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CHAPTER 5. TECHNICAL REQUIREMENTS OF THE
REGULATIONS
5.1 Permit Conditions for Waste Incineration
Installations
Where an application for a permit or variation to comply
with the Regulations has been made,
SEPA will include conditions in the
permit or variation that give effect to the technical
requirements of the Waste Incineration Directive.
SEPA is required to do so by virtue of
directions which the Scottish Executive has given it. The
relevant requirements are set out in the Schedule to the
directions.
The directions impose stringent requirements on
incineration and co-incineration plants falling within the
scope of the regulations. These requirements cover types of
wastes permitted at the plant, their delivery and
reception, combustion furnaces, abatement plant, residue
handling, monitoring equipment and emission limit values.
All these requirements have to be included in the
permit.
As well as ensuring
SEPA implements the mandatory
requirements of the Waste Incineration Directive, the
directions to
SEPA include two minor additional
provisions:
- SEPA is required to set measurement
requirements for "dioxin-like
PCBs and
PAHs". This is in addition to
requirements in Article 11(2)(c); and
- SEPA is required to authorise the
appropriate exemptions for NOx that are provided by
Annex V of the Waste Incineration Directive.
Previous directions giving effect to Municipal Waste
Incineration Directive and the Hazardous Waste Incineration
Directive are dis-applied on a progressive basis as the
EPA direction is given effect.
5.2 Process Requirements: permitted waste and
their delivery and reception
The type of furnace chosen and the type/size of
abatement plant will be influenced by the waste to be
burned (e.g. its calorific value, heterogeneity, moisture
etc.).
An explicit list of the categories of waste permitted at
the plant should be included in the permit.
The total waste incineration/co-incineration capacity of
the plant should be specified. Note that the Directive
defines capacity as "the sum of the incineration capacities
of the furnaces of which an incineration plant is composed,
as specified by the constructor and confirmed by the
operator, with due account being taken, in particular, of
the calorific value of the waste, expressed as the quantity
of waste incinerated per hour".
Any sampling and measurements relevant to the permitted
waste should be included in the permit.
Where the permitted waste is a hazardous waste,
SEPA will also specify the quantities of
different categories of permitted wastes, their minimum and
maximum mass flows, their lowest and highest calorific
value, and their maximum content of pollutants e.g.
PCB,
PCP, chlorine, fluorine, sulphur and
heavy metals.
Article 5 of the Directive requires that operators must
take all necessary precautions concerning the delivery and
reception of waste in order to prevent or to limit as far
as practicable negative effects on the environment, in
particular the pollution of air, soil, surface water and
groundwater as well as odours and noise.
Operators should obtain documentary and analytical
details of hazardous waste prior to its acceptance in order
to comply with any specified restrictions on types that may
be accepted. For hazardous waste, operators are also
required to check statutory documents (consignment notes);
take representative samples, unless inappropriate, e.g. for
infectious clinical waste, to verify the waste type and
retain samples for at least one month after
incineration.
5.3 Operating Conditions
The Directive specifies a number of requirements on the
operations of incinerators and co-incinerators. These
include combustion gas temperatures, gas residence time,
the
TOC content of residues, conditions when
waste feed should be stopped, and energy recovery from the
plant. It also allows some derogation from these
requirements under some conditions. The above requirements
are discussed in more detail in the following sections.
Residues -
TOC/
LOI Content of slag and bottom
ashes
Article 6.1 requires that all incineration processes
must be operated in such a way that Total Organic Carbon (
TOC) or Loss on Ignition (
LOI) content of the slag and bottom
ashes will not be higher than 3% or 5% respectively. This
requirement does not apply to fly ash or air pollution
control (
APC) residues.
Article 6.4 of the Directive appears to allow derogation
from the above requirement, but allowing higher levels of
TOC than specified would conflict with
the requirements of Article 6.4 which states that any
derogations should not result in higher content of organic
pollutants. The Scottish Executive is, therefore, of the
view that
SEPA cannot give any derogation for
TOC/
LOI.
For gasification and pyrolysis plants this limit applies
to the slag etc after the gasification / pyrolysis stage as
well as the final stage.
Any dusty wastes shall be handled on-site such that they
do not give rise to fugitive dust releases to the
environment by using
BAT. Bottom ash and
APC residues should not be mixed
together.
The Directive also requires that appropriate physical
and chemical testing, including the pollution potential of
the residues is carried out prior to determining their
disposal or recycling routes.
Operating conditions - Combustion Requirements:
Temperature/Time Requirements
All incinerators and co-incinerators burning waste must
be designed, equipped, built and operated in such a way
that the gas resulting from the process is raised to a
temperature of 850
oC for 2 seconds. In the case of hazardous waste
with more than 1% of halogenated organic substances,
expressed as chlorine, the temperature must be raised to
1100
oC for 2 seconds. Operators whose plants cannot
operate at temperatures at or above 1100
oC will, therefore, have to demonstrate that
they will not incinerate hazardous wastes with chlorine
content of more than 1%.
The temperature has to be raised in a controlled and
homogenous fashion. To satisfy this, operators will need to
demonstrate that cold spots in the chamber or channelling
in the gas flow have been avoided. New plant, or plant
undergoing a substantial change in operation, shall
demonstrate this by using computerised flow dynamics (
CFD). Existing plants shall demonstrate
this by
CFD or actual measurements.
CFD should be followed by actual
measurements on all plants once operational in order to
demonstrate that the
CFD model was accurate.
The Directive also requires that the above temperatures
are achieved under the most unfavourable conditions. This
is taken to mean the most unfavourable operating conditions
i.e. at the edge of the operational process design envelope
and requires operators to understand their waste stream and
its impact upon their plant.
The combustion requirements must be met at all times
when waste is being burned. This therefore effectively
excludes the use of any waste (no matter how clean) as a
start-up fuel because the minimum temperature requirements
will not be met (but see section below on Derogation from
Operational Parameters).
Start-up fuels used in the auxiliary burners must not
cause higher emissions than those arising from the burning
of gas oil, liquefied gas or natural gas. For practical
purposes this may be determined by comparison of fuel
specification with gas oil, and may usually be limited to
the pollutants listed in Annex V for release to air, unless
the fuel contains a particular substance of concern.
Waste feed interlocks are required to prevent waste from
being fed to the incinerator/co-incinerator when the
required temperature conditions are not reached either at
start up or during operation.
Derogation from Operational Parameters
Article 6(4) of the Directive allows for certain
conditional derogation from operational parameters for
certain categories of waste or for certain thermal
processes provided other requirements of the Directive are
met. This means that it is not a universal derogation for
all wastes and for all plants.
It is expected that all new plants would have been
designed to meet the requirements of the Directive and
would not need this derogation. It is likely that older
plants may not achieve the required residence time. The
operators will need to apply for derogation with a full
justification. In addition to the older plants, the most
likely candidates for this derogation are gas turbines and
gas engines burning gas from waste gasification and waste
pyrolysis.
Operating conditions - Energy Recovery
Article 6(6) requires that any heat generated by the
incineration or the co-incineration process shall be
recovered as far as practicable. It will, therefore, be
necessary for all operators of incineration plants to
demonstrate that this condition has been met or explain why
it is not possible to recover energy.
Additional Operating conditions
Article 6(5) requires that exhaust gas stack heights are
calculated in such away that significant ground level
concentrations of pollutants are avoided and that relevant
Community air quality standards are met.
Article 6(6) requires that infectious clinical waste
should be fed straight into the furnace without first being
mixed with other categories of waste and without direct
handling.
The Directive also requires that the management of the
incineration or co-incineration plant shall be in the hands
of a natural person who is competent to manage the plant.
Natural person means a real person rather than a
company.
5.4 Air Emission Limit Values for
Incinerators
Emission Limit Values for Incinerators
Article 7(1) requires all incinerators to be designed
and operated, as a minimum, to meet the
ELVs set out in Annex V of the
Directive.
Until 1 January 2007, an emission limit value for NO
x does not apply to plants only incinerating
hazardous waste. However,
SEPA will also need to take account of
BATNEEC/
BAT considerations in deciding any
limit.
The Directive allows for the derogation of NO
x emission limit values until 2008 or 2010
depending on the size of the existing incineration plant.
Note that these exemptions
do not apply to co-incineration plants. The Scottish
Executive has given a direction to
SEPA requiring these derogations to be
used.
Heavy Metals
These average values cover gaseous and the vapour forms
of the relevant heavy metal emissions as well as their
compounds and molecules associated with particulate
material.
Dioxins
The Directive requires dioxins to be reported using the
I-TEQreporting convention. In addition
the World Health Organisation toxicity equivalence factors
(
WHO-
TEF) values for both dioxins and
dioxin-like
PCBs should be specified for monitoring
and reporting purposes.
SEPA will, therefore, set dioxin
emission limits using on
I-TEF (1990) values but with additional
monitoring/reporting requirements for dioxins and
dioxin-like
PCBs using
WHO-
TEF (1997/98) factors.
Equivalence factors for dibenzo-p-dioxins,
dibenzofurans and dioxin-like
PCBs
For the determination of the total concentration, the
mass concentrations of each congener should be multiplied
by the following equivalence factors before summing:
TEF schemes for dioxins,
furans and dioxin-like
PCBs |
|---|
Congener | I-TEF(1990) | WHO-
TEF (1997/8) |
|---|
| | Human /
Mammals | Fish | Birds |
|---|
Dioxins |
|---|
2,3,7,8-
TCDD | 1 | 1 | 1 | 1 |
|---|
1,2,3,7,8-
PeCDD | 0.5 | 1 | 1 | 1 |
|---|
1,2,3,4,7,8-
HxCDD | 0.1 | 0.1 | 0.5 | 0.05 |
|---|
1,2,3,6,7,8-
HxCDD | 0.1 | 0.1 | 0.01 | 0.01 |
|---|
1,2,3,7,8,9-
HxCDD | 0.1 | 0.1 | 0.01 | 0.1 |
|---|
1,2,3,4,6,7,8-
HpCDD | 0.01 | 0.01 | 0.001 | <0.001 |
|---|
OCDD | 0.001 | 0.0001 | - | - |
|---|
Furans |
|---|
2,3,7,8-
TCDF | 0.1 | 0.1 | 0.05 | 1 |
|---|
1,2,3,7,8-
PeCDF | 0.05 | 0.05 | 0.05 | 0.1 |
|---|
2,3,4,7,8-
PeCDF | 0.5 | 0.5 | 0.5 | 1 |
|---|
1,2,3,4,7,8-
HxCDF | 0.1 | 0.1 | 0.1 | 0.1 |
|---|
1,2,3,7,8,9-
HxCDF | 0.1 | 0.1 | 0.1 | 0.1 |
|---|
1,2,3,6,7,8-
HxCDF | 0.1 | 0.1 | 0.1 | 0.1 |
|---|
2,3,4,6,7,8-
HxCDF | 0.1 | 0.1 | 0.1 | 0.1 |
|---|
1,2,3,4,6,7,8_
HpCDF | 0.01 | 0.01 | 0.01 | 0.01 |
|---|
1,2,3,4,7,8,9-
HpCDF | 0.01 | 0.01 | 0.01 | 0.01 |
|---|
OCDF | 0.001 | 0.0001 | 0.0001 | 0.0001 |
|---|
Non-ortho
PCBs |
|---|
3,4,4',5-
TCB (81) | - | 0.0001 | 0.0005 | 0.1 |
|---|
3,3',4,4'-
TCB (77) | - | 0.0001 | 0.0001 | 0.05 |
|---|
3,3',4,4',5 -
PeCB (126) | - | 0.1 | 0.005 | 0.1 |
|---|
3,3',4,4',5,5'-
HxCB(169) | - | 0.01 | 0.00005 | 0.001 |
|---|
Mono-ortho
PCBs |
|---|
2,3,3',4,4'-
PeCB (105) | - | 0.0001 | <0.000005 | 0.0001 |
|---|
2,3,4,4',5-
PeCB (114) | - | 0.0005 | <0.000005 | 0.0001 |
|---|
2,3',4,4',5-
PeCB (118) | - | 0.0001 | <0.000005 | 0.00001 |
|---|
2',3,4,4',5-
PeCB (123) | - | 0.0001 | <0.000005 | 0.00001 |
|---|
2,3,3',4,4',5-
HxCB (156) | - | 0.0005 | <0.000005 | 0.0001 |
|---|
2,3,3',4,4',5'-
HxCB (157) | - | 0.0005 | <0.000005 | 0.0001 |
|---|
2,3',4,4',5,5'-
HxCB (167) | - | 0.00001 | <0.000005 | 0.00001 |
|---|
2,3,3',4,4',5,5'-
HpCB (189) | - | 0.0001 | <0.000005 | 0.00001 |
|---|
Other non-specified
ELVs
Article 7(5) of the Directive allows Member States to
set emission limits for other pollutants especially
polycyclic aromatic hydrocarbons (
PAHs). There is lack of monitoring data
on the release of
PAHs from incinerators on which to base
such limits or even to decide if a limit is required. The
directions to
SEPA require monitoring conditions to be
included in permits but not to set a limit. Once sufficient
data is available, a decision can be made on the future of
this requirement.
Air Emission Limit Values for co-incinerators
Article 7(2) requires that co-incineration plant shall
be designed, equipped, built and operated in such a way
that the emission limit values determined according to or
set out in Annex II of the Directive are not exceeded in
the exhaust gas.
However, Annex V
ELVs will apply to co-incineration plant
in certain circumstances, e.g. when burning mixed municipal
waste.
Determination of air emission limit values for the
co-incineration of waste.
For this, Annex II of the Directive generally applies a
mixing rule based on the principle that, in a mixed
fuel/waste firing situation, the flue gases generated by
the waste meet the
ELVs given in Annex V of the Directive.
However, in some particular cases, e.g. cement plants, no
mixing rule is applied.
If in a co-incineration plant more than 40% of the
resulting heat release comes from hazardous waste, the
ELVs set out in Annex V shall apply.
Burning of waste in cement plants is not subject to a
mixing rule. Limits have been set which must be complied
with if the plant burns waste.
Annex V limits for heavy metals and dioxins also apply
in full to all co-incineration plants without pro rata.
Where Annex II does not specify a total emission limit
for a pollutant, it must be calculated by using the mixing
rule. For example, Annex II does not specify a limit for
heavy metals for lime plants. In this case a
pro rata limit will apply.
5.5 Water Emission Limit Values
The Directive requires that the waste water from the
cleaning of exhaust gases discharged from an incineration
or co-incineration plant shall be subject to a permit
granted by
SEPA. It further requires that
discharges to the aquatic environment of waste water
resulting from the cleaning of exhaust gases shall be
limited as far as practicable, at least in accordance with
the emission limit values set in Annex IV.
There are also some more general requirements in respect
of the design and operation of the plant to prevent
unauthorised and accidental release of polluting substances
into soil, surface water or ground water. This applies to
all potential sources of pollution on the site, not just to
the releases from air pollution control equipment. The
Directive specifically states that storage capacity shall
be provided for contaminated rainwater run-off from the
site or for contaminated water arising from "spillage or
fire fighting operations."
5.6 Monitoring Requirements for Incinerators
and Co- Incinerators
The aim of the Directive is to prevent or to limit
negative effects on the environment and the risks to human
health. It achieves this by setting stringent operational
conditions and technical requirements and through setting
emission limit values for waste incineration and
co-incineration plants. The Directive requires that:
- the permit can only be granted if the applicant
shows that the proposed measurement techniques for
emissions to air will comply with the requirements of
the Directive;
- the permit specifies the sampling and measurement
procedures to satisfy the obligations imposed;
- measurement requirements are laid down in the
permit or in the conditions attached to the permit
issued by
SEPA;
- measurement equipment should be installed meaning
thereby that temporary equipment is not acceptable (on
long term basis);
- the location of the sampling or measurement points
must be laid down by
SEPA; and
- the calibration of continuous monitoring equipment
and the periodic measurements of the emissions into the
air and water must be carried out representatively and
according to
CEN standards. If
CEN standards are not available,
ISO standards,
national/international standards which can provide data
of equivalent scientific quality must be used.
Monitoring of Process / Operational Parameters
Some of the process/operational parameters, e.g.
TOC/
LOI, that should be monitored are
discussed earlier. The Directive also requires continuous
measurements of the following process operation
parameters:
- temperature near the inner wall or at another
representative point of the combustion chamber as
authorised by the regulators;
- concentration of oxygen;
- pressure;
- temperature; and
- water vapour content of the exhaust gas. The
continuous measurement of water vapour is not required
if the sampled flue gas is dried before the emissions
are analysed.
Monitoring of Releases to Air
NO
x (provided that emission limit values are set -
see Annex V in
WID), total dust,
TOC, HCl, HF and SO
2 should be monitored continuously. Regulators
may also set frequencies for the monitoring of NH
3 and N
2O.
Operators should take at least two measurements per year
of heavy metals, dioxins and furans, dioxin-like
PCBs and
PAHs but there should be one measurement
at least every three months for the first 12 months of
operation. These are the minimum frequencies for periodic
measurements. However,
SEPA may ask for more frequent sampling
and analysis, and certain derogations are allowed by the
Directive.
Compliance
It is essential that all results are recorded, processed
and presented in a fashion that allows a transparent
verification of compliance with the operating conditions
and emission limit values specified in the permit.
The Directive requires that if the measurements taken
show that the emission limit values for air or water have
been exceeded,
SEPA should be informed without
delay.
5.7 Links to other Directives
The tighter requirements in the regulations will
contribute to:
- Improvements in air quality under the Air Quality
Daughter Directives; and
- The targets in the National Emissions Ceiling
Directive
There is also a link to the Large Combustion Plant
Directive (
LCPD). If a plant falling under the
LCPD is also burning waste then the
overall emission limit values (
ELV) will be based on the ratio of:
- The
ELV in accordance with the
LCPD for the non-waste portion of
fuel; and
- The
ELV in accordance with the Directive
for the waste materials burnt.
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