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FINAL EVALUATION OF THE ROUGH SLEEPERS
INITIATIVE
CHAPTER 2: A CRITICAL ASSESSMENT OF RESEARCH
AND MONITORING INFORMATION ON ROUGH SLEEPING
Introduction
2.1 This Chapter reviews the existing statistical data
that are available on the characteristics and numbers of
people sleeping rough in Scotland. The Chapter begins by
briefly reviewing the results of research projects that
have aimed to describe the needs of people sleeping rough.
The strengths of this existing evidence base are then
briefly reviewed.
2.2 The remainder of this Chapter is then dedicated to
critically reviewing the monitoring datasets on rough
sleeping in Scotland. Three different datasets are
examined: the George Street Research survey work, which was
designed to assess whether the target that no-one need
sleep rough in Scotland had been achieved, the Glasgow
Homeless Network National Rough Sleeping Initiative Core
Data, which continuously monitors service delivery by RSI
funded projects and the HL1 Data, which record the extent
of rough sleeping encountered by local authorities when
discharging their statutory homelessness duties. After
summarising their methods and the range of data they can
provide, the Chapter critically reviews these datasets to
determine the extent to which:
- current national level data represent an effective
means of monitoring the impact of the RSI programme on
levels of rough sleeping;
- current national level data collection represent an
effective means of
monitoring and assessing the activity and
performance of projects funded through RSI;
- current national level data represent an effective
means of assessing progress towards the target of
ensuring that
no-one need sleep rough in Scotland.
Existing research on people sleeping
rough
A review of studies of people sleeping
rough
2.3 Much of the specifically Scottish research on people
sleeping rough that has been conducted has involved the
qualitative study of people sleeping rough (Owen and
Hendry, 2001; Third and Yanetta, 2000). However, there have
also been a number of studies that have collected
statistical information on former, potential and current
rough sleepers via small scale survey research. In
Highland, for example, policy research was undertaken that
involved surveying 80 homeless people, with a view to
estimating the numbers and characteristics of people
sleeping rough (e.g. Grigor, 2002). Yanetta
et al also surveyed 103 users of RSI funded
projects for the Interim Evaluation of RSI published in
1999 (Yanetta
et al, 1999). There have also been some health
surveys that have involved people sleeping rough, such as
the work led by Kershaw
et al (2000) on the health and well-being of
homeless people in Glasgow. Other statistical exercises
related to people sleeping rough have tended to be confined
to attempts to estimate their numbers by local authorities,
although these have tended to be in-house or unpublished
reports by consultants (see Third and Yanetta, 2000 for a
summary review of some of these reports).
2.4 The research in Highland involved sending
questionnaires to 80 people who were homeless or
potentially homeless during 1998. This research suggested
that around two-fifths of respondents had some experience
of sleeping rough in Highland, with subsequent research
among service providers finding specific problems with
housing supply and a need for resettlement services in the
area (Grigor, 2002).
2.5 The survey of 103 of the people using RSI funded
projects conducted by Yanetta
et al (1999) for the interim evaluation of the RSI
programme had a number of key findings. In contrast to the
commonly held belief that people sleeping rough were
characterised by a high degree of mobility, their results
showed that four out of five people had first slept rough
in the locality where they were interviewed. Further,
almost nine out of ten reported having been resident in the
locality in which they were interviewed for more than one
year.
2.6 Some of the other findings of the survey of RSI
project users conducted for the interim evaluation of RSI
published in 1999 were less surprising. In common with much
of the other research conducted on people sleeping rough
throughout the UK, there was found to be a high degree of
experience of living in institutional settings (two-thirds
of respondents). Again, in common with both qualitative and
quantitative work conducted in Scotland and England, people
sleeping rough were also quite frequently found to have
lost settled accommodation. There was also a high degree of
disconnection from mainstream services among the people
using RSI funded projects, in that they were quite often
only receiving support from the RSI service they were in
contact with. A study of people sleeping rough using five
nightshelters in England, also conducted in the late 1990s,
covering 1,422 nightshelter users, found a very similar
pattern with respect to NHS use and also reported that
rates of registration with a GP declined markedly the
longer someone had been sleeping rough (Pleace, 1998).
2.7 The research conducted by Yanetta
et al (1999) also found that the people using RSI
funded services associated their homelessness with
relationship breakdown (60 per cent). They also reported
that boredom, isolation and not feeling safe in their
accommodation had preceded rough sleeping. Eviction was a
less common cause of homelessness than among homeless
people who have not actually slept rough. These findings
echoed those of the large scale survey work in England
(Anderson
et al, 1993).
2.8 The health research conducted among lone homeless
people and people sleeping rough in Glasgow by Kershaw
et al (2000) found that three quarters of the 225
people they surveyed reported at least one neurotic symptom
in the preceding week and that 44 per cent of respondents
were assessed as having a neurotic disorder. One quarter of
respondents were drug dependent and one half were alcohol
dependent. Nearly two-thirds of respondents had a long
term, limiting illness.
2.9 Existing Scottish statistical research has reported
some very similar findings to those reported by the greater
number of research projects conducted in England. In
summary, the Scottish and English survey research,
supplemented by various pieces of qualitative research,
have indicated three key points about rough sleepers in
Scotland:
- Many of the people who experience rough sleeping do
so intermittently and might be better characterised as
a population without permanent housing who sometimes
sleep rough.
- There is a smaller population of people who are
characterised by prolonged periods of rough sleeping,
who tend to have poor mental and physical health status
and a low level of contact with statutory and other
services, including the NHS.
- Former, potential and current rough sleepers tend
to have a mixture of low intensity support needs (i.e.
'Supporting People' service needs), personal care (i.e.
Social Work service needs) and health care needs (NHS
Scotland), the prevalence of multiple support needs
among this population is high.
A critical assessment of the existing research
base
2.10 Much of the existing research in Scotland is
qualitative and has been conducted on a small scale, within
constrained budgets and timetables. Some of this work has
not always been as thorough and methodologically robust as
it could have been (see the review in Third and Yanetta,
2000). There are also issues with respect to some of the
research undertaken by voluntary sector agencies
representing or campaigning on behalf of homeless people,
as such work is motivated, at least in part, by
organisations' particular agendas on homelessness
policy.
2.11 However, some of the work that has been undertaken
in Scotland is robust. There have been some good quality
qualitative studies and some strong medical research on
people sleeping rough (Quilgars and Pleace, 2003).
Statistical research in terms of freestanding surveys and
research projects on people sleeping rough, is not very
extensive, but there are some good quality studies (for
examples see: Yanetta
et al, 1999 and Kershaw
et al, 2000).
Existing statistical measures of rough sleeping
and service delivery in Scotland
2.12 The bulk of
Chapter Two is focused on the
review of data collected at
national level on rough sleeping and services for
people sleeping rough in Scotland. The following datasets
are reviewed below:
- the data collected by George Street Research (GSR),
monitoring the target of ending the need to sleep rough
in Scotland (between May 2001 and October 2003);
- the data collected by individual RSI projects
participating in the National Rough Sleeping Initiative
Core Data collection led by Glasgow Homelessness
Network (GHN) (between July 2000 and March 2004);
- the data on rough sleeping among households
presenting as homeless to local authorities in Scotland
collected through the HL1 returns (between December
2001 and September 2003).
2.13 As noted in the introduction to this Chapter, the
main concern of the following section is with three broad
questions. The first is extent to which these three
datasets represent an effective means by which to monitor
the impact of RSI on levels of rough sleeping. The second
is the extent to which some of these data might be employed
as tools by which to assess the efficiency and
effectiveness of RSI funded projects. The third is the
extent to which all three sets of data can provide robust
information on progress in achieving the target that no-one
in the country need sleep rough.
The George Street Research monitoring of the
target to end the need to sleep rough in Scotland by
2003
Summary of methodology
2.14 The GSR work differs from the other two datasets
discussed in this section, because it was time limited
survey work, designed specifically to determine progress
towards the national target to end the need to sleep rough.
The other datasets involve rolling data collection to
monitor local authority activity under the homelessness
legislation and the activities of RSI funded projects.
2.15 The GSR work took place between 2001 and 2003. It
was based on a bi-annual survey of projects and services
working with people sleeping rough across the country
undertaken during one week in May and one week in October
during the years 2001 to 2003 (six surveys in total).
Agencies ranging from local authority housing departments
and RSLs, through to individual projects working with
people sleeping rough, took part in the research.
2.16 Agencies were asked to complete a form, which
included a client identifier (in order to try to prevent
the same individual being double counted as a rough
sleeper) that covered each contact they had with rough
sleepers during the course of one week in May and one week
in October. The weeks were chosen as 'typical' times of
year and included the weekends.
2.17 People sleeping rough were identified as 'having
slept outside in a place not specifically designed for
human habitation, at least once in the last seven days'
(Laird
et al, 2004). The form on each person seen by a
project included a small number of variables on the
'obstacles' to their securing accommodation, including some
support needs and accommodation (such as mental health
problems and drug or alcohol dependency). Information was
also collected on the amount of time that they had been
sleeping rough. Data were collected on age and gender, but
not on ethnicity.
2.18 The GSR monitoring also undertook a survey of
available emergency bed spaces for people sleeping rough in
Scotland. This involved projects completing another form
that summarised the availability of beds they had during
the survey weeks over the period 2001 to 2003. This return
also recorded both the numbers of people refused
accommodation during the survey weeks (and some of the
reasons, including lack of beds, an individual being banned
or a couple seeking accommodation in a single person only
unit). One project, the Cowgate centre in Edinburgh, took
part in this monitoring on the basis that it was a
'night-centre' that provided a place to sleep for rough
sleepers on the chairs it provided, even though it was not
a direct provider of accommodation.
2.19 The emerging findings from the monitoring were also
tested using a qualitative research exercise involving
representatives from areas with high numbers of rough
sleepers. The data on numbers were discussed with
homelessness professionals to determine the extent to which
they 'felt right'. The data were also compared with other
statistical information to look for any signs of
inconsistency. The evidence from these exercises suggested
that the GSR monitoring data were in line with what was
being reported elsewhere (Laird et al, 2004).
Summary of findings of the George Street
Research Monitoring
2.20 The GSR surveys showed a decline in the number of
individuals sleeping rough, with whom projects were
working. Figure 2.1, which is taken from the final report
of the GSR research, shows how overall levels of reported
rough sleeping fell between May 2001 and October 2003
(Laird
et al, 2004).

Figure 2.1: Total number of individuals
sleeping rough reported by projects participating in
the GSR monitoring between May 2001 and October 2003
(source: Laird
et al, 2004).
2.21 These figures suggest a fall in the number of
people sleeping rough that were being seen by the projects
participating in the GSR monitoring. The figure given in
October 2003 is more than one third lower than the figure
shown in May 2001. It should also be noted the data
collection was somewhat less complete in May 2001 than it
was by the end of 2003, suggesting that the reduction may
have been somewhat greater than that reported (Laird
et al, 2004).
2.22 The GSR work also shows that people sleeping rough
were predominantly male (79 per cent) and aged over 24 (75
per cent). The same demographics are reported in other
Scottish and English research on people sleeping rough
(Anderson
et al, 1993; Gill
et al, 1996; Pleace, 1998). GSR did not collect on
the ethnic origin of people sleeping rough.
2.23 Rough sleeping was found to be concentrated in
Scotland's largest cities Edinburgh and Glasgow. Although
the numbers reported sleeping rough in these two cities
fell markedly during 2002/03, they remained much higher
than those reported elsewhere in Scotland.
2.24 The GSR monitoring also collected basic information
on issues that might prevent someone from entering
accommodation (Laird et al, 2004). These data suggested the
kind of prevalence of drug and alcohol dependency and
mental health problems found by previous research on people
sleeping rough (Pleace and Quilgars, 1996; Pleace
et al, 2000).
2.25 Data on the duration of rough sleeping experienced
by people surveyed as part of the GSR monitoring were also
collected. These data looked at whether a respondent had
been sleeping rough for three months to a year, one to five
years or for more than five years. While the data were
incomplete, they did suggest that a core of long-term rough
sleepers remained within Scotland in October 2003. Figure
2.2 is taken from the final report of the GSR monitoring
(Laird et al, 2004).

Figure 2.2: Reported experience of sleeping rough
reported by respondents to the GSR monitoring during October
2003
(base: 328, source: Laird
et al, 2004).
2.26 By the time of the last survey in October 2003, the
GSR monitoring covered 2,425 bed spaces (an increase from
the May 2001 total of 2,250, due in part to the impact of
RSI funding). The review of available bed spaces suggested
a vacancy level of 6 per cent across Scotland in the survey
week in October 2003, although the GSR report draws
attention to there being some degree of mismatch between
where some of this accommodation was available and where
people sleeping rough tended to be located. The George
Street Research work ultimately concluded that the Scottish
Executive target to end 'the need to sleep rough' by end
2003 (by bringing into line the number of rough sleepers
and the supply of emergency accommodation available to
them) had been narrowly missed.
The GSR research: a critical
assessment
2.27 There are a number of difficulties in attempting to
count people sleeping rough using street counts. The first
is that the level of resources available is never likely to
be sufficient to provide thorough coverage, even within one
city, of the areas where individuals might be sleeping
rough. The second is that people sleeping rough are a
population who deliberately conceal themselves in urban
environments as sleeping on the street in a city in
Scotland is likely to be dangerous as well as cold and wet,
which makes them difficult to find for enumeration. The
third and perhaps the most crucial limitation is that what
research evidence there is in Scotland, alongside
comparable research from England, strongly indicates that,
for the most part, people sleeping rough are more
accurately described as a vulnerable, very precariously
accommodated population who sometimes sleep outside. There
are those who spend sustained periods sleeping rough, but
the available research evidence suggests they are a small
group with very high needs and challenging behaviour
(Pleace
et al, 2000; Randall and Brown, 1993, 1996 and
2002). Consequently, the number of people sleeping rough
will almost certainly vary on a night to night basis and
will certainly vary over longer periods of time. The number
of people sleeping rough over the course of one year is
always greater than the number who sleep rough on any one
night.
2.28 These issues raise a number of potentially
difficult methodological problems for any exercise that is
attempting to determine the scale of rough sleeping in
Scotland. First, there has to be an attempt to provide as
near-universal geographical coverage as can be achieved
without incurring very high research costs. Second, there
has to be a means by which potentially concealed elements
of the rough sleeping population can be included in
enumeration. Third, there has to be some attempt to
understand the variations in the numbers sleeping rough
each night, as without this, realistic estimates of the
'typical' numbers of people sleeping rough in Scotland each
night cannot be estimated, nor can the overall prevalence
of rough sleeping in Scotland.
2.29 The GSR methodology takes some account of all these
issues. It is based on a model first employed in the mid
1990s in a national survey of homelessness conducted in the
USA (Burt, 2001), which used the same approach of
recruiting as many homelessness services as possible and
asking them to record the numbers and characteristics of
homeless people who used them over a given period of time.
Using this approach gives a much wider geographical
coverage at a much more economic cost than would be
feasible with street counts. This approach may also go some
way towards providing at least some enumeration of those
rough sleepers who ordinarily stay out of sight, as
services can provide relative safety and security, as well
as somewhere dry and warm. However, it is also the case
that some services may also be specifically avoided by some
people sleeping rough, such as women or people with a Black
or Minority Ethnic (BME) background (Netto
et al, 2004), because they do not feel safe within
those environments. Finally, employing a week-long count
twice over the course of a year helped minimise the risk
that the numbers of people sleeping rough being recorded
were atypical.
2.30 In some respects, the GSR researchers were
constrained by their methodology. The monitoring was
heavily dependent on the cooperation of projects and
services to complete the required returns. Ensuring a good
response rate meant that the researchers had to balance the
need for data against placing too many demands on these
services. These constraints meant that limited data were
collected on each person. However, this exercise had a very
specific objective, to assess the need to sleep rough in
Scotland (by comparing the number of rough sleepers with
the supply of emergency accommodation available to them).
This piece of work was not designed as a general survey of
people sleeping rough and must be assessed on the extent to
which it achieved its intended objectives.
2.31 As in all survey methods, there is a margin for
error in the approach adopted by the GSR work. In part, the
potential for error is related to the focus on projects, in
that people sleeping rough who approached those projects
during the survey weeks were counted, but any rough
sleepers who did not use those services were not recorded.
The extent to which this error might be significant is
uncertain, but the fieldwork conducted for this research
(see
Chapters Three, Four and Five)
does not suggest that there are many people sleeping rough
in Scotland who are not in contact with at least one or two
services. However, avoidance of certain services because
they were viewed as unsafe, including some hostels and
nightshelters, was also reported. Bearing these factors in
mind it seems likely that at least a small degree of
under-representation occurred.
2.32 In addition, the possibility of double counting,
while it was allowed for in the research design, has to be
noted. The GSR survey had to rely on homelessness services
to complete the survey returns, these organisations were
not expert in checking the consistency of the returns they
submitted and were cooperating with the survey using
sometimes already limited staff resources. Again, the
methodological approach adopted raises the possibility of
some inaccuracy, as some individuals might have been
counted twice, while others may have been inappropriately
excluded from the count because they were mislabelled as
someone who had already been counted (Laird
et al, p.6).
2.33 On balance, it seems the decision only to record
movement between local authority areas during the survey
weeks led the GSR team to a partially incorrect conclusion
about the geographical mobility of people sleeping rough
(Laird
et al, 2004). As the team detected few such
movements during the survey weeks, they concluded that
geographical movement by people sleeping rough was
generally restricted. Some previous research in rural areas
has suggested that there is restricted mobility among
homeless populations, including those with experience of
sleeping rough (Grigor, 2002). However, there does seem to
be a quite high degree of mobility among rough sleepers in
urban areas, especially within Edinburgh (see Yanetta
et al, 1999 and
Chapters Three to Five of this
report). Evidence from outside Scotland also suggests that
some areas are on routes frequented by mobile rough
sleepers, while in other localities the rough sleeping and
homeless population tend to be locals (Pleace, 1998;
Randall and Brown, 1993, 1996 and 2002). Understanding the
degree of mobility among people sleeping rough was
important in terms of the main objective of the GSR work,
which was to assess the numbers and distribution of people
sleeping rough against available services and bed-spaces.
Making this assessment without understanding the patterns
of movement among people sleeping rough is likely to lead
to inaccuracy and the lack of data on mobility collected by
the survey must therefore be seen as a limitation.
2.34 The other limitations in the GSR work must be
balanced against its central objective of measuring the
need to sleep rough in Scotland and the practical
limitations on how much information participating projects
could be expected to collect. Data on ethnicity and further
information on support needs would have been useful, but
the balance between having a workable survey tool and
asking all the desired questions is always a difficult one
to achieve.
2.35 The GSR work aimed to generate a picture of the
extent of actual rough sleeping in Scotland and was able,
allowing for the methodological limitations discussed
above, to produce a reasonably accurate picture.
Theoretically, a more accurate enumeration of the current
number of rough sleepers was possible, but the expense and
logistical difficulties of such an exercise meant that it
was not viable. It is worth bearing in mind that the same
basic methodology was employed for a census and survey of
homelessness in the US for essentially similar reasons
(Burt, 2001).
Other views on the GSR work
2.36 The evaluation team asked for the views of the
respondents who were interviewed at local and national
level (see
Chapter Three) on the GSR work.
The national level interviewees' mainly felt that the
George Street Research monitoring was
'successful for what it was asked to do'. It was
about the
'direction of travel' rather than absolute figure
of number of rough sleepers. It was also felt by some
commentators that GSR Monitoring was
'impressive' compared to the street counts
organised in England, and as noted above it was felt that
the downward trend it recorded was felt to
'ring true'.
2.37 Most local authority respondents either had no
views or were content with the GSR work. However, a few
respondents were more critical of the work. Some of these
criticisms were based on the view that the GSR work was not
an accurate 'count' of people sleeping rough within each
locality, but these criticisms were in some senses
misplaced, because the GSR work was designed as an
assessment of the need to sleep rough nationally, not as a
census of rough sleeping. A few respondents also felt that
there had been insufficient consultation about the GSR
work, or wondered about the reliability of data collection
that relied on service providers completing returns.
National rough sleeping initiative core data
collected by Glasgow Homelessness Network
Summary of methodology
2.38 When the original RSI was extended into a second
phase (see
Chapter One), it was decided to
introduce a common monitoring system across the projects
that were being supported by the programme. The purpose of
this national monitoring, developed by the then Glasgow
Council for the Single Homeless (now the Glasgow
Homelessness Network, GHN) was to record the numbers of
people sleeping rough with whom RSI projects reported
contact. Alongside the concerns to report project activity
and the numbers of users, the GHN monitoring was also
intended to record the characteristics of those using RSI
projects, particularly with regard to establishing
statistical information on the level, nature and extent of
support needs within this population. Reports on the
characteristics of people sleeping rough and potential
rough sleepers using RSI funded projects are routinely
circulated by GHN.
2.39 The database was installed in all projects within
Scotland (excluding Glasgow) by 1st April 2000, and in all
Glasgow projects by 30th June 2000. Glasgow projects were
asked to backdate their data to 1st April. During 2001, the
data entry systems were revamped, to simplify operation of
the database for projects, with the new system being
completed by April 2002.
2.40 The database used by the GHN monitoring is quite
extensive. The database creates a unique identifier for
each individual to allow them to be tracked across projects
and to avoid double counting of the same individual . The
data recorded on each individual include:
- their name
- date of birth
- gender
- details of their household
- ethnicity
- housing situation at referral
- reasons for referral
- last accommodation
- individual history of sleeping rough
- current rough sleeping
- immediate reasons for current housing
situation
- support and health needs
2.41 The reported contacts (episode of service delivery)
with each individual by projects are also recorded by the
GHN database, including basic information on the date,
duration and substance of those contacts. There are
specific sets of data for projects providing rent deposit
scheme services and for projects providing accommodation,
to record the details of contacts with individual service
users in more detail. These rent deposit and accommodation
'modules' include the collection of data on exits of
service delivery.
2.42 GHN introduced a system for recording the outcomes
of service delivery after the main database had been
established. This section includes both interim and final
outcomes in service delivery. These data are obviously of
key importance in assessing the effectiveness of projects
supported by RSI, as they should give insight into the
extent to which individual projects and the programme as a
whole is successful in preventing rough sleeping and
supporting successful exits from rough sleeping. However,
GHN estimates that only 30 per cent of projects complete
this section of the database, meaning that the data that
are available are quite incomplete. In correspondence with
the research team, GHN noted that:
Not all projects have used all of the database's
potential. At present about a third of the projects use
the outcomes section. At the moment we are trying to
encourage its use in all projects and believe we can
substantially increase the number using it. Our main
problem tends to be with the larger organisations which
have their own recording systems and feel that there is
duplication of information.
2.43 The database has been amended to include the HOMES
matrix, a system developed by the Street Team in Edinburgh
which is designed to monitor the individual progress of
clients by recording progress across a range of indicators.
These categories include their current shelter, health,
financial situation, self-esteem and employment, training
or educational goals. The HOMES module is employed by some
projects in Edinburgh, Fife and elsewhere. A separate
'support module' recording the support being given to
individuals within supported housing projects was also
developed for use by projects within Fife by GHN. Use of
these modules is not widespread at the time of writing.
2.44 Following the introduction of the GHN monitoring,
the City of Edinburgh took a decision to modify the GHN
database and collect an increased range of data from
projects within the City. This has involved an
reorientation of the original database from what the City
Council saw as being an essentially demographic dataset
into a performance monitoring system that collected
information that could be used to derive and analyse
outcome measures for projects working with people
sleeping rough and all other homelessness projects in the
City. This separate database is run in parallel to the GHN
monitoring and most RSI projects in the City continue to
make returns to the GHN monitoring at national level.
2.45 The GHN monitoring differs substantially from the
other data sources that are reviewed in this interim
report. It is intended to function as a comprehensive
monitoring system specifically focused on RSI-funded
projects and is based around a comprehensive database that
records a large number of variables. The GHN monitoring
offers a potentially much richer source of information than
those datasets that have so far been discussed. A Microsoft
Access database is maintained using a combination of paper
returns and database tables submitted by the participating
services.
Summary of findings
The characteristics and numbers of people sleeping
rough
2.46 Six-monthly reports from the monitoring are
produced by GHN. These reports detail the results of the
monitoring of individuals using RSI funded projects by
local authority area and across Scotland as a whole. At the
time of writing, the most recent of these reports covers
the period 1st October 2003 to 31st March 2004 (Glasgow
Homelessness Network, 2004).
2.47 During the period 1st April 2003 to 30th September
2003, the 57 participating services in the GHN monitoring
reported contact with 3,681 individuals (78 per cent of
whom were homeless). Within this group of almost 3,700
people, there were 1,906 people with a history of sleeping
rough (52 per cent) and 1,362 current rough sleepers (37
per cent, defined as sleeping rough at the point of
referral).
2.48 These 57 projects represented almost all the
services which had ever received, or were still in receipt
of, RSI funding. Determining exactly how many RSI-funded
projects there are is a matter of which definition is used.
If all those projects that have ever been in receipt of RSI
funding are counted, the number rises slightly, but a few
of those projects which originally received funding have
changed function, merged or closed, which reduces the
number slightly. A further complication arises because, at
the time of writing, most projects are now funded through
Supporting People, in many cases their grant income from
Supporting People is much greater than the RSI funding they
receive, which might arguably make them more of a
'Supporting People' service. Only street outreach teams
tended to be wholly funded by RSI.
2.49 Those who were currently sleeping rough were
overwhelmingly male (81 per cent), White (83 per cent) and
tended to be in early middle age (average age of 31.5).
There were high proportions of former offenders, people
with drug and/or alcohol dependency and a high number of
people reporting support and care needs among these service
users (Glasgow Homelessness Network, 2004). Women were not
strongly represented, though young women were more likely
to be using RSI funded services than older women. All these
findings are consistent with what research with people
sleeping rough and other monitoring of those using services
like those funded through RSI have suggested (Anderson
et al, 1993; Gill
et al, 1996; Pleace, 1998; Randall and Brown,
1993, 1996 and 2002).
2.50 The reported figures for the following six months,
from 1st October 2003 to 31st March 2004 were very similar.
A total of 3,370 individuals, of whom 75 per cent were
reported as homeless used services participating in the GHN
monitoring. Those with a history of sleeping rough numbered
1,534, representing 45 per cent of the 3,400 service users,
while those who were currently sleeping rough represented
one third of service users. The characteristics of the
service users were again consistent with what would be
anticipated from other data sources on homelessness and
from previous research, including a high level of support
needs, mental health problems and drug dependency (GHN,
2004).
2.51 Detailed geographical breakdowns of the numbers and
characteristics of individuals using services that
participate in the GHN monitoring are provided in the
reports produced by GHN between 2001 and 2004. The detailed
reports produced by GHN can be viewed on-line at:
http://www.ghn.org.uk/stats.html.
2
2.52 Figure 2.3 shows the total number of new clients /
service users reported by services participating in the GHN
monitoring. The data shown in Figure 1.3 show individuals
at the point when their details were first recorded by a
project participating in the GHN monitoring. The graphic
shows the number of people who had their first contact with
an RSI-funded service during each of the months between 1st
July 2000 to 31st March 2004. Typically, at least 600 new
clients were reported by the projects during each month
within this period. There are some peaks in activity, for
example during the early part of 2003 and also some falls,
most notably in the December of each year. The decline in
activity reported in December may, in part, be a result of
the appearance of alternative, temporary Christmas services
for people sleeping rough. The corresponding rises in the
early part of each year may be a function of these
short-term Christmas services closing down or other
temporary informal arrangements ceasing to be available.

Figure 2.3: Total number of new service users
reported by services to GHN monitoring over the period
July 2000 to March 2004 (Source: Glasgow Homelessness
Network,
own analysis).
2.53 Figure 2.4 shows a subset of Figure 2.3, which is
the number of new clients / service users with any
experience of sleeping rough during the period 1st July
2000 to 31st March 2004. As can be seen, the figures
reported for each month were fairly consistent, although
they too followed the fall in December and rise in the
early part of the year found for all service users (Figure
2.3). Typically, around 300 new clients with some
experience of sleeping rough were recorded by services each
month (the average is shown by the line on Figure 2.4).

Figure 2.4: Total number of new service users
with any history of sleeping rough (including current
rough sleepers) reported by services to GHN monitoring
over the period July 2000 to March 2004 (Source:
Glasgow Homelessness Network,
own analysis).
2.54 Figure 2.5 shows the number of
current rough sleepers who presented to services
for the first time during the period between 1st July 2000
and 31st March 2004. As can be seen, the figures reported
for each month were fairly consistent, although they too
followed the fall in December and rise in the early part of
the year found for all service users (Figure 2.3).
Typically, around 200 new clients who were sleeping rough
at referral were recorded by services each month (the
average is shown by the line on Figure 2.5).
2.55 Although these data suggest new rough sleepers were
presenting at a fairly constant rate, they must be viewed
in the context of other information on levels of rough
sleeping. Other statistical information shows levels of
actual rough sleeping falling across the country (the GSR
research described above), while quite strong qualitative
evidence (see
Chapters Three and Four) that
levels of rough sleeping have fallen since RSI was
introduced. The interim evaluation of the RSI also reported
positive impacts on the numbers of people sleeping rough
(Yanetta
et al, 1999). Nevertheless, these figures might be
read as indicating that the combination of certain
structural factors with certain individuals' needs,
characteristics and experiences continue to generate 'new'
rough sleepers, suggesting both an ongoing need for
services and perhaps a greater emphasis on preventative
work (see
Chapter six).

Figure 2.5: Total number of new service users
currently sleeping rough reported by services
to GHN monitoring over the period July 2000 to March
2004 (Source: Glasgow Homelessness Network,
own analysis).
The geography of rough sleeping
2.56 The geographical dispersion of people using the
services that were participating in the GHN monitoring was
very similar to that suggested by HL1 and by the GSR
monitoring. As would be expected, the central belt, with
its relative concentrations of both rough sleepers and RSI
funded services for people sleeping rough predominated
(Figure 2.5).

Figure 2.6: Total number of service users
reported by services participating in the GHN
monitoring by local authority area from 1 st July 2000 to 31st March 2004 (Source:
Glasgow Homelessness Network,
own analysis).
2.57 Despite being the smaller of the two main cities,
the RSI services in Scotland's capital reported providing a
service to slightly more people than those in Glasgow.
Between 1st July 2000 and 31st March 2004, Edinburgh RSI
services reported 28 per cent of the individuals seen by
RSI services in Scotland, compared to the 25 per cent
reported by services in Glasgow. Services in Fife reported
the next highest level at 15 per cent, followed by Falkirk
with 9 per cent.
2.58 Figure 2.6 shows where the first recorded contact
of an individual with the GHN monitoring system took place.
This is not the same as showing where those individuals
became homeless or started to sleep rough, as they might
have become homeless elsewhere and travelled to the first
service using GHN monitoring that they had contact with, or
in some instances they may have been receiving help from
agencies that were not part of the GHN monitoring.
2.59 Figure 2.7 shows the number of individuals, with
whom projects made first contact, who had come from
outside the local authority area where the project
was located. It can be seen that Edinburgh RSI projects
reported that 3,600 of the individuals they recorded first
contact with were people who had last lived outside the
Edinburgh area (38 per cent of contacts). The figure for
Glasgow was lower, at 1,492 individuals, representing 18
per cent of the individuals with whom RSI-funded services
in that city recorded the first contact. These data, in
common with some other statistical research conducted in
Scotland, suggest higher mobility among rough sleeping
populations within the major cities and other urban areas
(see the preceding discussion of the GSR monitoring in this
Chapter).

Figure 2.7: Total number of service users
coming from outside the local authority area where
projects were located (Source: Glasgow Homelessness
Network, July 2000 to March 2004,
own analysis).
2.60 While the bulk of individuals who were from local
authority areas other than the one where a service was
located were found in the two major cities, it was not
uncommon for services across Scotland to report that a
quite high proportion of their users had come from another
local authority area. Figure 2.8 shows the proportion of
service users reported by projects across different local
authority areas who said they had come from another local
authority area.

Figure 2.8: Percentage of service users coming
from outside the local authority area where projects
were located (Source: Glasgow Homelessness Network,
July 2000 to March 2004,
own analysis).
2.61 As can be seen, the proportion of individuals
reporting that they had last lived somewhere else varied
considerably between localities. Services in Aberdeen
tended to find that the individuals they were working with
were local, while those in several rural areas including
Highland, Argyll and Bute, Moray and Perth and Kinross,
reported higher proportions from outside their locality.
Edinburgh services, in particular, reported contact with
higher proportions of people who were not local. It is
important to qualify these findings by noting there is a
time dimension to all of this, in that defining the point
at which someone ceases to be an 'incomer' and instead
becomes a local person using local services is not
something that can be precisely defined. The GHN monitoring
does record the date at which an individual left the local
authority area they last moved from, but these data are
unfortunately quite incomplete. Nevertheless, the picture
painted by these data was in line with what some local
authority respondents and service providers said about
movements of people sleeping rough in their areas (see
Chapters Three and Four).
2.62 The city with by far the highest proportion and
overall numbers of 'incomers' was Edinburgh. Figure 2.9
summarises where it was that incomers reported by Edinburgh
projects said they had come from.

Figure 2.9: Where people who had last lived
outside Edinburgh had come from (by percentage of those
who had lived outside Edinburgh) (Source: Glasgow
Homelessness Network, July 2000 to March 2004,
own analysis). * Shetland, Skye and Orkneys **
Identified as 'elsewhere in Scotland' in the GHN
monitoring.
2.63 Figure 2.9 shows the percentage of those who had
last lived outside Edinburgh by the areas they reported
coming from. The most striking feature is perhaps the
strong presence of people who last lived in England;
representing 40 per cent of incomers (these individuals
were not necessarily English), and 15 per cent of all
individuals reported as using RSI services in Edinburgh. It
is also notable that the next largest group of incomers
were individuals who had last lived in Glasgow. The wide
range of other localities in Scotland where individuals
last reported living is also quite striking, particularly
in respect of the number of rural areas.
2.64 The reason for this pattern were explored with
representatives of Edinburgh City Council in the fieldwork
conducted for this research
3. One representative commented:
One of the reasons that people come here is that
Edinburgh has, effectively, [no]
unemployment within the able to work population,
it's a tourist city, and it still doesn't quite have
any particular by-laws in relation to street drinking
or begging, although they are about to introduce a code
that will deal with some of those issues. Some would
argue that the quality of services that we have mean
that people do get a decent deal when they get
here. [There is also]
the issue, in Glasgow, of the large hostels they
have there, which some people view in terms of
dread…
2.65 Figure 2.10 shows the proportion of individuals
with whom projects had first contact who had any history of
sleeping rough by local authority area. As can be seen, the
proportion of people sleeping rough reported by RSI
services within a given locality varied considerably. Some
of the more rural areas reported that fewer than a third of
the service users with whom they recorded the first contact
were people with any history of sleeping rough. By
contrast, Glasgow services reported that one half of the
individuals with whom they had first contact were current
or former rough sleepers, while the figure in Edinburgh was
60 per cent. These patterns would be expected to be
influenced by the nature of the RSI-funded services within
each area. Edinburgh, for example, has some services like
The Access Point and the Cowgate centre, that are very
specifically orientated towards current rough sleepers,
whereas other RSI funded services have a more mixed client
group, including potential rough sleepers who may not have
yet spent time on the street.

Figure 2.10: Percentage of individuals who
reported any history of sleeping rough by local
authority area (Source: Glasgow Homelessness Network,
July 2000 to March 2004,
own analysis).
2.66 The greatest
numbers of people who were current or former rough
sleepers were reported by the services in Edinburgh and
Glasgow. Services in the Capital reported 5,841 rough
sleepers among the individuals with whom they had first
contact, while those services in Glasgow reported first
contact with 4,294 people sleeping rough. Between them, the
two cities reported first contact with 60 per cent of all
the rough sleepers seen by RSI projects in Scotland between
July 2000 and March 2004.
2.67 An association between former experience of rough
sleeping and current experience of rough sleeping is found
within the GHN monitoring data. Nine out of ten of those
people who were current rough sleepers had a history of
sleeping rough (93 per cent), while two-thirds of all those
who reported a history of rough sleeping were current rough
sleepers (64 per cent).
Patterns of service delivery
2.68 The GHN data provide some information on pattern of
service use and service provision by RSI funded projects.
Individual contacts with each service user are recorded in
the database and details of some 300,000 'contacts', or
episodes of service delivery, are contained within the
dataset covering the period July 2000 to March 2004. Figure
2.11 summarises the activity reported by RSI funded
projects within the GHN monitoring.

Figure 2.11: Total reported project activity
(contacts with service users) by local authority area
(Source: Glasgow Homelessness Network, July 2000 to
March 2004,
own analysis).
2.69 The individual contacts between a service and a
former, current or potential rough sleeper as shown in
Figure 2.11 were often very different from one another.
Depending on the nature of the service being provided, an
individual contact might involve only a very low level of
service provision through to the provision of sustained and
quite extensive support over a period of time. The contacts
shown in Figure 2.11 included:
- extensive service contacts with individuals over
sustained periods
- sole contacts with an individual by an RSI
service
- 'contacts' that involved providing advice for a few
minutes and 'contacts' that could involve sustained
service provision, including providing supported
accommodation.
2.70 Given the frequency of recorded service contacts,
which averaged at 88 contacts per individual service user,
it seems likely that the GHN monitoring often records each
small element of support received by a service user.
However, as what constitutes a 'contact' is defined by the
project concerned, it is difficult to read a great deal
into these data, beyond the obvious point that service
activity is concentrated in those localities where projects
and people sleeping rough are relatively concentrated.
Current and former service users
2.71 One half of the 34,037 people with whom services
had worked during the period July 2000 and March 2004 were
recorded in the GHN database as 'closed cases'. The
remaining half were still current cases. Contact with a
service user appears to be have been very variable indeed,
ranging from a few days to well over two years.
2.72 The differences between open cases and closed
cases, in terms of individual characteristics, appeared to
be quite small. As can be seen in Figure 2.12, those
'closed cases' with whom services had ceased to work were
reported as having similar experiences of sleeping rough
and other shared characteristics with those cases that were
still open, as at March 2004.

Figure 2.12: Percentage of service users /
clients reporting selected characteristics by whether
their case was open or closed (Source: Glasgow
Homelessness Network, July 2000 to March 2004,
own analysis).
2.73 Closed cases were slightly more likely to report
having slept rough in the past (65 per cent compared to 59
per cent) and more likely to have been sleeping rough at
the time of first contact with a service (43 per cent
compared to 34 per cent) than open cases as at 31st March
2004. The reported prevalence of mental health problems,
disability, experience of drug or alcohol rehabilitation
services and the likelihood or being a former offender
within open and closed cases was near identical.
2.74 Beyond the slight differences in experiences of
sleeping rough, these data suggest that the service users
of RSI projects have remained similar in characteristics
throughout the period of the GHN monitoring. These findings
about the similarity between service users who are
'current' and 'closed' cases echo the headline findings
reported by GHN about people sleeping rough in Scotland
retaining a tendency to be White, male, middle aged and as
often having support needs.
Service outcomes
2.75 Data were available on 9,900 recorded service
outcomes. A service outcome refers to the situation of a
service user at the time at which their contact with a
service ceases. The most desirable service outcome for a
former rough sleeper might be seen as sustained successful
resettlement in their own tenancy, while the least
desirable would be a return to rough sleeping following
unsuccessful contact with a RSI funded service. As noted
above, information on service outcomes was only recorded by
one third of the projects participating in the GHN
monitoring.
2.76 Figure 2.13 shows the
positive outcomes recorded by services by the broad type
of outcome. Most positive outcomes were linked to securing
accommodation (4,700, 58 per cent of all recorded
outcomes), followed by assistance in getting service users
access to health, social care and support services (2200,
27 per cent). Ten per cent of recorded outcomes were in
respect of improvement the self-esteem, social skills,
emotional literacy and social supports of sometimes highly
alienated and isolated individuals (825 outcomes). A
smaller number of positive outcomes were recorded in terms
of helping claiming benefits or entering employment,
education or training (shown as EET).

Figure 2.13: Positive outcomes recorded by
projects (Source: Glasgow Homelessness Network, July
2000 to March 2004,
own analysis). * secured or sustained tenancy
** accessed required health or social care services,
*** improvements in self-image and social support ****
entered education, employment or training.
2.77 Around one fifth of the recorded outcomes were
broadly
negative. These outcomes are not show in Figure
2.13. A negative outcome was one in which the individual
returned to rough sleeping or was someone with whom a
project lost contact before any positive development was
recorded. Many of the negative outcomes were associated
with people ceasing to attend a service, something that
appears widespread from the fieldwork conducted for this
research (see
Chapters Three, Four and Five)
and from previous research (Yanetta
et al, 1999).
The GHN Monitoring: a critical
assessment
2.78 GHN have implemented a monitoring system with a
minimal use of resources, using an affordable commercially
available database and securing the cooperation and support
of many projects and services which regularly complete the
returns needed for the monitoring. The scale of the
achievement in securing so much robust data from services
that can find themselves relatively short of staffing and
under a great deal of pressure should not be
underestimated.
2.79 The usual issues in relation to the overall design
of the monitoring apply, in that the GHN monitoring is not
a database on rough sleeping in Scotland as a whole, but is
instead a record of the contacts reported by services with
former, current and potential rough sleepers. Like the GSR
work, the GHN monitoring can only tell us about who is
approaching services and not provide direct information on
the overall extent and experience of rough sleeping across
the country. However, as is the case with the GSR research,
there are good reasons (based on existing research and on
the fieldwork conducted for this project, see
Chapters Three to Five) to
assume that the population on whom the GHN collects data
does represent the great majority of people sleeping
rough.
2.80 GHN cannot exercise control over how diligently
individual services or projects complete the database or
whether or not they choose to complete some sections of it.
Every reasonable effort appears to have been made by GHN to
encourage and support projects where possible. For example,
GHN has produced a series of high quality accessible guides
to the database, and has revised its design to facilitate
ease or use and reduce the possibility for error.
2.81 Nevertheless, there are a number of issues in
relation to the quality of data entry for the GHN
monitoring. These include some issues around supplying
dates within the proper ranges and the requirement that
questions be completed. Mistyped dates are currently
accepted by the database, which means that some errors need
to be filtered out. It is also the case that the responses
to questions that have a small range of correct responses
are not checked at the point of data entry.
2.82 When these are combined together, they can result
in quite a lot of missing data. For example, information on
whether someone had a history of rough sleeping is not
available on 24 per cent of the individuals on whom data
were collected between July 2000 and March 2004. In 17 per
cent of cases, this was because a project reported that
whether an individual had such a history was 'not known',
while in the remaining 8 per cent, the field was blank.
Similarly, information in respect of whether or not an
individual was currently sleeping rough was also quite
often incomplete, with information on current rough
sleeping not being available for 12 per cent of
individuals.
2.83 Some services do not make regular returns to the
GHN, although the majority are diligent. The evaluation
team compared the service listing for the GHN monitoring
with the local outcome agreements for RSI and with the
services reported to be receiving RSI funding in each local
authority area. A few inconsistencies between the GHN
listing of RSI funded projects and the pattern of RSI
funded service provision at the time of writing were noted.
This issue arose in respect of a handful of small projects
in rural areas that had changed operation, ceased operation
or merged with other services. In broad terms, the dataset
collected between July 2000 and March 2004 appeared to
consist mainly of a large number of consistently made
returns from 58 RSI funded projects.
2.84 The demographic and geographical data collected by
the GHN monitoring are very rich, providing a wealth of
information on the characteristics of people sleeping
rough, their mobility and their geographical distribution.
However, the GHN monitoring is markedly less well developed
in respect of its role as a tool by which the activities of
RSI funded services are monitored and as a tool by which
the service outcomes of RSI projects can be recorded and
assessed.
2.85 The data collected on service activity and outcomes
are relatively limited, compared to the wealth of
information collected on individual characteristics. There
is only a very broad description of project activities
within the database, the recording of contacts with service
users (Figure 2.10), which, because a 'contact' is not
consistently defined is of limited utility as a means by
which the rate and success of service provision by RSI
funded projects might be assessed.
2.86 There are particular problems in relation to the
recording of service outcomes. A considerable difficulty is
that GHN cannot require projects and services to provide
service outcome data and two-thirds of services choose not
to complete the returns on service outcomes. A lack of data
on service outcomes means that there is ultimately a lack
of data on service effectiveness and only limited
statistical evidence on which judgements about service
efficiency and value for money might be based.
2.87 The data collected on service outcomes are rather
limited at the time of writing. Rather than recording the
overall outcome of contact with a service for a former,
current or potential rough sleeper, which might be achieved
by testing their circumstances at the point of first
contact with the service and their situation on leaving the
service with a few simple questions about their
accommodation status, support needs and access to services,
the database records very broad indicators on the outcomes
of service contact with an individual. Sometimes these
indicators are in respect of the overall outcome at the end
of contact with a service, but at other times they seem to
refer to the outcomes of a specific intervention or to what
might in some instances be regarded as an interim
output.
2.88 In overall terms, the GHN monitoring presents a
rather better record of the characteristics of the people
using RSI services than it does of the activities those
services undertake and what the outcomes of the service
interventions undertaken by those services are. The
decision of Edinburgh City Council to develop its own
monitoring system in parallel with the GHN monitoring,
which as an explicit attempt to develop an 'outcome led'
database rather than a 'demographic' database, does serve
as something of an illustration of these limitations.
2.89 GHN have constructed and maintained an extensive
monitoring system within a limited budget and secured
extensive cooperation for a large number of the RSI funded
projects in the country in maintaining that database. The
GHN monitoring provides a very rich data set on current,
former and potential rough sleepers. The difficulties in
relying on voluntary cooperation must also not be
underestimated, as although some projects are clearly very
diligent in their responses to GHN, others are much less
engaged. GHN has no sanction it can exercise against those
projects that either provide partial data or do not respond
at all. Despite the relatively much greater scale of
expenditure under RSI and from the Homelessness and Housing
Support Directorate in England, there is no equivalent
national dataset in that country, meaning information on
rough sleeping is much more restricted than is the case for
Scotland. Understanding of rough sleeping for policy and
strategic planning is considerably enhanced by the GHN
dataset.
2.90 Some of the problems reported in this Chapter could
also be solved through relatively minor adjustments to the
data entry controls for the database. There is also a case
for a review of the data collected, particularly in respect
of the information recorded on service activity and service
outcomes. Other issues need to be resolved through
persuasion and perhaps the capacity to require
participating services to complete all sections of the
database. As Edinburgh City Council have developed an
outcome led database that covers not only the services for
people sleeping rough in the City, but other homelessness
services as well, numbering some 80 in total, there are
good reasons to draw on any lessons in database and
question design that can be gathered from experiences in
the City.
Other views on the GHN monitoring
2.91 Again, local authority and national level
interviewees (see
Chapter Three) were asked for
their views on the GHN monitoring. Most local authority
respondents were happy with the GHN database, saying it was
'fine' or, more positively,
'very worthwhile' because it covered all of
Scotland and allowed a picture to build up over time. A few
pointed out that there would be some 'guesswork' going on
because of lack of diligence in local project staff in
filling out the forms, but took the view that this was not
GHN's fault. Some wanted to get more 'localised' or nuanced
data out of the database and were working with GHN on
this.
2.92 A minority of respondents also reported feeling
that the GHN monitoring had not delivered the outcome data
that had been hoped for at national level and that the GSR
work was more useful for the Scottish Executive's
purposes.
HL1 data on rough sleeping
Summary of methodology
2.93 The HL1 returns are gathered to monitor local
authorities' activities in discharging their duties under
the homelessness legislation in Scotland. These data are
also designed to provide information about the overall
numbers and characteristics of households seeking
assistance. Quite detailed information is collected on the
age, gender and ethnicity of applicants, the composition of
their households and their circumstances.
2.94 The HL1 data are
not intended to provide direct information on the RSI
programme or and they provide
no information on RSI funded services. However,
because HL1 monitors rough sleeping levels among homeless
applicants, the data provide information about the extent
of rough sleeping, the characteristics of those who
experience it and its geographical distribution within
Scotland.
2.95 The data specifically on rough sleeping comprise
two variables within the current HL1 returns (questions 12
and 13):
Has any member of the applicant household slept
rough during the three months preceding their
application?
i.e. has any member of the applicant household slept
outside, in the open air (such as on the streets, or in
doorways, parks of bus shelters) or slept in a building
or other place not designed for habitation (such as
barns, sheds, car parks, cars, derelict boats, stations
etc.) for at least one full night in the last three
months?
Did any member of the applicant household sleep
rough on the night immediately preceding the date of
application?
Summary of findings
The characteristics and numbers of people sleeping
rough
2.96 The HL1 data show quite extensive experience of
rough sleeping. During the period from 10th December 2001
to 30th September 2003
4, 12,238 households reported having slept rough in the
last three months and 9,632 reported having slept rough the
night before presenting to a local authority as homeless.
In total, 13,738 households reported either or both of
these experiences when they presented to a local
authority.
2.97 Recent experience of rough sleeping was reported by
just under 15 per cent of the 94,000 households presenting
as homeless to local authorities in the 22 months covered
by the HL1 data that were reviewed for this research.
2.98 The remainder of this section of
Chapter Two analyses the
characteristics of the households sleeping rough, their
geographical dispersion and what the HL1 data can show
about the patterns of reported rough sleeping over time.
The analysis presented here covers households with any
recent experience of sleeping rough (those with a history
of rough sleeping and /or who slept rough the night before
their application).
2.99 Recent experience of rough sleeping was associated
with the same groups as were reported by the GSR research
and as are reported by the GHN monitoring. Lone homeless
people, particularly lone men, represented the bulk of the
households that reported recent experience of sleeping
rough to local authorities.
2.100 Table 2.1 shows the number of households reporting
recent experience of sleeping rough by household type. Lone
males aged 25-64 represented 50 per cent of the households
with recent rough sleeping experience. Lone males aged
16-24 made up another 23 per cent, with lone males aged
under 65 as a whole representing 73 per cent of the
households reporting recent experience of sleeping rough.
The next largest groups were young lone women (9 per cent)
and lone women aged 25-64 (7 per cent).
Table 2.1 Households with any
experience of rough sleeping in the last three months by household
type
Household type | Number | Percentage |
Lone male 25-64 | 6894 | 50% |
Lone male 16 -24 | 3130 | 29% |
Lone female 16-24 | 1180 | 9% |
Lone female 25-64 | 946 | 7% |
Couple 16-24 | 297 | 2% |
Lone mother 25-64 | 289 | 2% |
Couple 25-64 | 270 | 2% |
Lone father 16-64 | 219 | 1% |
Lone mother 16-24 | 133 | 1% |
Couple & children 25-64 | 118 | 1% |
Lone male 65+ | 104 | 1% |
Other | 86 | 1% |
Couple & children 16-24 | 50 | <1% |
Lone female 65+ | 16 | <1% |
Couple 65+ | 6 | <1% |
All households | 13738 | 100% |
Source: HL1 DataOwn Analysis (includes potentially homeless
households). Percentages are rounded.
2.101 The number of lone parents and couples with
children is quite surprising in a context in which
households containing children sleeping rough, within
Scotland or any other country in the UK, would be thought
to be very unusual indeed. These figures do indicate that
it is unusual for these households to report rough
sleeping, but nevertheless the reported frequency is higher
than the handful of cases that might have been expected. It
must be noted, however, that the rough sleeping questions
in HL1 relate to
any member of the household, so this data does not
necessarily imply that the entire household (including
children) has experienced rough sleeping.
2.102 Recent experience of rough sleeping was
concentrated among households that were found homeless by
local authorities, including 22 per cent of the 15,417
households found homeless but not in priority need. There
were also reports of rough sleeping from 20 per cent of the
7,800 households with whom contact was lost before a
decision was taken under the homelessness legislation
reported recent experience of sleeping rough. The lowest
levels of recent rough sleeping experience were found among
households that were assessed as not being homeless (7 per
cent of 7,600 households).
2.103 When the fieldwork was conducted for this research
(see
Chapters Three to Five), some
individuals working for local authorities and voluntary
sector organisations reported having the view that
households sometimes reported themselves as sleeping rough
on the basis that they thought they would receive a higher
priority. One local authority respondent remarked that:
One of the questions on the HL1, is 'have you
slept rough on the night before you presented?'… we
don't ask for any kind of confirmation of that, we
don't know whether people are saying that because
they think it will give them more priority, on the
other hand, we don't check up on other questions on
the form either…
2.104 This view was not shared by some other local
authority respondents. A few had investigated the reported
rough sleeping among households presenting as homeless and
reached the conclusion that while most households were not
long term rough sleepers, at least some had become
homeless, initially had no idea where to go, and ended up
sleeping outside. One commented:
…approximately 10 per cent of applicants have
slept rough, the vast majority of those have slept
rough for one night, the night before applying, in
general the issue seems to be about getting to us,
a crisis occurs, they try and deal with it, sleep
on a friend's floor or sleep out in the open air,
or the car or whatever and turn up the following
day…there really isn't any need for anybody to
sleep rough, but you know, these things
happen…
2.105 The broad similarity in characteristics between
those households reporting experience of rough sleeping,
i.e. lone, white males aged between 25-64 and the
characteristics of people sleeping rough reported by the
GHN data and GSR research must also be noted. Those
reporting themselves as people sleeping rough in HL1
returns had the characteristics that would be expected of
rough sleepers.
The rate at which people join the rough sleeping
population
2.106 As is the case for the GHN data, these HL1 data
suggest a fairly
constant level of
recent experience of sleeping rough among
households presenting as homeless to local authorities. As
can be seen in Figure 2.14, the total numbers of households
reporting recent experience of sleeping rough hovers around
the 600 mark throughout the period January 2002 to
September 2003 (shown by the line on Figure 2.14). These
findings suggest that the numbers reporting recent
experience of sleeping rough has remained constant, a
finding that is consistent with the data from the GHN
monitoring on the numbers of new clients being reported by
homelessness services and projects funded by RSI.

Figure 2.14 Total households reporting recent
experience of sleeping rough by month (source: HL1,
own analysis). Note: Data for December 2001
only commence on 10 th December and are incomplete. The experience
of rough sleeping reported here covers a three month
period, so households had not necessarily slept rough
during the same month as they applied for
assistance.
The geography of rough sleeping
2.107 Recent experience of sleeping rough was
concentrated among those households found homeless in the
two major cities. Just under 4,000 of the 13,700 households
reporting sleeping rough presented to Glasgow City Council
(29 per cent). Another 2,200 households presented
themselves as homeless to Edinburgh City Council (17 per
cent), while Aberdeen accounted for 9 per cent (1,200) of
households reporting recent experience of sleeping rough.
Collectively, these three cities accounted for 45 per cent
of the households that reported recent experience of
sleeping rough (Figure 2.15).

Figure 2.15: Total households reporting recent
experience of sleeping rough by local authority area (source:
HL1,
own analysis). HL1: a critical
assessment
2.108 HL1 cannot be subjected to the same assessment as
the GSR work or the monitoring conducted by GHN. As noted,
HL1 is not primarily designed to function as a statistical
information source on people sleeping rough, nor does it
record any information on RSI funded services or the users
of RSI funded services.
2.109 As is the case with the GSR data and the GHN
monitoring, the HL1 data are again confined to households
presenting themselves to service providers, in this
instance the homelessness sections of local authorities.
HL1 cannot be seen as a census of people sleeping rough,
because those who do not approach local authorities will
not be recorded by HL1.
2.110 These data are also confined to just two variables
on experience of sleeping rough. HL1 does not attempt to
establish the total duration for which a household has been
experiencing rough sleeping, nor does it collect data on
what might be termed the 'lifetime prevalence' of rough
sleeping among households. HL1 does not make clear the
extent to which local authorities might be rehousing a
mixture of longer term and short term rough sleepers or the
extent to which they may be disproportionately housing one
specific group of people sleeping rough.
2.111 Consideration might be given to one extension to
HL1, which would be asking a question about lifetime or
sustained experience of rough sleeping. This would provide
a greater depth of information and allow analysis of the
extent to which local authorities might be housing people
with sustained experience of sleeping rough.
2.112 HL1 provides a very large dataset on the
experience of rough sleeping among households local
authorities as homeless. It is also worth noting that HL1
is a much more robust and statistically useful resource (on
homelessness in general as well as on rough sleeping) than
the English equivalent, the P1E returns.
Gaps in information
2.113 There are some gaps in the information available
in all three data sets. Neither the George Street Research
monitoring nor the GHN dataset allowed for the existence of
two person households within the rough sleeping population.
There is some research evidence that couples are
occasionally found within this population, something which
can act as a obstacle to some forms of accommodation-based
service which tend to only offer single rooms. Equally, the
presence of pets among people sleeping rough can act as a
barrier to service delivery when services can either only
kennel a limited number of animals, or do not allow animals
(Pleace, 1998).
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