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THE KEY ISSUES
The preceding section has defined the issues which this
report needs to address. But we can be clearer still about
what needs to be done and what our response should be.
One of the great benefits in doing this work during a
period when the shape of our
NHS was constantly in the media or under
public scrutiny, is the opportunity it gave us to have a
genuine dialogue with the public and with
NHS staff. They framed 10 key questions
to which we need to find an answer.
Key questions which define the future
1 Can we keep services as local as
possible?
2 What services will people have to travel to receive
and why?
3 How can we provide safe and sustainable services
that will support rural communities?
4 How can we get access to quicker
treatment?
5 How can we reduce health inequalities?
6 How can we improve how the
NHS is managed and how the money is
spent?
7 How can we give the public and patients a voice in
changing how we provide health services?
8 How can we integrate the key parts of the health
service?
9 How can we empower front-line staff to improve
service delivery?
10 How can we improve standards and drive up
quality?
In this section, we look at each of these in turn. We
are confident that the answers can be found. If we are
right, we believe it will help put the
NHS in Scotland ahead of the pack and
give Scotland a health service fit for the future.
1. Can we keep services as local as
possible?
We have been able to highlight three dominant and
related developments in the Scottish population's need for
healthcare. The first is the growth in the number of older
people and in particular the number of relatively frail
older people living at home. The second is the emergence of
chronic disease as the main challenge facing the health
service. The third is the growth in emergency hospital
admissions. We are clear that tackling these three related
challenges will require a shift in the balance of care,
moving from disjointed, acute hospital centred care that
tends to be reactive and geared towards the acute
admissions, towards care that is integrated, co-ordinated
and locally responsive.
It is important to be clear what we mean by local care.
We see it as the delivery of safe, effective and
sustainable services as close to the patient's home as
possible. In some cases, that might be in the home; in
others it might be in the
GP surgery or in the local pharmacy or
in the local hospital. The physical location of the care
package has been less important to us than the principle
about delivering care as locally as possible and delivering
care that meets the patient's health care needs in a way
that supports the patient's well-being and personal
circumstances.
The overwhelming majority of people's health needs can
and should be met locally. We start from a strong base in
general practice. The patients' interaction with formal
health care starts and ends in primary care for the vast
majority (approximately 90%) of people. There are some who
would have us believe that the
NHS in Scotland is a highly centralised,
super-specialised bureaucracy. That is far from accurate.
It has been estimated that in Scotland around two hundred
million 'health incidents' occur each year. Of these around
only one in eight result in a contact with the formal
health services (other than pharmacy). The vast bulk of
'health incidents' are dealt with by some form of self-care
- resolved entirely by the individual concerned, involving
a visit to the chemist or with the help of family of
friends.
Inpatients represent an even smaller proportion of
health care contacts. For example, the number of emergency
inpatient admissions is about one fiftieth of the number of
primary care contacts.
The same picture is reinforced when we look at the world
from the perspective of chronic disease or long term
conditions. Around a third of the population at any one
time will be suffering from one or more long term
conditions (
e.g. diabetes, high blood pressure, heart
failure, arthritis). The vast bulk of care for these
conditions will be provided on a continuous day-to-day
basis by patients themselves or their carers. Contact with
health care professionals will represent only a very small
proportion of the total 'care time'. For example a person
with diabetes will spend on average 3 hours with a health
care professional and will take care of themselves for the
remaining 8757 hours in a year. (DoH, 2005)
Whichever way we look at it, care
is provided in local settings already - whether by
individuals themselves, their family, carers or in primary
care. These simple numerical relationships between various
forms of care in local settings and care delivered in
hospital have profound implications both for understanding
recent trends in health care activity and for guiding our
attempts to redesign and improve health care. The 'pyramid
of care', to which people often refer, represents not only
a tally of different kinds of health care events but also
stages in a patient's journey.
A chronic condition dealt with largely by the patient
with a minimal level of monitoring and supervision may
flare up and require first of all primary care intervention
and then perhaps admission to hospital. In this sense the
implied patient journey is a journey of escalation.
A key aim of the health care system should be to
prevent, as far as possible, the patient from progressing
along this kind of journey - to prevent the escalation of
the locus of care towards hospital. This, together with
improving the patient's quality of life, is the aim of the
various systems of chronic care management being developed
around the world. If a patient with a long term condition
is in the relatively stable position of being able to
manage their illness with minimal support from formal
health services, then the aim of the system should be to
maintain their health by supporting patients to care for
themselves and developing innovative educational and
self-help material made available using new technology like
digital
TV. However, the reality is often the
opposite. It is only when something has gone wrong, when
there is an exacerbation of the underlying condition or
some other form of acute crisis, that the health care
system becomes involved. This has been described as the
'radar syndrome'. The patient appears on the radar only
when something goes wrong, the specific problem is treated
('find it and fix it'), the patient is discharged and
disappears from the radar screen until the next time.
If we are already 90% local, you may wonder why we need
to change. The difference in numbers between one level of
the system and another introduces a high level of gearing
into the system. For example, a 1% increase in the
effectiveness of self-care - enabling patients to deal
themselves with an additional 1% of the health incidents
they experience - could lead to a decline of 10-15% in
primary care contacts. An even more powerful example
relates to
GP referral and emergency admission to
hospital. Around 1 in 50
GP consultations results in an emergency
inpatient admission. Thus 1000
GP consultations will result in 20
emergency inpatient admissions. If all
GPs were able to refer only one fewer
person in 1000 consultations (
i.e. referring 19 rather than 20 individuals),
it would produce a 5% reduction in
GP referred emergency admissions. These
high levels of gearing mean that relatively small changes
at one level of the system can produce disproportionately
large changes elsewhere.
This is the thinking that underlies our recommendations
on the management of long term conditions. Long term
conditions require ongoing care, limit the patient's
quality of life, and are likely to last longer than one
year. They are common in the Scottish population, more
common in people living in deprived circumstances, more
common in older people and, because Scotland's population
is ageing, they will become even more prevalent in the
future. If we do not continue to improve our management of
long term conditions at a local level, demand on acute
services will continue to increase and will never be
met.
The evidence we have brought together shows that:
- Chronic disease is a vitally important health issue
and is growing in importance
- Social circumstances affect the chance of you
having a chronic disease
- A growing number of people have multiple chronic
diseases which make their care particularly
complex
- A small number of patients account for a
disproportionate amount of health care use (especially
hospital care)
- There is growing evidence that chronic disease can
be better managed through
- increased support for self care
- strengthening and extending primary
care
- offering responsive specialist
care
- managing vulnerable cases by
anticipating their needs.
We know there is already good practice in some parts of
Scotland. We know too that there is a good deal to learn
from work in Europe and the United States where health care
systems are grappling with the same issues. We need to
build on this and the effective management of long term
conditions in the community is perhaps the biggest
challenge for general practice based teams in the coming
years. If we are not successful in stemming the steady
trickle of people with locally manageable conditions into
hospital beds, it will become a flood.
That is why we are recommending that each
NHS Board, through its Community Health
Partnerships, should introduce a systematic approach to
managing long term conditions
that will:
- Focus on the whole person and all their health
needs - not a specific disease,
- Involve people in their own care,
- Provide care in the least intensive setting,
- Minimise unnecessary hospital visits and
admissions,
- Be co-ordinated in Primary Care,
- Be provided by a multi-disciplinary team,
- Integrate generalist and specialist care,
- Integrate health and social care,
- Use a population approach to identify high risk
patients,
- Use good information systems and intelligence to
identify people with long term conditions and place
them on a general practice based register with their
appropriate consent/ authorisation,
- Use a structured approach to call and recall,
- Review care using evidence based protocols and
guidelines,
- Focus on improving pharmaceutical care,
- Use information and communication technologies to
support self management,
- Use community and voluntary resources to provide
support for patients and carers.
The last of these points is important. One part of the
whole system that is often overlooked is the contribution
of patients themselves and their carers. And yet, some
estimates suggest that over 80% of all medical symptoms are
self-diagnosed and self-treated and Carers
UK have calculated that the economic
contribution of unpaid carers is equivalent to the entire
budget of the
NHS. In recognition of this, we
recommend that the
NHS in Scotland seeks to build on some
of the success stories in Scotland (such as the Braveheart
Project), and looks at what can be learned from the
Department of Health's Expert Patient Project, with a view
to developing a more systematic approach to
self-management. We see this as having a particular
relevance to managing long term conditions.
As part of the Patient Focus and Public Involvement
Agenda,
NHS Boards throughout Scotland are
encouraged to bring a renewed focus to their relationship
and to recognise the valuable contribution the voluntary
sector can and does make to health care in Scotland.
Partnership with the voluntary sector must be an inbuilt
element of the development of Community Health Partnerships
(
CHPs). The voluntary sector presence in
CHPs will encompass a range of roles
including service provision, patient advocacy and
involvement in service planning. In addition, we recommend
that the Scottish Executive Health Department (
SEHD) should fund and develop a Scottish
long-term conditions alliance, to articulate patients'
views across a wide range of conditions and to provide a
range of educational materials. This should provide a way
of meeting the aim of effective long-term condition
management based on generic approaches, making patients
more equal partners in their own care and encouraging
self-help initiatives.
The required change from current practice to sustainable
self-management programmes can be further facilitated by
the introduction of appropriate technology. Recent evidence
from work with people who had poorly controlled diabetes
shows that the use of telemedicine (in this case, mobile
phone technology) offers a cost-effective way to improve
outcomes. This type of solution should be piloted in
Scotland.
The new contract for community pharmacy in Scotland
provides an unprecedented opportunity for the
NHS to fully utilise the education and
skills of this workforce as part of the solution to
modernising
NHS services and improving services to
patients. It will support self care and provide direct
access to pharmaceutical care services in local communities
and this will be supported by specialist pharmaceutical
care, when necessary, through managed clinical networks and
community health partnerships.
Given that pharmacies are situated where the people
live, work and shop in their local communities they have
the potential to develop wider access to health care and
advice. Some will have other members of the healthcare team
co-located, for example chiropodists, nurses and
dieticians, allowing greater flexibility and choice in
where services are delivered. With this co-location, direct
access to services such as managing long term conditions
and minor injury care can be made available on the high
street.
We know that people with long term conditions, and
particularly older people with more than one long term
condition, are more likely to be admitted to hospital, see
a variety of providers, take a variety of prescription
drugs
etc. One study showed that people with four or
more chronic conditions were 99 times more likely to have
an unnecessary admission to hospital than someone without a
chronic condition. We have also looked at work in England,
Europe and the United States about the benefits of
stratifying people according to risks of complications,
hospital admissions
etc. and co-ordinating the care of those
identified as being at very high risk using case managers.
There is some (as yet inconclusive) evidence of the
benefits of care co-ordination. The emerging data suggests
that the more thorough and comprehensive is the
identification of the at risk populations, the better the
results. This suggests that we need to:
- Invest in systems and methods to stratify according
to risk,
- Trial and evaluate a number of approaches to care
co-ordination or case management.
For us, this is what the local care of the future is
really about. It is not about protecting the bricks and
mortar of the local hospital. It is about preventing frail
older people for whom hospital is an unwanted (and arguably
sometimes unwarranted) disruption from being admitted and
looking after them more effectively close to home.
The area of mental ill health is another example of
where we think that the approach outlined above can be
applied. Patients with such conditions need supporting and
enabling community based services. The 'Doing Well by
People with Depression' programme being rolled out by the
Centre for Change and Innovation is a good example of what
needs to be done systematically around the mental health
agenda. The programme will:
- Build capacity for self-help to meet the needs of
those with mild depressive disorders and to provide
support through the pathway of care.
- Build capacity for psychological interventions in
primary care to reduce pressures on secondary
services.
- Improve assessment of symptoms and associated
problems to ensure an agreed understanding of user need
and the sequence of treatments and/or support.
- Improve access to a range of community based
services and support.
We see Community Health Partnerships as delivery agents
for shifting the balance of care. But we are conscious that
they are new organisations and we believe that they need to
focus on a few issues that will really make a difference.
We have identified 4 priority areas for action by
CHPs. They are as follows:
- support patients at home,
- prevent avoidable hospital admission,
- identify opportunities for more local diagnosis and
treatment,
- enable appropriate discharge and
rehabilitation.
For example, there is much that can be done with
tele-health to enable care at as close to home as possible
for patients with cancer or dementia. Care co-ordination
can be used to keep children with complex needs out of
hospital in much the same way as we advocate its use for
older people. New technologies enable earlier diagnosis
using modern scanners and along with the separation of
testing from reporting, open up opportunities for more
rapid access and shorter waiting times as well as enabling
local care. Active discharge planning, in concert with
social care providers, can see patients returned to local
settings for rehabilitation with more follow up being
diverted from hospital to primary care.
Having said all of that, we recognise, of course, that
in order to deliver some elements of local care, new
infrastructure, equipment and facilities may be required.
The local hospital has a valuable role to play in
delivering local care. We have identified a range of
initiatives to enhance that role. For example, in planned
(or elective) care, we recommend, an improved and localised
hospital pre-admission process that involves streamlining
of patients' care, direct access by primary care teams to
investigations and diagnostic tests (with more of those
tests being done locally and sent electronically for
reading). We recommend a greater use of day surgery - much
of which will be suitable for any properly equipped local
hospital. We also recommend that post-operative follow up
can be done more often in the local hospital, community
hospital,
GP practice or even over the
telephone.
We are struck that some of this work could be shifted
beyond the District General Hospital. The Community
Hospital is an obvious "resource hub" in rural communities
and can be a basis for many of the functions described
above. Community facilities in urban Scotland, such as the
Leith Medical Centre in Edinburgh, can provide a similar
service for local communities. We suggest that these local
services, which depend on the availability of technology
and skills, should be made available locally in a community
resource hub. We recommend that the Scottish Executive
examines how the model of the 'urban community hospital'
can be made more widely available, taking account of the
scope to brigade together general practices to give access
to modern facilities.
Recommended Action
Meeting the health care needs of older people
with long term conditions is the biggest challenge for
the
NHS in Scotland. It requires a shift
in the balance of care from episodic care to
integrated, continuous care. To enable this
shift:
- Each
NHS Board, through its Community
Health Partnerships (
CHPs), should introduce a
systematic approach to managing long term
conditions in accordance with the principles set
out in this report and with measurable outcome
targets (set by The Scottish Executive) to
demonstrate progress,
- All
CHPs should prioritise the
following actions:
- supporting patients at
home,
- preventing inappropriate
hospital admission,
- identifying opportunities for
more local diagnosis and
treatment,
- enabling appropriate discharge
and rehabilitation,
- NHS Boards should establish
Community Resource Hubs in community hospitals and
in expanded primary care facilities to speed up
access to routine diagnostic testing and
treatment,
- NHS Boards should develop and
promote a wider range of access points to health
care, for example by working with community
pharmacies to develop services that complement
those provided in primary care.
In supporting the above,
- The Scottish Executive should initiate a
modelling project to identify the group of patients
with long term conditions most at risk of
hospitalisation so that Boards can provide them
with proactive, co-ordinated care,
- The Scottish Executive should work with
NHS Boards to trial and evaluate
a number of approaches to care
co-ordination,
- The Scottish Executive should establish a
national group, including patients, carers, the
voluntary sector and health professionals to
develop a supported approach to self-management
(including development of new education programmes)
and should fund and develop a Scottish long-term
conditions alliance, to articulate patients'
views,
- The Scottish Executive should work with
NHS Boards to pilot
self-management approaches supported by innovative
information technology such as home monitoring
equipment.
What about urgent local care?
We have also looked at the role of the local hospital in
delivering unscheduled care. By "unscheduled care" we mean
care which cannot reasonably be foreseen in advance of
contact with the relevant health care professional, which
can occur at any time and for which services must be
provided 24 hours per day. You might think of it as care
that is "urgent" in that it cannot wait for a routine
appointment. This is one of the most difficult areas of our
work. It is where the sustainability issues really bite
hard and it was at the forefront of public concern about
the loss of local services. Therefore, it is worthwhile to
spend a bit of time looking in some detail at the
issue.
Our research has demonstrated that there are a number of
levels of demand for unscheduled care, shown in Figure 2
below. It is important to note that we are not suggesting
that there is in any way a hierarchy. We would not expect
patients to transfer frequently from level 1 to level 4, or
to and from any point in between. The aim is to match the
patient's need to the right level of care first time.
Figure 2
Levels of Unscheduled Care

It is important to be clear about what services patients
can expect at each of these levels, what competence they
can expect the member of staff providing care to have and
where we think the services can and should be safely
provided. Our approach is to deliver care as locally as
possible but we have to recognise that the constraints
described earlier mean that we simply cannot go on in the
same way. It is not sustainable and neither do we believe
that it makes the best use of all the skills available in
the clinical team. We need to extend the competence of the
whole team and make the range of professional skills
available to local facilities in more imaginative ways if
we are to keep the bulk of services local. For example
evidence suggests that it is unlikely that a 24/7/52 rota
for a high-intensity speciality such as acute medicine,
general surgery, or orthopaedics could be sustained with
less than 8-10 doctors as a result of the need to secure
EWTD compliance. Innovative networking
solutions will therefore need to be found if these types of
services are to be maintained in some areas.
But our approach must be to ask what can we deliver
safely and sustainably in the local community and how can
we maintain local services to the maximum extent.
It is better to maintain the large majority of the service
locally through redesign than to have the service collapse
completely because some aspect of it is unsustainable.
So, where does that leave us with this key issue of
unscheduled care? It is worth examining the 4 levels
proposed in a bit more detail.
Level 1 services are those currently
provided on an assessment, diagnosis and treatment basis by
GPs, pharmacy, the Scottish Ambulance
Service, district and community nurses and
NHS 24. These services will in future
provide unscheduled care for the majority of contacts,
especially for minor illness in the community. They will
normally act as the first point of contact to the
NHSScotland Unscheduled Care system and
should be readily accessible locally to all. Although this
report is about the long term, it has been conducted at a
time when
NHS 24 is under considerable scrutiny.
We recognise that there are some problems that need to be
resolved but we believe that
NHS 24 is a valuable part of the
unscheduled care system and can, with a more localised
approach, contribute much to the future of the
NHS.
Level 2 services can provide the majority
(in the order of 70% on the basis of our analysis) of what
members of the public would recognise as current A&E
services. They can and should be capable of being delivered
24 hours per day, 7 days per week. They will be staffed by
a mix of Nurse Practitioners, General Practitioners and
Paramedics. They will be ideal locations for
GP out of hours centres. They will have
appropriate facilities for diagnostic testing and will be
linked by tele-medicine to a 'hub' with Emergency
consultants able to give advice. However, they will not
admit emergency cases but rather stabilise and transfer
where necessary. We can refer to these facilities as
"Community Casualty Units". It is not for a national
framework of this nature to specifically site each of the
units that will deliver level 2 services but as a rule of
thumb each current hospital offering A&E services
should be able to sustain services for urgent care at level
2 at least. Some Community Hospitals will also be able to
do this. A potentially generalisable model already exists
in
NHS Grampian which links many of the
local Community Hospitals to Aberdeen Royal Infirmary.
Level 3 is where we provide assessment,
diagnosis and treatment services for those patients likely
to require medical and surgical admission, in what we might
call "Emergency Units".
The following services should normally be
provided:
- General Surgical 24/7 receiving services;
- General Medical 24/7 receiving services (including
provision for geriatric admissions);
- Orthopaedic surgery 24/7 receiving services;
- Anaesthetic services on a 24/7 basis, including
general critical care services;
- Radiology services on a 24/7 basis.
Some sites will provide more specialised services (shown
as level 3b in figure 2). These may include emergency
services such as vascular surgery, urology, burns units and
interventional cardiology. The key here will be to get
patients who are likely to need these services to the
appropriate site as quickly as possible. Those at the front
end of urgent care (
e.g.GPs and
NHS 24) will have to route patients to
these facilities. It is at level 3 that the constraints of
the reduction in medical working hours really bite. Some
estimates suggest that by 2009, junior doctors will be
working 40% less hours than they were a few years ago.
Given the need to concentrate resources in an extended
working day (when activity is at its peak), and our
previous reliance on junior doctors to deliver out of hours
hospital care, there will be a few hospitals who currently
offer 24 hour emergency admission who will not do so in the
future. These will probably be in the central belt where
access to alternative sites is less problematic. The Rural
General Hospital will be at the centre of providing these
services in rural areas. The precise configuration of
emergency receiving and admission should be planned
regionally.
Many level 3 services will be provided alongside level 2
with patients directed to the appropriate service at the
point of entry. Hybrid models, working across the levels,
may also be possible. For example, some hospitals may deal
with urgent medical admissions but not provide emergency
surgery. All hospitals with level 3 facilities will be
expected to adopt safe and sustainable 'hospital at night'
teams.
Level 4 services are those which can only
be provided in a very limited number of locations in
Scotland. These are services which are highly specialised,
providing services for rare or particularly complex
conditions and will include the following:
- Cardiac surgery;
- Thoracic surgery;
- Neurosurgery;
- Specialised critical care.
These services are required only rarely and our clear
impression from our public discussions is that everyone
understands and accepts the need to locate these services
in a very limited number of locations.
Our work described above tells us that the majority of
'traditional' A&E activity can and should be delivered
in local hospitals. It also tells us that it can only be
sustained in those local hospitals by redesign. We are
recommending a reprofiling of the current 'one size fits
all' system where we squeeze a whole range of people, many
of whom can be dealt with elsewhere, into busy hospital
emergency departments. In its place we want to see a whole
system approach to urgent care on the basis of our general
principle of delivering care as locally as possible. The
new system has
GPs and nurse practitioners working
alongside each other to maintain services in local
hospitals. It uses technology to join up the system. It
uses the key medical resources in a more focused way so
that emergency specialists can concentrate on seeing the
more complex cases. The central task for the professionals
working in the system is to determine the level and speed
of response required and then to get the patient directly
to someone in the team equipped to deal with the
problem.
The Scottish Ambulance Service (
SAS) are also key players in the
development of an integrated approach to emergency care.
The Ambulance Service is currently working on the following
developments:
- To enhance the skills of paramedics assigned to key
communities, where this will have the effect of
improving the medical resources available to patients
locally, improve emergency response times, improve the
standard of decision making underpinning hospital
admissions, and keep the skills levels of paramedics up
to date:
- To develop a specialist service to support high
dependency transfers which includes the full and active
participation of intensive care specialists and
specialised nursing staff.
- To develop clearer guidelines for primary care
practitioners about when accident and emergency
transport for their patients is appropriate, and when
(because there is little need for medical or care
assistance during the journey) non emergency transport
(whether from the service or from alternative
providers) should be considered.
We believe this work has value and should be taken
forward in the context of our wider proposals for
unscheduled care.
This whole approach must form a basis for a system of
urgent care which providers and the public alike can
support. It is true that a relatively small number of
people who might have had emergency surgery in one hospital
may in the future have to travel a bit further. But the
numbers involved are relatively small in comparison to
those who will get their daily care needs met in a
community setting.
Recommended Action
The current arrangements for unscheduled care
do not always ensure that patients get access first
time to the care they need and do not make the best use
of the resources skills and expertise in the
NHS.
To achieve the service improvement required and
to maintain local services for urgent care each
NHS Board should review its services
to:
- match deployment of resources, skills and
expertise to the types of demand for unscheduled
care and getting patients first time to the level
of care they require,
- develop capacity in primary care (
i.e. at level 1) to handle most
unscheduled care,
- develop community based facilities
(community casualty units) staffed by
multi-disciplinary teams to provide much of our
urgent care needs 24 hours a day,
- develop an unscheduled care network linking
community based facilities to emergency centres
through tele-medicine.
In order to facilitate access and ensure an
appropriate distribution of care across Scotland, all
NHS Boards through their Regional
Planning Groups should review over the next 12 months
the configuration of the unscheduled care networks on a
regional basis to:
- focus emergency admissions and surgery in
emergency centres (
i.e. at level 3 and above) to make
best use of staff and resources,
- recognise the particular requirements of
rural communities, and to
- take account of the capacity of the
Scottish Ambulance Service to support the system of
unscheduled care through enhancing paramedic skills
and developing clear protocols for emergency
transport and high dependency transport.
2. What services will people have to travel to
receive and why?
One of the most vexing issues in the recent Scottish
health debate is centralisation of services. It has
polarised communities, caused confusion within front line
professions and has often been portrayed as "hospital
closure" or "down grading". Health Boards felt, reasonably,
that they were doing their best to deliver modern
responsive hospitals given their financial and service
constraints, but somehow the debate, often fanned by local
media, ignited around the "touch paper" issue of
centralisation. Some commentators even suggested that we
would end up with a single, massive hospital for all of
Scotland, reducing the argument to the level of
absurdity.
During our public consultation on this report, it became
apparent that citizens and their representatives felt that
the debate on centralisation of hospital services had been
characterised by, "scaremongering", "paternalism" and lack
of evidence by the medical profession whereas front line
clinical staff believed, on the whole, that there were data
supporting centralisation of certain services but that the
majority of care could be delivered safely locally. Again,
we see a common set of values which have become somewhat
confused by the absence of true engagement by both sides in
an environment which encourages open and rational
discussion.
In order to inform our thinking and to test the issues
around specialisation of highly complex care, the Advisory
Group looked at two specific issues. We examined in detail,
the current arrangements for delivering neurosurgery and
highly specialised children's care (including paediatric
intensive care).
Specialised services, by their nature, tend to be
characterised by:
- highly specific workforce challenges as a result of
small staff numbers, specialised training needs and, in
some cases, the significant time demands of providing
shared care or outreach services
- a relatively small volume of patients needing this
service
- complex interdependencies, often with other
specialised services, as a direct result of the
severity and complexity of the conditions displayed by
many patients
- strong links to research and innovative leading
edge practice particularly in terms of technology
dependent interventions and drug therapy
- significant financial implications in terms both of
revenue and capital investment.
In both instances, the conclusion reached was that the
most specialised aspects of care should be delivered on a
national basis on fewer sites in order to maximise clinical
standards (including co-location of inter-dependent
services) and to recognise the workforce sustainability
issues. For neurosurgery the recommendation is to move,
over time to a networked approach from a single hub. For
children's tertiary services a national network is also
proposed with intensive care operating from two sites but
as a single national service. Both pieces of work
identified the need for a continuing national planning
function within the Scottish Executive. They also adopted a
methodology based around wide engagement, option appraisal
and thorough evaluation that provides a model for further
work of this nature.
Our discussions with the public suggest that the case
for concentrating these highly specialised services is not
disputed. The difficulties arise when there is a threat, in
the public's view, to what they described to us as core
services. At the heart of this question are two sets of
issues. First, there is an argument that people should
travel for services because there is a clinical benefit to
be gained. Second, there is an argument that resource
constraints (including the availability of trained
workforce) mean that we can only provide high quality
services in fewer locations.
In looking at the first set of issues, there are three
concepts that need to be considered:
- Volume of work
- Continuing medical education
- Toleration of risk
Volume
We have done some new work to pull together the evidence
on the relationship between volume (the number of
procedures or patients with a certain condition treated by
an individual or hospital) and outcome (
e.g. side effects, complications of surgery,
survival rates for cancer operations). This relationship
has been used as something of a proxy for testing arguments
for and against the specialisation or centralisation of
services.
Our work lead us to conclude that there is now a core of
studies of an adequate methodological quality to establish
significant volume/outcome associations in certain complex
high risk surgical procedures and more modest but
clinically relevant effects in a range of more common
procedures.
Across a range of procedures, there is variation in
relationships between increasing volume and improved
outcome (reduced mortality and/or improved recovery). For a
condition that is not common, and relatively complex, the
improvement tends to be greater and occurs over a
relatively larger range;
i.e. the more you do, the better you tend to
get. For a more common, less complex condition, the
improvement in outcome is relatively greater initially but
tends to level off;
i.e. there is a threshold of interventions
that must be met but thereafter the benefits tend to
diminish, relatively speaking. The pattern for many
services lies between these ranges and the precise position
is determined by a number of factors.
Figure 3 below shows this relationship. What it tells us
is that there is a strong case for ensuring volume is
maintained in complex cases and in a country the size of
Scotland that can only be done by concentrating those
procedures in a few locations. It tells us also, that for
common procedures, clinicians (and their teams) need to
undertake a minimum number to maintain their skills but
thereafter there is no great clinical benefit in
specialisation or need for it.
Figure 3: volume and outcome

So, what are the services that might be represented in
each of the lines in Figure 3? A number of studies have
been done that look at either physician volume or hospital
volume. Significant volume/outcome relationships tend to be
found, for example, in a number of areas of surgery such as
those shown in the specialised column of Table 2.
One of the problems is that many of the studies simply
look at survival rates rather than other indicators of
clinical quality. But nevertheless, there is good evidence
that for a range of complex procedures, some of which are
listed below, volume is relevant and we will put patients'
quality of care, clinical outcomes and in extreme cases,
survival at risk if we do not ensure that volume is
sustained. We need to ensure that quality thresholds are
maintained.
On the other hand, providing that arrangements are in
place to access support in the event of rare complications,
it is possible to identify a number of high volume, more
routine procedures that can safely be carried out in many
centres. These are the type of procedures for which the
requirement to provide intensive care or high dependency
facilities will be very rare indeed. The Audit Commission's
basket of day case procedures, from which we draw the
examples in the table below, provides one starting point
for discussions between
NHS Boards and the public.
Table 2
Examples of low volume/ highly specialised procedures
provided appropriately from a specialised centre and of
relatively common procedures likely to be more generally
available.
Available in specialised
centres | More generally available |
|---|
Some Cancer surgery | Tonsillectomy |
Coronary by-pass surgery | Cataract removal |
Aeortic aneurysm surgery | Varicose veins |
Cerebral aneurysm surgery | Inguinal hernia |
Paediatric cardiac surgery | Knee Arthroscopy |
Toleration of risk
It is the area between the two lines that remains
problematic. For some disorders, even though the evidence
is less abundant and the effect not so dramatic, the
consequences may still be important. For example a
reduction of a few per cent in mortality for myocardial
infarction (heart attack) could be associated with the
saving of many lives in Scotland. In general, it would be
reasonable to suggest that there may be a very small extra
risk (increased complications, slightly poorer outcomes) by
keeping some treatments local. We do need to be completely
honest about the information we have supporting this sort
of statement, which, is frankly, not as clear or as
potentially applicable to Scotland as it might be. We
believe that a way ahead is to say that certain procedures
should be available on fewer sites and we would strongly
advise the public that they would benefit from travel to
these "centres of excellence". The vast majority of
routinely practiced operations and medical interventions
can be performed in well supported local hospitals. This is
a hypothesis which we should test prospectively through
audit, data collection and evaluation to collect
information which we can use to compare and contrast
outcomes according to individual clinicians and hospitals
workload, thus improving the quality of our own healthcare
and contributing to the international debate on
specialisation. The Scottish Executive should establish a
task force drawn from the key players to examine this issue
and to publish the results.
Continuing Medical Education
As mentioned the statistics on outcome and volume are
not complete and anyway are only part of the story. Many
healthcare leaders would set more store in continuing
medical education being the key to a high quality Scottish
NHS. This is where the Royal Colleges
have an absolutely central role. Through audit, training
courses and innovative ways of ensuring that clinicians
maintain the appropriate skill base, the Colleges have an
important contribution to make to Scotland's Health.
We recommend that
NHS Quality Improvement Scotland (
NHSQIS) works with
NHS Boards, the Colleges and other
partners to establish meaningful audit data that will
inform future decision making. The basis for this work
should be to establish, across a range of procedures, the
balance of clinical benefit and risk relating to the volume
of clinical activity undertaken and the outcomes for
patients.
Sustainability
In this first set of considerations, issues of clinical
risk have been relatively clear, if somewhat obscured by
the absence of hard data. But we know there is a trade-off
between volume and outcome, we know that for a number of
procedures the risk of mortality outweighs the benefits of
access. What we do not yet know is where we draw the lines.
Issues are much less clear around the second set of
factors. That is where a patient's need to travel for care
is not linked to any clear evidence of clinical benefit but
rather to resource or workforce constraints.
We need to be realistic here. The
NHS does not come with a blank cheque.
It consumes a considerable amount of the Scottish Executive
budget and in common with the rest of the public sector,
the
NHS has a responsibility to search out
best value and take decisions that get the best possible
return for every public pound spent. We also have to be
realistic about staffing. We can't just match the reduction
in junior doctors hours with new doctors for example.
Doctors take a long time to train and some of these issues
are facing us now. The risks here are not so much about
getting volume and clinical outcome out of balance. They
are about ensuring that services for communities are safe,
robust, affordable, properly staffed and delivered to
national quality standards while at the same time
maintaining and sustaining community links.
Sir John Temple in his 2002 report "Future Practice: A
review of the Scottish Medical Workforce" described the
core service issue as the delivery of 24 hour acute care,
effective delivery of which would require both an increase
in the number of doctors and a radical rethink of the way
in which care is delivered. The Executive is taking action
to deliver the former and this report should contribute to
the latter.
We agree with Sir John that it is the challenge of
providing 24 hour care that is most problematic. It is very
difficult to take a single, national view on this issue.
The constraints will vary across the country as will the
challenges. But we think that there is a general framework
that might guide
NHS Boards in handling the issue and
provide some clarity for the public about what it is the
NHS in Scotland is trying to do.
We start, as always, at the local level. We recommend
that
NHS Boards should be maintaining and
enhancing local services which:
- are provided on the basis of an extended working
day, and
- involve overnight care for medically stable
patients.
The concept of the extended day is to more closely match
patients' waking hours. This approach can significantly
reduce night time activity. It also enables more efficient
use of scarce resource such as diagnostic equipment or
operating theatres.
NHS Boards should only consider
concentrating care on the grounds of resource or workforce
constraints for services which are highly specialised and
care for seriously ill patients 24 hours per day and where
it can be demonstrated that service redesign will not
achieve a sustainable outcome.
Recommended Action
1. Future decisions about the concentration of
services on fewer sites should be:
(a) informed by evidence to be gathered by a task force
formed by the Scottish Executive and including
NHS Quality Improvement Scotland (
NHSQIS),
NHS Boards, clinicians, the colleges and
patient representatives about the balance of clinical
benefit and risk associated with varying volumes of
clinical activity, and
(b) limited, on the grounds of resource or workforce
constraints to services which:
- are highly specialised and a clinical
benefit can be demonstrated, or
- receive seriously ill patients 24 hours per
day, or
- care for medically unstable patients
throughout the night, and for which
- it can be demonstrated that service
redesign will not achieve a sustainable
outcome.
2. The Scottish Executive should:
- develop a continued national planning
capability within the Health Department,
- take forward the detailed recommendations
made on the future of neurosurgery and highly
specialised children's care, and
- apply the planning methodology adopted for
these services to other 'national services' as
identified by the Advisory Group.
3. How can we provide safe and sustainable services
that will support rural communities?
Both of the preceding sets of work have a major impact
in remote and rural Scotland. We established a specific
action team on rural health in recognition of two main
factors. First, we were conscious that something like one
in five of Scotland's population lives in a rural area.
Second, we were determined not to apply an urban model to
rural needs.
Our proposals for remote and rural health care have 3
main strands:
- extended primary care,
- a resilient system of urgent care, and
- the rural general hospital.
At the forefront of our framework for rural health care
is the enhancement and extension of primary care. We need
to ensure that we maximise the services that can be safely
made available in our rural towns and villages. That will
mean an extended role for General Practitioners and for the
other members of the rural healthcare team. Rural
GPs value their generalist skills and in
small remote practices
GPs have developed extended skills to
allow them to manage the early stages of severe sudden
illness and trauma. This needs to continue and extend to
other members of the team.
In rural localities serving larger populations there is
a scope to develop
GPs with a special interest (
GPwSI) in specialties such as
dermatology,
ENT, ophthalmology,
etc. This will help greatly in ensuring, for
example, that pre-operative work and post-operative
follow-up is done in the community. Developing enhanced
roles for
GPs in emergency medicine, minor
surgery, palliative care and care of the elderly will be
more appropriate for some localities. As well as their
continuing generalist role, the
GPwSI would be responsible for leading
service development and ensuring that all clinicians in the
locality are providing safe, effective and high quality
services in their specified area. They would work closely
with nurses and
AHPs who are also developing enhanced
roles in many of these areas and who can often undertake
this lead role themselves.
In providing this extended primary care in rural
communities the general practice will be a key resource. So
too will be the community hospital. Patients cared for in
community hospital beds will be those who cannot be cared
for at home, but who do not require the expertise and/or
the specialist diagnostic and treatment facilities of a
more distant hospital.
Maintaining the accessibility of community hospitals to
patients throughout Scotland is essential; with extended
primary care provision as their fundamental function,
particular services provided in different areas may and
should vary. A recent stakeholder questionnaire (
SEHD awaiting publication) shows that
Community Hospitals provide a variety of services. In
future, these could and should include pre-admission and
routine testing, outpatient and specialist clinics, day
surgery, convalescence and rehabilitation. Palliative care
emerged as a widely provided service and there is clearly
an important role for Community Hospitals in providing such
care. There is a mistaken view of Community Hospitals as
providers of long term stay for elderly people, but this
need not and should not be the case in future.
Responses to the Community Hospital stakeholder
questionnaire showed that a clear strength of current
community hospitals is their encouragement of
multi-professional working. Respondents made it clear that
a shared vision for development of community hospitals
involved their use as resource centres for the local
extended primary care team, and indeed, the local
community.
In their role as local resource centres, community
hospitals could provide an ideal base for out-of-hours
providers. Again, a multi-professional perspective could
help to ensure the appropriate skill mix of out-of-hours
teams. Access to urgent or unscheduled care was a major
issue during our consultation meetings in rural Scotland.
Many of the presentations of illness that occur out of
hours can be very adequately dealt within the local
community.
The main area of concern for rural communities is the
retention of appropriate systems to cope with the small
proportion of out of hours (
OOH) activity that constitutes a genuine
emergency. A resilient rural community would have the
following in place:
- Immediate telephone access to emergency triage and
dispatch.
- First responders; people drawn from the local
community who were trained and supervised by the local
health systems.
- Professional emergency response that was graded to
the need. This would include nursing, paramedic and
medical personnel.
- Access to diagnostic facilities where definitive
diagnosis cannot be made at the incident site. Patients
would be transferred to the nearest diagnostic centre
capable of defining the condition and stabilising the
patient. This may be a community hospital or a Rural
General Hospital or, in extreme cases, a specialist
trauma centre.
In establishing a system of unscheduled care appropriate
to remote and rural Scotland, the difficulties of travel
must be dealt with. Whilst road transport will remain the
mainstay, this will need to be supported by a high quality
air transport systems. We recommend that the Scottish
Ambulance Service,
NHS 24 and
NHS Boards work collaboratively at a
regional level to ensure that a resilient system for urgent
care is in place.
The Rural General Hospital (
RGH) will have an important part to play
in that system. The role envisaged for the Rural General
Hospital builds on that described by the West Highland
Solutions Group in their report of October 2004. It
described a model of acute health care based on the
collaboration and joint working of staff in the Belford
Hospital in Fort William and the Lorne and Islands Hospital
in Oban. The model may have wider application, for example
to the Islands hospitals and indeed to
DGHs such as those in the Borders and
Dumfries. We see the
RGH as providing care in the following
areas.:
- Emergency medical care: triage, diagnosis;
resuscitation and stabilisation - treat where possible,
transfer when necessary;
- Locally based routine elective care: diagnosis,
treatment or transfer and follow up;
- Care for chronic illness: care of the elderly,
stroke and diabetic care and renal dialysis.
Collaboration is key to ensuring that this model is
effective. All rural general hospitals must have defined
links (
e.g. shared posts, shared rotas, etc) to each
other and with larger hospitals. These larger hospitals, in
collaboration with the rural general hospital, have the
responsibility for ensuring that the bulk of the remote
community's healthcare needs in both emergency and planned
care are met.
A range of clinical and surgical skills will be required
if most problems are to be dealt with on site. Skills must
extend to first class resuscitation for those requiring
transfer, especially with trauma. But the
RGH cannot be sustained on trauma and
acute illness alone and a range of planned services should
be provided, maintaining local services and maintaining
consultant skill levels. Each
RGH should examine what level of
elective service it can safely support using the basket of
day case surgery as a starting point and looking at how
that might be appropriately extended through Managed
Clinical Networks.
But it will be just as important to be clear about the
limits of the competence of the
RGH as it will to have a suite of core
procedures which can be safely delivered. Over time, we
would expect to see a more definitive range of services
emerge and the North of Scotland Regional Planning Group
should act as a facilitator for developing that list of
core services - given that some may only be sustainable
with networked or visiting support from a larger
hospital.
Our approach to rural health care will require a shift
in the emphasis of clinical training and development. We
believe that the distinctions between primary care staff
and hospital based staff will (and should) become
increasingly blurred. We may need a new type of general
surgeon or we may need an 'integrated care physician'.
There will be extended roles for the primary care team and
community nurses too. This will need innovative approaches.
Initial work with the Royal Colleges has been encouraging
but the issues need more careful consideration. We
recommend that
NHS National Education Scotland (
NES), in consultation with the Colleges
and partnership groups, develop proposals for a new School
for Rural Health Care to build on existing initiatives and
develop world leading approaches to the development and
training of the rural workforce.
Recommended Action
1.
NHS Boards should deliver health
care to rural communities that:
- extends the role of primary care,
- develops with the Royal College of General
Practitioners and other partners, an accredited
programme for
GPs and other practitioners with
special interests, while sustaining capacity for
generalist services in primary care (this
recommendation applies in urban as well as rural
Scotland),
- uses the community hospital as a base for
extended services,
- has a resilient continuum of urgent care
from first responders through to emergency
transfer,
- extends the first responder training
programme,
- recognises the contribution that can be
made by rural general hospitals based on the model
developed by the West Highland Solutions
Group,
- develops networks of such
hospitals.
2. The North of Scotland Planning Group should
take the lead in agreeing a list of core services for
rural general hospitals along the following
lines:
- Emergency medical care - treat where
possible, transfer when necessary;
- Locally based routine elective care:
diagnosis, treatment or transfer and follow
up;
- Care for chronic illness: care of the
elderly, stroke and diabetic care and renal
dialysis.
3.
NHS Boards, Regional Planning
Groups, the Ambulance Service and
NHS 24 develop an integrated
emergency care system, including transport
links.
4.
NHSNES works with the Royal Colleges,
NHS Boards and other partnership
groups to develop training arrangements to ensure a
steady supply of remote and rural practitioners and to
work up proposals for a virtual School for Rural Health
Care.
4 How can we get access to quicker treatment?
The Minister for Health's statement on 15 December -
"Fair to all, Personal to each" signalled his continued
commitment to reduce waiting times. In so doing, the
Minister said he wanted to get rid of excessively long
waits, make the service more focused on patients and extend
choice. The National Framework will contribute to that
strategy. Given the immediate public, political and media
pressures, reducing waiting must be a priority for the
NHS.
There is a debate that needs to take place about how the
issue of waiting is targeted in the
NHS. Internationally, there is clear
evidence that speeding patient flow through the system can
be delivered effectively in health care just as many other
organisations in other sectors deliver quicker services to
their customers. In England, much of the early success in
reducing waiting has been credited to the National Patient
Access Team. Consideration should be given to whether
resources for tackling waiting times should be centrally
managed or devolved to Boards. We should learn from some of
the successes in Scotland and elsewhere - building, for
example, on the impact of patient focused booking.
In any event, tough targets and active management of
resources will be required but important as it is to work
harder, it is even more vital to work smarter. This section
of our report proposes some means to do so.
One of the main threats to the smooth delivery of much
elective care comes from the kind of emergency pressures
which have already been outlined. Before a surgical
procedure can be carried out a range of resources have to
be brought together at the right time and the right place:
surgical staff, nursing staff, anaesthetist, theatre time,
beds. Remove any one of these components, because it is
required for an emergency, and the operation has to be
cancelled.
This is a further example of a situation where a whole
system solution is required. Stresses in the provision of
emergency care have knock-on effects for planned activity
causing the frustration of cancellation and delay. To some
extent the answer to providing better and quicker elective
care lies in smoothing the mis-match between the variation
in demand and supply of emergency care. But it also
involves managing the demand for planned care as well as
enhancing the supply, developing role enhancement and
smarter working and streaming elective care away from
emergency care, when it is feasible to do so.
In order to maximise capacity and reduce the impact of
diverted resources to emergency care, we need to look at
the separation or streaming of elective care. One of the
major questions we face over the separation of scheduled
and unscheduled care is how far the concept of separation (
i.e. streaming) can be taken. Streaming is the
separation of elective care from emergency pressures
(through dedicated theatres, beds and staff) reducing
cancellations, achieving a highly systematic and
predictable workflow, and therefore improving the quality
of service to patients.
Patient safety has to be at the forefront of any
proposal that involves elective care being delivered at a
distance from critical care back up. The Department of
Health in England have carried out an initial analysis, to
group elective procedures by prevalence of an associated
critical care stay. This provides an indication, at a very
high level, of what could safely be streamed in a facility
which does not have critical care facilities readily
accessible. The provisional results shows that around 90%
of elective care requires a critical care stay in fewer
than 1% of cases and so it should be possible to safely
stream a large number of patients with appropriate
standards and protocols.
Streaming of scheduled care will undoubtedly provide
significant improvement in a range of key outcome
indicators, for example, a predictable & increased
workflow, reduction in cancellations, value for money,
improved recruitment and retention, and most importantly,
reduced waiting times for patients.
Streaming can be carried out on a local, regional or
national basis. Locally, a hospital could be designated as
elective care centre (a Diagnostic and Treatment Centre as
they are often known) and used entirely for day surgery or
short stay surgery (one - three days). Within a health
board area, it may be possible to stream elective care
across hospital sites, so that one hospital is designated
as the primarily elective care hospital with an ability to
deliver a streamlined service uninterrupted by emergency
admissions or cancellations. This might be across one or
several specialties. Streaming also has great potential at
the regional or national level. Regions of Scotland often
have multiple adjacent hospitals performing unscheduled and
scheduled care whilst travelling distances for the central
belt are 30 minutes or less to a wide range of hospitals.
Regional planning should enable capacity in demand across a
wider population to be met by streaming hospitals for
particular specialties or groups of specialties. Regional
Centres for specific wait time services for elective work,
for example orthopaedics, could be developed allowing
GP's and patients access to all
appropriate
NHS facilities and expertise. This would
also ensure the best use of existing
NHS services and give choice at the
point of contact.
Hospitals need to take a whole system view of the use of
bed resources and design their elective processes around
what is a predictable flow of emergency patient work.
Similarly, Boards need to take a uniformly robust role in
extending theatre utilisation and in managing variation in
surgical throughput. The aim here is to get all up to the
standard of the best.
A key to effecting shorter waiting times is the
introduction, for certain common illnesses, of an early
decision on treatment to predetermine management before the
need for hospital attendance. Therefore, in addition to an
increase in capacity, as we have mentioned previously, a
shift in availability of diagnostic investigations,
particularly ultrasound,
CT and
MRI scans to the primary care sector, is
required to allow diagnosis before hospital attendance is
required -
i.e. to diagnose before considering hospital
referral. We also need to extend the working day for both
diagnosis and treatment to ensure fuller utilisation of
resources.
If this action does not sufficiently meet the supply
side pressures, NHSScotland should continue to explore
options for targeted partnerships with private sector
providers, including those from overseas, who might have
the potential to bring in complete surgical teams for
contracted periods to clear waiting time backlogs.
We do not think that it is sufficient to focus on the
supply side of the equation. We need to do something about
managing the demand for elective care. Experience from
England suggests that by sharing up to the minute referral,
waiting times and capacity information between primary and
secondary care, waiting times can be reduced by reducing
variation in referral patterns and redesigning services to
provide new forms of capacity such as General Practitioner
with Special Interest services, referral to nurse led
services or referral of orthopaedics patients to
physiotherapists.
The introduction of a shared referral management system
adds value for both primary and secondary care. Primary
care must maximise its contribution to the diagnostic
process as well as treatment but referral management is not
a purely administrative process. Referral information is
the first step to collecting information on demand and to
working within primary care and community services to
finding alternatives.
GP's should have the option of referral
of patients to
GP colleagues with a special-interest or
to other health care professionals within primary care.
This is an excellent opportunity for new community health
partnerships to demonstrate a contribution to reducing
waiting times. Referral management enables a more
sophisticated single point of referral from
GPs and other health care professionals
within primary care; the referral management service
arranges most appropriate appointment either within primary
care or at an appropriate hospital. Referral management
enables pathways to be developed, implemented and
monitored. And booking can be added to the process, where
appropriate, to maximise co-ordination and to enable
patient choice. There is also real benefit in applying this
principle much wider than just 'local'. Regional Centres
for specific, stubborn wait time services for elective
work, such as orthopaedics, could be developed too.
Referral Information and Management Services are being
piloted from April 2005 in Glasgow and Lothian as part of
the
CCI's Outpatients Programme. We
recommend that it is introduced across Scotland building on
the learning gained from the pilots.
Our analysis of how working smarter on elective care can
contribute to reduced waiting also identified the need for
action in three areas. Detailed recommendations are set out
in the box below:
- Improving pre-admission processes,
- Streamlining the hospital component, and
- Identifying and rolling out best practice on
discharge and after-care.
Recommended Action
In order to enable quicker access to planned
care and to reduce waiting times,
NHS Boards should:
1. Develop, through their Regional Planning
Groups, proposals for a network of dedicated diagnostic
and treatment centres which would undertake the
majority of elective surgery.
2. Ensure that diagnostics and theatre facilities are
actively utilised for an extended working day offering more
efficient use of equipment and greater choice of
appointment for patients.
3. Establish Referral Management Centres to develop new
patient pathways, extend referral options and facilitate
patient choice at the point of contact.
4. Take action in the following areas to further reduce
waiting times:
- adopt the "team diagnostics model which
gives direct access to investigations where the
primary care clinician is able to manage the
patient in primary care,
- introduce nurse and
AHP led pre-admission clinics,
in advance of their elective operation so that
certain tests and assessments can be carried out
prior to the procedure. Pre-admission clinics can
also plan the discharge of patients, agreeing with
patients the level of community support required,
and ensuring that that is notified to Primary Care
and local authority colleagues well in advance of
the operation date,
- manage out the variation in day surgery
rates for an agreed 'basket' of procedures for
which day surgery will become the norm,
- manage variation in length of stay through
admission on the day of surgery and active
discharge planning, and
- follow up only where there is clinical need
and, where possible, in primary care.
4. Pursue partnerships with independent sector
providers as required.
5. The Scottish Executive should benchmark
performance of
NHS Boards (and individual
hospitals) in delivering effective planned care and
manage variation firmly and appropriately. It should
also develop a delivery function that will draw on best
practice across the world to further speed up patient
access to services.
5. How can we reduce health inequalities?
We know that absolute levels of health in Scotland
compare poorly with Western Europe; but when the most
affluent area is compared with the poorest area, the
differences within Scotland in life expectancy and
mortality are significant and widening (see figure 4
below). Our analysis suggests that while Scotland's health
is improving, it is improving more slowly than any other
Western European country and as a result Scotland is losing
ground. It is likely that most of the improvement in life
expectancy in Scotland is being enjoyed by people living in
more affluent areas and those living in poorer areas are
being left behind. For many Scots this relatively low life
expectancy is associated with serious health problems which
limit their capacity to lead effective lives. We need to
tackle this problem and much is being done to promote
health improvement - but in some communities access to
these initiatives seems lacking and progress is slow.
Figure 4. Change in male life expectancy,
1991-2001, best and worst constituencies.

Three main reasons tend to be advanced as underlying
health inequalities. The first is that the health of an
individual is largely determined by the circumstances in
which he or she lives. Poor health is associated with
poverty, poor housing, low educational status, unemployment
and a variety of other life circumstances. The second broad
group of explanations relates to health related behaviours.
Those who smoke, become obese through eating a poor diet or
through lack of exercise, and those who drink alcohol in
excessive quantities or abuse drugs have poor health. It
seems reasonable to expect that persuading these
individuals to change their behaviour will improve health.
However, there is a link between life circumstances and
health related behaviour and it is often the more affluent
who are best able to adopt healthy lifestyles. Behaviour
change projects may not, therefore, have the anticipated
effects when used in deprived areas.
The third broad group of explanations for health
inequalities relates to the influence of health services.
That has been our focus.
There is clear evidence of the persistence of
significant inequalities in utilisation by patients in
disadvantaged groups and that failure to receive treatment
significantly impacts on their health outcomes. An
interesting study carried out in the West of Scotland timed
consultation in
GP surgeries. They found that average
consultation length for affluent patients was around 1-2
minutes longer than for deprived patients. This reduced
time available to deprived patients seeking advice from a
GP is compounded by the fact that the
deprived have more problems than affluent patients. Studies
carried out show that patients from the lowest quintile of
postcode sectors are more likely to present for medical
care with several significant conditions than patients from
the upper quintile. Deprived patients therefore seem to
have more problems with less time available to them to have
those problems dealt with. Furthermore, patients in
deprived areas may be less willing to seek advice for their
condition yet the evidence is that intervening early in a
range of conditions improves outcome. We suggest therefore
that the most appropriate place for the Health Service to
begin to narrow the gap between rich and poor is through
the systematic adoption of the principles of anticipatory
care and preventive medicine. Resources should be
selectively targeted to deprived areas to ensure that
patients in these areas have enhanced opportunities to be
seen and have their problems dealt with at an early
stage.
Recommended Action
In order that health services contribute to
closing health inequalities:
1.
NHS Boards should invest in services
to identify patients at risk to actively recruit them
into intervention programmes and to follow them up to
ensure that the process is effective.
2. The Scottish Executive and
NHS Boards should target resources
to enhance primary care capacity in deprived areas by
expanding the numbers of people available to see
patients and offer them adequate time to discuss their
problems and to obtain treatment.
3. Future public health initiatives need to be
evidence based and focus appropriately on those in less
affluent communities.
6. How can we improve how the
NHS is managed and how the money is
spent?
This report is about systems not structures. Our remit
does not extend to examining the number or boundaries of
NHS Boards. But despite that fact, many
people have offered views to us on this issue. The most
frequently expressed view is that there are too many
Boards. That is often accompanied by an actual or implied
assertion that if we reduce the number of
NHS Boards, it will solve all of our
health problems.
What we have shown is that
NHS Scotland has a number of issues to
tackle that will require action regardless of the number of
Boards. We also know that some of the challenges require a
community based approach that Boards should delegate to
their
CHPs, that the organisation of acute
hospital care needs the Boards to work collaboratively
within regions and that for some services, such as
neurosurgery, children's tertiary services and other highly
specialised care, there needs to be a national approach to
planning based on national networks of care.
In our report, we make a number of recommendations that
place responsibilities on the three Regional Planning
Groups. The Regional Planning groups are making progress
with planning specialised services such as cancer (in
co-operation with the Cancer Networks), paediatric services
and specialised mental health services. All three are also
embarked on reviews of acute service provision and scoping
work around maternity services. But this report calls for a
step change in that activity which needs to be properly
funded, shifting resources from Boards to the Regional
Planning Groups.
For example, in unscheduled care, we recommend that
those facilities providing emergency admission should be
planned regionally. In elective care, we recommend that the
planning regions need to come together to plan and deliver
the streaming of elective care (away from unscheduled care)
and the diagnostic and treatment configuration required to
support such an approach. We also suggest a regional
approach to referral management giving patients a range of
choices about how, where and when their referral is taken
forward.
This will require a more systematic and better resourced
approach to regional planning. We recommend that
NHS Boards work collaboratively to
establish enhanced Regional Planning Groups with a clear
agenda sourced from this report and with demonstrable
evidence of progress over the next 12 months. We also
recommend that the accountability arrangements for
NHS Boards should more clearly and
specifically include assessment of the Boards' contribution
to regional service delivery and that consideration should
be given to appointing and incentivising senior leaders for
Regional Groups.
Recent guidance to
NHS Boards requires them to submit to
the Scottish Executive by September 2005 a report on
progress. That report should set out:
- priorities for regional planning (based on the
National Framework),
- a timetable for action on these priorities,
and
- the supporting processes for regional working,
including shift of resources.
The role of Community Health Partnerships (
CHPs), as a vehicle for shifting the
balance of care advocated in this report, is of
considerable importance. The
CHPs are ideally placed to pull together
the community based collaborative services between what we
would currently call primary and secondary care teams. The
overall purpose and focus for
CHPs is as follows:
- support the improvement of the health of local
communities
- provide service benefits for local people
- involve local people in decisions that affect the
planning and delivery of health care and health
services for their communities.
Given the importance of their role and the fact that
CHPs are in their infancy, it will be
important to ensure that they are equipped in terms of
vision, aims, objectives, performance, governance and
accountability. We recommend that
NHSQIS develop a set of
CHP quality indicators. This will
provide a comprehensive framework, consistent with their
contractual obligations, to set out for
CHPs, their staff and the public the
quality standards they are expected to meet and against
which their performance will be assessed. In addition the
Scottish Executive, working with
QIS, should develop a methodology for
accrediting
CHPs against these standards, possibly
based on that used for managed clinical networks. One of
the factors which the quality indicators must address is
the desired outcome of integration between primary and
secondary care. That means that clinical leaders from
primary care and from hospitals must be brought together as
members of the
CHPs to provide direction.
One of the outcomes of the accreditation process must be
to evaluate the extent to which
CHPs are able to take on financial
delegation from
NHS Boards. We are convinced that such
delegation must take place. Budgets for developing
integrated care solutions are currently tied up in hospital
based services. Professor Donald Light, in some work he did
for the National Framework about the obstacles to
productive and integrated care, suggests that budget
barriers such as this create "blocked incentives" which are
in turn responsible for unnecessary referrals and
admissions to hospital, clogged waiting lists, poor
discharge
etc. He suggests "collaborative contracting"
as a possible solution.
We were struck that if we can get the collaborating
parties working jointly in
CHPs, (with delegated budgets within
which they could re-invest savings), then we might be able
to find shared incentives to deliver integrated care. In
the
NHS, the key collaborating parties are
General Practitioners (as gatekeepers to the system) and
Hospital Consultants. Both must be firmly embedded in the
CHP structure. But for
CHPs to be a success, so too must other
clinical leaders.
It is imperative that clinicians have the right
information to guide and support clinical care and full use
needs to be made of the considerable amount of data
currently being gathered about clinical activities as part
of the Quality and Outcomes Framework of the new
GP contract. This might include the
presentation of meaningful comparative data, for instance
in relation to deprivation or rurality, and could be
invaluable in helping plan appropriate developments and
changes to be made in service delivery. Clinical data from
primary care (
e.g. from the Quality and Outcomes Framework
information) and secondary care (
e.g. hospital referral and admission) needs to
be made available to clinicians in order to allow an
analysis of the mutual impact of service delivery
change.
There should be scope too for this collaborative
contracting approach to facilitate the more effective use
of diagnostic services and for it to dovetail with the
referral management approach mentioned earlier in this
report. There is also potential for Managed Clinical
Networks (
MCNs) to put together collaborative bids
for operational budgets aimed at improved integration. Over
time, the
CHP would become responsible for
financing from its delegated budget all services provided
for its community whether they are community based services
or hospital based services. It would be responsible for
waiting times and quality.
We recommend that as
CHPs mature, and meet the quality
standards referred to above, that we should pilot this
approach in a number of
CHPs. It will require clearly agreed
outcome targets, tariffs to be set to enable appropriate
budget shares to be assigned to the
CHP and careful evaluation. But we
believe it has the potential to incentivise integrated
care.
We have given considerable thought to incentives and
levers. We must find ways of making this change happen.
Some of it is about different financial levers such as
tariff based approaches that set a fixed price for a
procedure and encourage providers to find more
cost-effective ways of delivering the care or flush out
variations in approach. These can be used within Boards or
to assist with cross boundary flows of patients between
Boards. For example, technological advance may enable
diagnostic reporting to be provided out of hours in one
area on behalf of another. The tariff would provide budget
certainty for the exporting Board and the prospect of
efficiency savings to be re-invested for the importing
Board.
There are also financial levers within the contracts of
clinical staff. It is essential, for example, that the
renegotiation of the new
GP contract takes cognisance of the
service direction set out in this report.
But some of the levers are about leadership and
operational management.
NHS Scotland should refocus on
delivering change. It needs a clear vision for the future,
a few key priorities that everyone in the system
understands and supports, clear accountability through
NHS Boards, robust performance
management and rewards linked to delivery of the
priorities. Excellence and success should be rewarded for
both clinical staff engaged in leading change and for
operational management but the reward must be linked to the
key priorities for service change.
Recommended Action
1. The Scottish Executive should recognise and
support three levels of planning:
- National - led by the Scottish Executive,
working collaboratively with the 3 Regional Groups
as the usual planning mechanism for highly
specialised services that we should only deliver on
one or two sites in Scotland.
- Regional - led by the Regional Planning
Groups, working collaboratively with Boards as the
usual planning mechanism for acute hospital
services.
- Local - led by
NHS Boards, working
collaboratively with
CHPs as the usual planning
mechanism for delivering integrated care in local
communities.
2.
NHS Boards should reallocate and
pool resources to ensure that Regional Planning is
formalised with more staff allocated to it and with a
clear agenda based on the priorities identified in this
report.
3. The Scottish Executive should ensure that
the contribution made to regional planning is more
formally part of the delivery and accountability
requirements for
NHS Boards.
4. The Scottish Executive should develop fixed
tariffs for a range of procedures to assist cross
boundary working and to encourage cost effective
service change.
5.
CHPs should be the main vehicle for
integrating care in local communities. In doing so they
should:
- ensure clinical leaders from primary and
secondary care are engaged,
- develop co-ordinated data across primary
and secondary care,
- work towards accreditation on the basis of
standards to be developed by
NHSQIS,
- develop collaborative budgets across
primary and secondary care, linking where
appropriate with Managed Clinical
Networks.
6. The Scottish Executive should explore
options for aligning financial rewards and incentives
to contributions to service improvement.
7 How can we give the public and patients a voice in
changing how we provide health services?
The Scottish Parliament Health Committee in their 2005
report 'Reshaping the
NHS?' comment that there is a clear
difference in view between the public and the professionals
and health boards. The Committee identify a "fault line"
that has appeared between the view of
NHS Boards and the public. They report
that health boards have "frequently failed to convince the
people they serve of the reasons for proposed changes".
The Committee report adds that "this is not to say, and
the Committee does not, that every local campaign is right
in all its assertions and that boards are not sometimes
right to seek to overcome a desire to maintain cherished
institutions in their current state. However, there is a
population perception that they have in many cases lost
touch with the populations they serve"
In many ways, the Health Committee's views reflect what
the National Framework team heard when we consulted with
the public. Admittedly, we can't claim that the people who
came along to our meetings were in any way representative
of the whole population but you just need to look at the
strength of feeling in local communities over recent
proposals from
NHS Boards.
The Scottish Executive expects
NHS Boards to take a pro-active and
positive approach to public involvement on issues of
potential service change. This is an important area for
active ongoing public involvement and one where effective
communication is essential. Its guidance makes clear that
involving the public should not be seen as something that
has to be done at the end of a process, but something that
is part of an integrated process of communication and
discussion; where communities, patients, public and
NHS staff have opportunities to
influence decision making. An inclusive process must be
able to demonstrate that the
NHS listens, is supportive and takes
account of views and suggestions.
There is evidence of good practice in large parts of
Scotland. For example, the open forum meetings we held with
the public and which were so valuable to us in gathering
public views were based on a model recommended to us by
NHS Tayside and used successfully by
them. But it is equally the case that the presentation of
what the public view as a "take it or leave it" approach is
not acceptable to the public and neither should it be.
We welcome the formation of the Scottish Health Council
(
SHC). It has the potential to be a
powerful mechanism for holding the
NHS to account for its performance in
patient and public involvement activities.
The
SHC will ensure that patients, the
public and
NHS Scotland have:
- national standards for a patient-focused
NHS that involves the public in
health services
- an independent method to check the performance of
NHS Boards in delivering a
patient-focused
NHS that involves the public in
health services
- the best possible information about how well
NHS Boards are involving people in
decisions about health services and what difference
this is making
- a national source of information and advice on best
practice in involving the public in health services and
ensuring a patient-focused
NHS
- effective ways to provide and obtain feedback on
people's experiences of health services, with
appropriate support services in place.
But it is one thing to enable public engagement in the
development of the
NHS and quite another to enable patient
access to decision making about their own care. We must do
both. To inform our thinking on the latter issue, one of
the pieces of work we looked at was "The Patient of the
Future" research project co-ordinated by the Picker
Institute Europe.
Recommended Action
In order to give patients a genuine voice in
the future of the health service:
1.
NHS Boards should be asked to
account for how they have achieved year on year
improvements in the involvement of the public in the
planning and delivery of
NHS services and in the involvement
of patients in decisions about their own health
care.
2. On the basis of the evidence above and
reflecting reports by the Scottish Health Council, the
Scottish Executive should review its guidance on public
consultation with a view to promoting best practice
across
NHS Boards and more particularly in
moving public consultation to the front end of service
change rather than as a last step.
This work summarised what patients wanted as
follows;
"Patients want better access to healthcare, better
communication with their doctors and greater participation
in clinical decisions affecting their own healthcare."
In order to take part in those decisions the project
found that "patients need information about diagnoses,
treatment options,tests and prognoses... people want more
opportunities for choice."
Much of the debate about choice in health services
focuses on choice in access to elective services. This is
an important area where choice can be exercised, with the
potential to increase efficiency and reduce waiting times.
This is, however, only one area of choice. There is also
the possibility for patients and carers, supported by
professionals and providers, to make choices across the
whole range of health services. These include:
- Choice over whether, where and when to seek
care;
- Choice of care or treatment offered, and
involvement in decisions about their conditions/
illness or treatment;
- Choice in appointment date/ time;
- Choice of hospital / doctor.
Recommended Action
The Scottish Executive and
NHS Boards should establish a clear
policy about what patients in Scotland want in the way
of choice. We recommend that it does so by
developing:
- values - choice is potentially a key value
in thinking about the delivery of services and
policy, both at a strategic and resource level and
at the front-line. A service which is built around
choice is likely to meet more what users want, and
to have higher levels of satisfaction
- information - real choice requires good
information which is available at the time when
choice has to be made, and at the point of
care.
- systems - health providers need to have the
systems in place which are required to turn
policies and strategies on choice into action, and
to ensure that services reflect and offer the
choices that patients and carers want.
8. How can we integrate the key parts of the health
service?
We have already rehearsed the potential role of
Community health partnerships as a vehicle for integration.
CHPs will be expected to:
- deliver services more innovatively and effectively
by bringing together those who provide community based
health and social care;
- shape services to meet local needs by directly
influencing Health Board planning, priority setting and
resource allocation;
- integrate health services, both within the
community and with specialist services, underpinned by
service redesign, clinical networks, and by appropriate
contractual, financial and planning mechanisms;
- improve the health of local communities, tackle
inequalities and promote policies that address poverty
and deprivation by working within community planning
frameworks;
- be the main
NHS agent through which the Joint
Future agenda is delivered in partnership with local
authorities and the voluntary sector.
In doing so,
CHPs will have to work closely with
Managed Clinical Networks (
MCNs) The concept of
MCNs was formalised by the report of the
Acute Services Review (June 1998), as a way of building on
the collaborative working which was already common amongst
clinicians. A wide range of
MCNs is now in existence or under
development at
NHS Board, regional and national level,
with demonstrable improvements in service delivery to their
credit. This approach should continue, since
MCNs have a number of functions to
perform. They should continue to be the engine room of
quality and clinical improvement and re-design. There is
also a continuing need for the integration of services
which
MCNs bring about, not just within the
NHS but across the boundary between the
NHS and local authority services. The
Networks providing this wider integration are generally
referred to as 'Managed Care Networks'.
We think that the
MCN model should be expanded, learning
the lessons from those already accredited. In expanding the
model, it will be important to recognise the trends
identified earlier in this report which is to anticipate
the provision of long term care to patients who may have a
combination of diseases. The
MCN of the future needs to be able to
deal with the whole patient and not just a single
disease.
One area where we identified the need to establish a
number of inter-related
MCNs is in relation to children's
health. Our work on children's health care identified a
strong need to work across existing boundaries and to
strengthen access to specialist advice. The
MCN approach is recommended here as a
means to provide a nationally consistent service that works
to agreed standards across boundaries between Boards and
between providers (the latter is particularly important in
light of some of the challenges around child protection
etc).
We mention above the role of the
CHP with regard to the joint future
agenda. The Health Care system on its own cannot deliver
the aspiration for more local care, more effective
rehabilitation and discharge from hospital, better
assessment and avoidance of emergency admission. Nor can it
deliver improved quality of life, reduction in health
inequalities and health improvement without the wider
network of public services, the voluntary sector and other
service providers. Integration is required here too. The
most significant interface is with local authorities, and
particularly with social work services.
The joint working agenda between health and social care
for adults is usually referred to as "Joint Future"
following the Scottish Executive report of the same name in
2000. Joint working and joint services have been given
significant impetus by the Joint Future initiative. Good
examples of joint services such as rapid response teams for
adult people leaving hospital have now been rolled out in
almost every partnership in Scotland. This reflects the
fact that many people have complex needs - both health and
social care - and joint working can mean a quicker and
better response to assist individuals.
Community Health Partnerships (
CHPs) offer the potential for a fresh
exploration of partnership working and a channel through
which services can be better co-ordinated and delivered,
depending on local circumstances and decisions. The
co-terminosity with Council boundaries should be a major
step forward in harmonising services.
At the strategic level, the key mechanism for driving
integration and health improvement is the Community
Planning Partnership. The purpose of Community Planning
Partnerships is to deliver co-ordination of local
strategies of all key organisations in a local authority
area, with full participation of community representatives
and they are particularly well placed to deliver health
improvement outcomes and to develop cross-agency strategies
which address health inequalities.
Recommended Action
1. In order to further improve the integration
of health care, we recommend that:
- CHPs act as the means to bring
together clinicians to develop clinical care
pathways,
- The Scottish Executive continues to develop
Managed Clinical Networks (including a new set of
children's networks) and issues fresh guidance on
MCNs that reflects learning from
the successes to date,
- MCNs examine the opportunities
to develop their role in commissioning services and
in ensuring local delivery.
2. In order to further improve the integration
of health and social care, we recommend that:
- CHPs engage fully in Community
Planning Partnerships to explain their priorities,
promote joint working and establish a role as a
core vehicle for delivery of community planning
priorities;
- NHS Boards further develop some
of the good examples arising from around the
country of shared
NHS/Local Authority budgets and
appointments;
- In developing new information and
communications technologies, the Scottish Executive
should pursue the need for an interface around
shared information. A single means of identifying
people would be a good start;
- The Scottish Executive needs to keep the
arrangements for joint working under review to
ensure that they continue to meet local health
needs.
Integration is not only about encouraging the various
participants to work better together. There are other tools
available. As we have discussed the concept of integration
and looked at the successful transformation of other health
care systems along these lines, one necessary component of
a joined-up
NHS has come up again and again. It was
high on the wish list of clinicians, managers and even with
members of the public. The need for a common information
and communications technology (
ICT) system that provides the 'glue' for
an integrated
NHS seems to be a universally accepted
requirement.
Health systems throughout the world are developing
ICT. That is because they believe it can
help deliver better care (safer and of higher quality),
more integrated care (irrespective of the location of that
care) and more efficient care (more appropriate and less
wasteful). Information systems should be able to support
the three functions of assessment of need, care planning
and co-ordination and evaluation of the quality of
care.
The Team looked at the Computerised Patient Record
System (
CPRS) developed by the Veteran's
Administration. The
CPRS displays the patient record in a
way that supports clinical decision making. It shows timely
patient-centred information on its front page, including
active problems, allergies, current medications, recent
laboratory results, vital signs, hospitalisation details
and outpatient history. The
CPRS delivers an integrated record
covering all aspects of patient care and treatment
including:
- electronic order entry and management (
i.e. the facility to order and manage
requests for diagnostics),
- narrative notes entry (ideally this should be voice
activated so the clinician can dictate notes directly
into the system),
- laboratory results display,
- consultation requests,
- alerts of abnormal results.
Similarly, we were impressed by the data management
system developed by the Mayo Clinic which has a strongly
integrated research base. We need a system in Scotland that
has at least the same level of functionality to these. We
recommend that this should be a common and mandatory system
across Scotland resulting over time in paper free
processes. The electronic patient record and the Picture
Archiving and Communications Systems (
PACS) should be immediate
priorities.
Electronic imaging, such as
PACS can transform patients' experience
of the care they receive as well as enabling clinicians
using any sort of image to provide a much faster, more
effective and straightforward service. The particular
benefits will include:
- More effective care as clinicians and care teams
work together in one or more locations (much easier to
separate the capturing of the image from the reading of
it - meaning the image can travel rather than the
patient).
- Faster access to high quality medical imaging
services and results.
- Reduced re-testing.
- Quicker discharge from hospital and better care
planning resulting from easier access to images and
test results.
- Fewer appointments and operations postponed because
of non-availability of images.
- Images available 24 hours a day, seven days a
week.
- Simultaneous image viewing across multiple sites
and locations.
- More efficient use of facilities and staff.
We also see great potential, given Scotland's sparsity
of population, for an extension of tele-medicine (including
tele-education). Perhaps the most developed example of this
is the emergency tele-medicine initiative based in Aberdeen
Royal Infirmary. Our work on unscheduled care identified
the Aberdeen programme as a template for how we will
deliver unscheduled care in the future. The aim of the
project was to establish a robust telecommunications
infrastructure to be initially used to provide emergency
care. The infrastructure is also available to deliver
planned clinical care as well as education initiatives.
The challenge is now to move forward on the successful
work undertaken to date. Service re-design utilising
communications and information technology can improve
efficiency in all areas of healthcare. However, such
changes will only be maximised if they are co-ordinated at
a supra-regional level. There is great potential to develop
the existing regional telemedicine service into a national
network. This would take the form of developing a central
resource for telemedicine advice. In the first instance,
the role of the Centre would be to extend the North of
Scotland emergency care system to the whole of Scotland.
The Centre would also research and evaluate the extent to
which tele-medicine provides an appropriate and cost
effective approach to the delivery of health care and
health care education.
Recommended Action
A common information and communications
technology system is essential if the
NHS is to deliver the integrated
continuous care required of it. In order to secure the
technology required:
1. The Scottish Executive should completely
re-focus its E-health strategy, taking account of best
practice elsewhere and learning from developed systems.
The new
e-health strategy should be promoted by visible
and high profile leadership.
2. The Scottish Executive should procure as
soon as possible, and by 2008 at the latest, a single
information technology system with the following key
features:
- An electronic health record available to
all those who require it to provide patient care
across the whole
NHS
- Patient access to the record and the
facility to update it
- Picture Archiving and Communications (
PACS)
- Electronic prescribing
- Electronic booking
- Tele-health and tele-care.
3. The Scottish Executive should establish a
Tele-health Technology Resource Centre (
TTRC), based in Aberdeen, to develop
nationally applicable approaches to
tele-health.
9. How can we empower front-line staff to improve
service delivery?
Our engagement with frontline staff in preparing this
report was extremely valuable. We were struck by the
willingness of staff to contribute to service change and
indeed the substantial amount of work that has gone on in
our various workstreams has only been possible due to the
willingness of several hundred staff to get involved.
The
NHS in Scotland needs to build on that
commitment. One way to start would be to identify clinical
leads in each
NHS Board, working collaboratively with
colleagues within regions where appropriate, charged with
driving forward the actions identified here as key to the
future of the
NHS in Scotland. So, we would have in
each Board area, a senior clinician whose job it was to
provide clinical leadership on integration, or on quicker
elective care or on public engagement and so on. It would
be the job of that individual to work across the clinical
community to develop support for service change.
We also need to build on the work of the Centre for
Change and Innovation in identifying early adopters of
change and equipping them to spread best practice. There
has been a considerable amount of work done by
CCI and by local systems to establish
service change and to begin to embed it in the culture of
the
NHS in Scotland. It is now time to
accelerate that process and to mainstream service
change.
Our conclusions on what should be done to mainstream
change and improvement draw on work done by Matrix
consultants for the
NHS Modernisation Agency (
NHS Modernisation: Making it mainstream,
2003). It is grouped around three key issues:
- Strategic and policy requirements
- clear links with the priorities within
the national framework for service
change,
- putting service change and improvement
as a standing item of the
NHS Board agenda.
- workforce and skills development
- developing in house capacity to deliver
change and improvement,
- providing training packages to develop
the right skills (including leadership
skills),
- making change and improvement part of
the responsibilities of clinical
divisions,
- making change and improvement part of
individual staff's job descriptions.
- communications and partnership
- constantly placing the patient at the
centre of care,
- recognise and reward achievements in
service change,
- ensure service change is evidence based
and research results are promulgated.
There is also a need to bring together clinicians,
managers, policy analysts and health service researchers so
that we can ensure that health service change is
underpinned by high quality research and data as well as
ensuring that work is commissioned and evaluated in a way
that is helpful to policy makers. The Department of Health
in England is establishing the "National Institute for
Learning, Skills and Innovation" with the following
functions;
- foster and create a culture of innovation,
life-long learning and patient involvement throughout
the
NHS,
- identify and develop best practice,
- turn best practice into practical outputs for the
local
NHS,
- support rapid dissemination and adoption, and
- provide access to world class knowledge.
The
NHS in Scotland needs to do similar work
bringing together clinicians and managers to support
innovation, rapid adoption and spread of new ideas. A means
should be found to enable that creative work to be
done.
Recommended Action
1.
NHS Boards should take action to
mainstream service change amongst frontline staff as
described above.
2. The Scottish Executive should develop a
capacity to forge international partnerships for
healthcare improvement as a means to bring together
managers and clinicians on projects aimed at securing
rapid change.
3. The Scottish Executive should bring forward
proposals for a leadership programme which has service
improvement at its core.
10. How can we improve standards and drive up
quality?
We believe that improved performance will be enabled by
the service change described above. The models of care that
are proposed have been carefully considered and intended to
deliver patient centred care that is better, quicker, safer
and closer. It is also intended to be sustainable for the
long term and affordable too. It is possible to identify a
number of general rules that should underpin the process of
service change in order to ensure that it meets these key
considerations.
We are confident that this change can lead to a better
patient experience but in making the changes,
NHS Boards must have regard to clinical
governance and risk management. Issues of safety and
quality are paramount. We cannot make changes, even if they
are in accord with the general public's demands, unless we
can guarantee that clinical risk can be managed.
NHS Quality Improvement Scotland (
QIS) have issued for consultation a set
of draft standards for clinical governance and risk
management. The draft standards make three high level
statements which form the basis for
QIS monitoring activity in this area.
These are as follows:
- Patient care is safe and effective and based on
available evidence.
- Health care is provided in partnership with
patients, their carers and relatives, and the public,
meeting their individual needs, preferences and choices
and treating them with respect at
all times. - The public and
NHS Scotland are confident about the
safety and quality of
NHS care.
The new models of care described in this report will
require new ways of working. They will require role
extension with nurses and other health professionals taking
on roles that were once the sole domain of the doctor. In
order to deliver integrated health care, particularly in
rural areas, we will ask primary care teams to extend their
remit and general physicians to care for a range of acute
conditions. We will look for support from the Royal
Colleges and other partners to take these changes forward.
In doing so, we should have regard to the standards
referred
to above.
It would be remiss of us to fail to mention the
excellent research base which Scotland has in life and
biomedical sciences, with a potential to improve health and
create wealth for the Nation. Although recognising the high
quality of individual researchers and groups, we believe
that there is an opportunity for further collaboration and
integration in research and support the concepts put
forward in Scottish Enterprise's proposal Scotland's
Integrated Clinical Research Facilities.
The Scottish
NHS has much to offer and much to learn.
Partnership will always be mutually beneficial. We need to
be prepared to raise our eyes beyond our often narrow
horizon and to share our learning with others -
particularly in the developing world. It is likely to be a
two-way process. As Don Berwick said in a 2004
BMJ article:
"We will meet in developing countries a level of will,
skill and constancy that may put ours to shame. We may well
find ourselves not the teachers we thought we were but
students of those who simply will not be stopped under
circumstances that would have stopped us long ago".
We believe that there is an opportunity for Scotland's
NHS to contribute to global health
improvement and to establish partnerships with the
developing world, and particularly with Africa, that
involve two-way transactions. These will positively impact
on institutions, as well as on individuals in both
countries and at each site of engagement; providing a
facility to absorb this new learning and channel it, where
appropriate, into health policy, practice and systems that
benefit both Scottish and African partners.
Recommended Action
In order to ensure that the high standard of
care in Scotland is sustained and improved:
1. In developing new clinical standards,
NHSQIS should reflect the increasing
complexity of patients' conditions (
e.g. the increasing prevalence of multiple
diseases) and the delivery of health care by
multi-disciplinary teams.
2.
NHS Boards must demonstrate annually
to the Scottish Executive how they have responded to
QIS audits and reports and should be
held to account for their performance in doing
so.
3.
NHS Boards should ensure that
clinical governance arrangements require that
continuous audit (such as the Scottish Audit of
Surgical Mortality) is a key aspect of job
plans.
4. The Scottish Executive should establish an
international action plan to develop partnerships with
African health care institutions with:
- Mechanisms that allow regular staff
exchanges
- Training programmes, in concert with Royal
Colleges
- Promotion of interaction skill
sharing.
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