establishing and communicating a corporate vision and
gaining support for change throughout the Executive has
been offset by a lack of translation of
CtD into tangible action at a local
level. There was some acknowledgement of changes to
corporate process, but overall little
improvement was registered, particularly in the area of
human resources.
Findings suggest that the current broad-ranging approach
ought to continue in culture and behaviour, but more
emphasis could be given to ensuring managers lead change
through
all parts of the organisation and at
all levels. Greater communication is also required
to create a shared understanding of the change programme
between Ministers and
SE officials.
Further change and improvement can fine tune outward
focus and policy making, by paying closer attention to
raising the quality of engagement and consultation, and
improving join-up and implementation. In the area of
corporate processes, the findings indicate there is a need
for much greater alignment between corporate processes,
particularly human resources, and the business needs of the
SE.
Building for the Future
Embedding change
This report identifies a number of areas of improvement
over recent years. However the drive for change and
improvement continues, this report and other evidence has
informed a range of work currently underway to ensure that
the Executive continues to make progress.
Policy-making and outward focus
The Executive has introduced a major new training
programme on policy-making, which has so far seen almost
400 members of staff trained in a more open and engaged
style of policy-making with better use of the evidence base
and more effective evaluation. This is reinforced by a
programme of more structured and focused engagement with
stakeholders, and continuing work on ensuring that
policy-making is 'joined-up' across departmental
boundaries.
Culture and behaviours
The
SE has a continuing focus on excellence,
and strives to publicise and promote internal examples of
best practice in working more effectively with Ministers,
stakeholders and colleagues. The introduction of an annual
Excellence Awards scheme seeks to celebrate and reward
examples of good practice, and work is underway to
implement a new approach to internal communications within
the Executive. Change Forum discussion groups for staff
from across the organisation provide an opportunity for
staff to become more engaged in the change agenda and seek
to encourage local ownership of change and improvement.
Corporate processes
A survey of Executive staff has been undertaken to look
at finance skills and knowledge, and the Executive has
introduced a major programme of awareness raising and
training as a result. Improvements to the way the Executive
manages human resources are being made, together with
improvements to the way information is managed internally
through the introduction of an electronic Records and
Document Management system. The Scottish Executive
Management Group has introduced a balanced scorecard to
support its strategic management of the organisation, and
this is complemented by work to embed Best Value across
Departments.
Support to Ministers
The Executive continues to strive for improvements in
the way it supports Ministers, with a new approach to
producing speeches, reinforced by intensive training. A
number of pilots are also being run to test different
approaches to improving the quality of the Executive's
written replies to correspondence.
The way ahead
Continuous improvement is part of the core business of
all areas of the Executive and the focus of improvement
work has now moved towards local ownership of change. The
Executive's priority is to build on the work that has gone
before and to build a Scottish Executive which is equipped
for the future challenges and expectations it will
face.
Scottish Executive Social Research Website
- This document and many other research
publications are available in electronic format and are
accessible from the website:www.scotland.gov.uk/socialresearch