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National Planning Policy Guideline NPPG 4: LAND FOR MINERAL WORKING: page 6

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National Planning Policy Guideline NPPG 4: LAND FOR MINERAL WORKING

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88. The continued working of minerals should be within a framework, provided by national policy and development plans, which seeks to accommodate the objectives of both economic development and conservation. To emphasise the importance of the development plan system, section 18A of the 1972 Act, as inserted by section 58 of the Planning and Compensation Act 1991, redefines the status to be accorded to development plans in making any determination under planning legislation. This provision adds weight to the relevance of development plans for reaching decisions on all planning applications and appeals. Accordingly, it will be increasingly important that plans incorporate relevant and robust policies for all types of development likely to arise within the plan area. Development plans should therefore be reviewed in order to provide an up to date and relevant framework for informed and sensitive decision-making on individual applications, with regard to the following guidance.

Structure Plans

89. Structure plans should include policies which express the planning authorities' strategy for mineral working. This strategy should recognise that national and local requirements for minerals need to be met and provide for their working in a positive way. Mineral working cannot simply be dismissed as an unwelcome environmental intrusion and nuisance. Due weight must be given to the need for the resources, contributions to local employment and the wider economic benefits.

  • It should be recognised that mineral working is an important economic activity in its own right albeit with significant environmental constraints.

90. The reasoned justification for the minerals policies in the plan should indicate how these policies relate to other structure plan policies. Policies for minerals should take fully into account nationally and internationally important environmental and socio-economic factors set out in this NPPG in addition to any aspects of local significance that may be included.

91. With regard to the strategic aspects of settlement policy in the more sensitive rural areas and locations in close proximity to existing built-up areas, policies should set out the criteria to be adopted in restricting development or in reducing the impacts to a satisfactory level. Policies which rule out all forms of mineral working will not normally be appropriate. Where environmental factors suggest that mineral working is likely to cause insuperable difficulties, the policy should identify the nationally or internationally important resources or environmental feature to be safeguarded against inappropriate development.

92. Structure plan policies for mineral working should:

  • safeguard mineral deposits from development which would inhibit their subsequent extraction;
  • define preferred areas for mineral working, in relation to other strategic priorities and subject to detailed evaluation in local plans or individual applications;
  • define areas where, because of environmental and other considerations, proposals to work minerals are likely to prove difficult to reconcile with other policy considerations;
  • set the framework for local plans including priorities for development control.

Local Plans

93. Where planning authorities consider that the policies and proposals for mineral development need detailed expression or application to specific sites in the light of the mineral resources in a particular area, local plans should be reviewed and mineral policies incorporated dealing with a comprehensive range of matters. This should include the relationship to national and structure plan policies, as well as other policies and proposals within the local plan. In appropriate circumstances they should identify sites for safeguarding and future working (including currently approved sites). Where this is not feasible, more broadly defined areas of search should be set out which provide a guide to the industry as to the broad locations or criteria which indicate the circumstances where extraction might be permitted.

94. Local plans should also include policies to ensure, at the stage when planning permission is granted, that the land from which minerals have been extracted or on to which mineral wastes have been deposited, is restored to facilitate a beneficial after-use. The preferred types of reclamation and after-use will depend on the characteristics of the mineral deposit, nature of the excavation and availability of fill material, as well as the general characteristics and planning policies for the area.

95. Authorities may also wish to include policies in their plans on the siting of ancillary operations such as the processing of excavated materials. These operations can have a significant local environmental impact, for example in terms of visual intrusion and noise, but there may be operational reasons why the ancillary activities should take place close to the site where the mineral is worked.

96. Local plans should, where appropriate, include policies and identify areas which:

  • safeguard mineral deposits from development which would inhibit their subsequent working;
  • consider, where appropriate, rephasing other development to enable mineral working to take place;
  • indicate sites, or define areas of search, where planning authorities would favour mineral working;
  • indicate sites or areas where other considerations are likely to militate against mineral working;
  • guide developers on the amelioration of significant environmental effects;
  • encourage the removal of all minerals in a single operation from any site where this is economically feasible;
  • provide for the reclamation of sites to beneficial after-use;
  • provide an explicit development control framework;
  • provide for regular monitoring and the preparation of environmental audits;
  • provide for the re-use of materials in waste tips and construction wastes.

97. Local plans should provide the framework for development control by specifying the criteria against which individual applications for planning permission will be determined. These would include:

  • impact of extraction and processing and the implications for pollution, employment, agriculture, nature conservation, landscape, cultural heritage and built up areas;
  • location with respect to other workings in the vicinity;
  • restoration, aftercare and after-use requirements and
  • the use of relevant and enforceable conditions and where appropriate, section 50 agreements.

98. Departmental advice has been that planning authorities should concentrate their local plan efforts on the preparation and adoption of comprehensive local plans. Where this has been achieved, it may be appropriate now to consider the preparation of minerals subject plans for areas of significant mineral resources.

Development Control

99. Development control provides a positive instrument by which the conflicting claims on land for mineral working and other surface uses can be examined and reconciled to the fullest possible extent. Environmental assessment enables mineral extraction proposals, likely to have a significant effect on the environment, to be examined in detail. In seeking to reconcile mineral working with other development, as well as environmental and conservation interests, the following factors are particularly relevant when assessing individual applications for planning permission. They should be addressed, where appropriate, in the environmental assessment and conditions attached to planning permissions:

  • methods of working,
  • hours of working,
  • fit in the landscape,
  • transportation,
  • potential pollution,
  • restoration, aftercare and after-use.

Planning authorities will need to make a balanced judgement on each application taking into account development plan policies, the applicant's case for the proposed development, the environmental implications of carrying it out and other material considerations.

100. Where there are sound planning objections to a particular proposal, the applicant will need to show how these can be overcome or how any detrimental environmental effects can be mitigated, where appropriate advancing any material arguments which might outweigh objections to the proposed development eg environmental benefits such as the clearance of dereliction or the improvement to the stability of the site. The greater these benefits are the stronger the environmental objections would need to be to deny permission. For its part the minerals industry will need to demonstrate that it has considered these potential effects when preparing planning applications.

101. When a planning authority decides that a formal environmental assessment is not warranted, because the project will not give rise to significant environmental effects, it is still open to them to use their powers under article 13 of the General Development Procedure Order to request environmental information. In such circumstances, the list of topics included in Schedule 3 to the EA Regulations may provide a useful guide (see Annex A).

102. Where a planning authority propose to grant planning permission for a mineral working application that raises specific issues of national importance (eg proposals which would affect SSSIs), they may be required to notify the Secretary of State who may call-in the application for his own determination. The circumstances requiring such notification are summarised in Annex B to this NPPG.

Review of Mining Sites

103. Section 251A of the 1972 Act places on planning authorities a general duty to review the mining sites within their area 18. Where the planning authority consider that revised operating or restoration conditions are required, they may modify or revoke planning permissions. The planning authority may also make orders requiring the discontinuance of a use of land, prohibiting the resumption of mineral working when it has ceased, and suspending mineral working. These powers have not been used for a variety of reasons. The Government is currently reviewing the operation of this aspect of the Act.

Environmental Monitoring

104. It is a well established technique within the planning system to monitor the impacts of development on the environment, particularly where the latter is sensitive to change. Environmental management is also an integral part of environmental codes being adopted by many sectors of industry in recognition of the public concern for better safeguards for the environment as a whole 19.

When granting or renewing planning permissions, planning authorities should provide for:

  • regular monitoring and the preparation of environmental audits by the operator, the content and frequency of which should be specified by the planning authority.

The audit results should be discussed with the planning authority and where appropriate agreement reached on any remedial measures required to be taken by the mineral operator in order to safeguard the environment of the site and the surrounding area.

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Page updated: Wednesday, March 30, 2005