UK Supreme Court
LAW SOCIETY CONFERENCE - JANUARY 21,
2004
Lecture by the Lord Advocate, Colin Boyd QC
I am grateful to the Law Society for the invitation to
speak this evening. The Law Society has a long tradition
of engaging in the wider aspects of public affairs, which
the Scottish Executive values, whether or not the Society's
views happen to coincide with those of the Executive. In
this case I welcome the Society's general support for the
Supreme Court.
The establishment of a Supreme Court for the United
Kingdom is, I believe, a logical and welcome step in the
modernisation of our constitution and our legal system.
The principle of the separation of powers has been around
for a long time. It has its genesis in the writings of
Montesquieu and Locke in the 18th Century. That our
highest court should sit as part of the legislature has
long been regarded as a somewhat quaint feature of the
British constitution.
Recent developments, however, have given impetus for
change. The reform of the House of Lords inevitably
raised the question of the future of the Law Lords. But it
is perhaps the passing of the Human Rights Act
incorporating the European Convention on Human Rights into
domestic law which has encouraged a stricter view of the
concepts of independence and impartiality.
That is not to say that the present Law Lords lack
independence or have displayed partiality in the conduct of
their business. As the Government's Consultation Paper
makes clear, no criticism is intended of the present
incumbents. Yet the present arrangements do lack the
appearance of independence.
The Lords of Appeal in Ordinary are members of the House
of Lords with debating and voting rights which they -
normally - do not exercise. They sit as a committee - the
Appellate Committee - of the House of Lords, usually in one
of two small committee rooms at the end of the Committee
Corridor which, for those of you not familiar with the
Houses of Parliament, runs the length of the building on
the river side, on a floor above the debating chambers.
Sometimes, of course, when the House of Lords itself is not
sitting, they use the debating chamber, both for hearing
argument and for issuing judgments. Like other peers, the
judges have rooms allocated to them, and for their research
they have the normal access to the House of Lords library,
supplemented, for the Scottish Lords, by the Scottish books
which the Faculty of Advocates maintains as an annex.
With working arrangements like that, it is difficult to
demonstrate to an outside observer wherein lies the
separation of the judiciary from the legislature.
A number of current judges have joined the call for a
new court: Lord Bingham of Cornhill, in his lecture to the
Constitution Unit in May 2002, and Lord Steyn, in an
article in the Law Quarterly Review in July 2002. I would
like to quote one passage from Lord Bingham, where he
said
"To modern eyes, it was always anomalous that a
legislative body should exercise judicial power, save in
very restricted circumstances. This anomaly may not have
mattered in the past. But if the House of Lords is to be
reformed, and even if it is not, the opportunity should be
taken to reflect in institutional terms what is undoubtedly
true in functional terms, that the law lords are judges not
legislators and do not belong in a House to whose business
they can make no more than a slight contribution."
I believe that we in Scotland should welcome and embrace
these developments. As a number of the Law Lords said in
their response to the consultation paper, I regard the
functional separation of the judiciary at all levels from
the legislature and Executive as a cardinal feature of a
modern, liberal, democratic state governed by the rule of
law.
From a Scottish perspective it gives us the opportunity
to rationalise the present Byzantine and archaic procedures
which take devolution issues to the Judicial Committee of
the Privy Council and other appeals to the House of
Lords.
Nevertheless the proposals have not been without
controversy in Scotland. Some have argued that the
proposals are contrary to the Claim of Right of 1689 and to
the Treaty of Union. Some have argued that the right of
appeal from the Court of Session to a higher court, at
least to one sitting in London, should be abolished.
Others have raised more general concerns about securing the
status of Scots law. This evening I would like to discuss
some of those questions and set out my own views and those
of the Executive on issues raised by the Government's
proposals.
Both the Faculty of Advocates and the Scottish Judges
have said in their responses that any proposal for a new
court must be compatible with the Claim of Right 1689 and
the Treaty of Union 1707. The Law Society agree on the
matter of the Act of Union, but do not mention the Claim of
Right. The Faculty go so far as to say that
"a supreme court which is created must be consistent
with the Claim of Right of 1689 and the Act of Union of
1707. These instruments are fundamental parts of the
constitution of the United Kingdom of Great Britain and
Northern Ireland, and in the view of the Faculty any
proposal for a supreme court which contravened any
provision of these instruments would be unlawful". (my
emphasis)
So we must clearly look carefully at the provisions in
the Claim of Right. It deals with several topics, but let
us start with its provisions in relation to courts.
Prior to the Claim of Right, the whole question of
whether or not there should be an appeal from the Court of
Session to the Parliament had been one of considerable
controversy in Scotland. Viscount Stair, perhaps the
doyen of Scottish institutional writers, was against the
idea of any appeal from the Lords of Session to the
Parliament. In taking this view he was in conflict with
many members of the Faculty of Advocates. The matter came
to a public dispute between Charles II and those members of
Faculty who thought that there ought to be an appeal and in
1674 some members of the Faculty of Advocates were actually
banished from Edinburgh for persisting in giving advice
that there should be such appeals.
It is clear from Stair's commentary on the issue that
his objections were principled. He saw the difficulties
of appealing from a body of lawyers, judges, to a political
body which sat only occasionally and which was not equipped
to deal with legal appeals. The rationale for the
contrary view was that the right of appeal to the King and
the estates was seen as a security against the possibility
of injustice by the judges who at that time were very much
under the influence of the King. In practical terms, it
must have been the involvement of the estates which was
seen as important. The perception appears to have been
that the nobles who secured the ear of the King used their
position to control the composition of the Court and
therefore their ability to secure their own political and
other ends. So the premise upon which an appeal to the
Parliament was based was the fact - real or imagined - that
the judges were subject to the influence of the
Executive.
Be that as it may, those in favour of an appeal appear
to have been in the ascendancy in 1689, when the Claim of
Right was drafted. The Claim of Right, after the manner
of 18th Century statutes, helpfully sets out the evils
which it is designed to address. Having said in the
preamble that King James VII had changed the constitution
of Scotland from a legal limited Monarchy to an arbitrary
despotic power and had asserted an absolute power to "cass
annul and dissable" all the laws the declaration goes on to
specify 14 particular complaints. It may be that these
complaints are not set out in the order of gravity, but I
have to say that the judges do not feature until number 13
and then the complaint is in the following terms -
"By sending letters to the Chief Courts of Justice not
only ordaining the judges to stop and desist sine die to
determine causes but also ordering and commanding them how
to proceed in cases depending before them contrary to the
express laws and by changing the nature of the judges'
gifts ad vitam aut culpam and giving them commissions ad
beneplacitum to dispose them to compliance with arbitrary
courses and turning them out of their offices when they did
not comply".
These are serious complaints. If the King, the
executive, can direct the judges how to deal with
particular cases and sack them if they do not comply then
the confidence of the citizen in the rule of law is gravely
diminished.
In its substantive provisions, on this matter, the Claim
of Right specifically provides-
"That the sending letters to the Courts of Justice
ordaining the judges to stop or desist from determining
causes or ordaining them how to proceed in causes depending
before them and the changing the nature of the judges gifts
ad vitam aut culpam into commissions durante beneplacito
are contrary to law."
Then there is a final reference to the judges,
unheralded by any introductory complaint. It simply
provides -
"That it is the right and privilege of the subjects to
protest for remeed of law to the King and Parliament
against sentences pronounced by the Lords of Session
providing the same do not stop execution of the
sentences."
So it was not sufficient, in 1689, simply to provide
that Executive interference with the operation of the
courts was contrary to law. It was also thought necessary
to provide a specific appeal to the King and Parliament in
relation to individual sentences pronounced by the Lords of
Session. There are two principal comments to be made
about this provision.
First, there is absolutely no suggestion that this was
an appeal on law or even an appeal to lawyers. That, as I
have indicated, was Stair's principal objection to the
appeal. In his commentary on this provision he states
many reasons why it would be wholly inappropriate to allow
a right of appeal from the Court of Session to Parliament;
but he does not really succeed in getting round the plain
words of the statute. The Parliament comprised the
nobility and the burgesses of Scotland. Indeed, while
appeals to the House of Lords, following the Act of Union,
were primarily considered by legally qualified peers, it
was not until comparatively late in the 19th Century that
the Appellate Committee, in its current form, was
institutionalised. Prior to that it was open to non-legal
members of the House of Lords to sit in on legal
appeals.
This is one of the difficulties for those who say that
any departure from the Claim of Right would be
constitutionally unsound. We have already changed the
nature of the appeal from that which was clearly envisaged
in 1689.
The second difficulty is the proviso to the statement in
the Claim of Right. The proviso says -
"Providing the same [that is, the protest against the
sentence, the judgment, of the court] do not stop execution
of the sentences".
It would be unwise for any lawyer in 2004 to attempt to
say precisely what was in the mind of the Parliamentary
draftsman in 1689 - but this provision looks to me like a
saving of the effect of the judgment against which a
protest is being made. In other words, what appears to be
provided for here is not an appeal against the merits of
the judgment complained of, but some sort of procedure
equivalent to a Lord Advocate's or Attorney General's
reference. However that may be, the House of Lords itself,
on 19th April 1709, only two years after the Union, made an
Order enacting that an appeal from a Scottish court
prevented execution of the sentence or decree appealed.
No-one can have told them that this was unconstitutional!
It was not until 1808 that the Court of Session Act
provided again for interim execution. And today we are
still a long way from what was said in the Claim of Right,
because the effect of sections 40 and 41 of the Court of
Session Act 1988 is that while the Court of Session can
provide for interim execution of interlocutors appealed to
the House of Lords, that interim execution, like all other
interlocutors in the case, is subject to review by the
Lords.
It is difficult to reconcile the view of the Faculty,
that any departure from the Claim of Right is
unconstitutional, with what has happened and is happening
in fact.
Even if we could understand precisely what the Claim of
Right meant in these passages which I have quoted, how far
should we treat it as an important constitutional statement
rather than a response to a particular political
situation? It was certainly important to those who
drafted it in 1689, because they had just been through a
period in which the Executive had assumed and exercised
quite unwarrantable powers in relation to the conduct of
the courts. But I suggest that it would be very unwise
for us to assume that what was right for them in 1689 is
necessarily right for us today. It would be even more
unwise for us to adopt the position that a proposition of
law is binding upon us today simply because it appears in
the Claim of Right.
It may help to put the matter into perspective, and it
is certainly instructive, to delve further into that
document, because it was not only the judges and the courts
which caught the attention of the legislators in 1689.
The first four of the specific complaints made by the
Estates in the Claim of Right in 1689 related to various
measures taken by the King to encourage the promotion of
the Catholic faith and the employment of Catholics in
public positions. Those actings of the King, like his
actings in relation to his interference with the courts,
were specifically declared to be contrary to law.
According to the Claim of Right, it is contrary to law to
allow mass to be said. It is contrary to law to allow
"Popish" books to be printed and dispersed. It is contrary
to law to make funds and donations to "Popish" schools.
Leaving entirely aside the provisions of the Human Rights
Convention, and of the legislation as to discrimination
made under the European Union Treaties, no one has
complained that the Education (Scotland) Act of 1918, which
extended the right to public education to members of the
Catholic faith, was in breach of the Claim of Right. If
we are to accept that the Claim of Right is a golden
statement of immutable principles, then we should be told
why it is that its strictures on the practice and
dissemination of the Roman Catholic faith, which look very
odd to our modern eyes, are not to be followed today, while
its rather vague provision about political appeals are set
in stone for all time coming.
I turn to the Act of Union. It is interesting to note
that, scarcely 20 years later, at the passing of the Act of
Union with England, the Scottish Commissioners did not
think it necessary to include in the Treaty of Union a
specific repetition of this right of parties to appeal from
the Lords of Session to the new Parliament of Great Britain
at Westminster. There are indications that this omission,
if omission it was, may have been at the instance of the
English side in the negotiations, because of some internal
trouble they were having over the differing rights of the
House of Lords and the House of Commons. Be that as it
may, if the right of citizens to appeal to Parliament was a
fundamental right inserted by the Claim of Right in 1689,
it was not so fundamental that the Scottish Commissioners
insisted on its continuation in the Treaty of Union. They
were content to leave that matter to be inferred by the
Court. And that is indeed what happened.
In the context of this discussion, the relevant
provision in the Act of Union is Article 19 which provides
for the continuation of the Court of Session in all time
coming and provides that judgments of the Court of Session
shall not be subject to appeal to or review by any court
sitting in Westminster Hall. But of course the real
underlying purpose of the provision has nothing to do with
the place where the courts sit: it is to secure that the
Court of Session should not become a part of the English
judicial system. I shall talk later about the nature of
the present House of Lords and the proposed nature of the
new Supreme Court. For the present it is perhaps
sufficient to say that there appears to be no question in
the mind of the United Kingdom Government of creating a new
Supreme Court for England and Wales and making that court
responsible for reviewing judgments of the Court of
Session.
However the Faculty raise another point. They say that
the arrangements for funding do not comply with Article XIX
of the Treaty of Union. They note that the Department for
Constitutional Affairs is responsible for the English Court
system. If that Department is also to be responsible for
the administration of the Supreme Court, "the existence of
responsibility for the courts of England and Wales and the
Supreme Court within the same Department would inevitably
result in the two jurisdictions being regarded together for
administrative purposes.".
That argument is I believe misconceived. While I
acknowledge that the DCA is responsible for the English
court system it also has a broad range of responsibilities
relating to the constitution of the UK. It is responsible
for the Scotland Office. Whatever else may be said about
the funding proposals they are not contrary to the Treaty
of Union.
So what is the significance of these constitutional Acts
in the year 2004? It is more than three hundred years
since the Estates of Scotland, in the political crisis
occasioned by the deposing of James VII and the accession
of William and Mary, set out what they saw as the
contemporary requirements of Scottish constitutional law in
the Claim of Right. What they said reflected their
priorities. One of those - and it is a reflection of the
regard in which the then judiciary was held - was that
there must be an appeal from the judges to the King and
Parliament. It is almost three hundred years since the
Treaty of Union was negotiated, signed and ratified. It
too reflected the political requirements of the two
sides.
It would be difficult to over-state the astonishing
differences in politics, government, administration and law
which have occurred since these statutes were enacted. In
the last three hundred years universal suffrage has
developed, and the relationship between the Crown, the
House of Lords and the House of Commons has changed, moving
irreversibly in favour of the latter, and the
administration of the two countries has come together. At
the same time the whole legal landscape has altered out of
recognition. The relationship between the two systems of
law has developed, and the statute law of the United
Kingdom has assumed an ever-increasing importance. We have
joined the European Union and signed up to the European
Convention on Human Rights. More importantly for our
present purposes, the general quality of the judiciary has
improved, and the arrangements for securing the
independence of the judges from political influence have
been transformed.
So we must interpret these Acts in accordance with
modern principles, looking to the future, not to the past.
We have to do what is right for us and what will best
reflect the genius and spirit of Scots law in the United
Kingdom of the 21st Century.
Jurisdiction of Court
One of the major issues to be settled in relation to the
new Supreme Court relates to its jurisdiction. In that
connection I noted the statement in the comments by the
Lord President and the other Senators of the College of
Justice, that the House of Lords does not function as a
supreme court at present: that it sits either as an English
or as a Scottish court. The Lord President goes on to
say-
"The practical consequence of this is that the decision
of the Appellate Committee in an English appeal is not
binding in Scotland, and its decision in a Scottish appeal
is not binding in England."
The Scottish Judges' concern is that there may be an
implication that the new Court's decisions in civil cases
will apply throughout the United Kingdom, and that any such
move would be a retrograde step. They say-
"If the proposal for a United Kingdom Supreme Court is
to proceed, it is vital that the binding effect of its
decisions is limited to the jurisdiction from which the
appeal has come, and that there are sufficient safeguards
built into the powers of the proposed court to preserve the
separate identity of the civil and criminal law of
Scotland."
I am certainly not going to disagree with the Lord
President and all the other judges of the Court of Session
on a question of the effect of the decisions of the House
of Lords. I would be with them in opposition to any
attempt to change the present jurisdiction of the House of
Lords in a way which would be to Scotland's disadvantage.
But, as I understand it, the proposal is that the new
Supreme Court should in civil cases assume the current
jurisdiction of the House of Lords. Perhaps we should
look at how that works in practice. I think that in broad
terms one might make two observations.
The first is in relation to questions of statute law.
Where the House is considering a statute of the United
Kingdom Parliament which applies equally across both
jurisdictions, or even a statute which is in the same terms
in both jurisdictions, its decisions will be taken as
binding in both. (We do not yet have any material to work
on in relation to Acts of the Scottish Parliament.) The
second is in relation to common law. Where the common law
of both countries is the same on a particular issue - and
the House is well able to recognise when it is not - its
decision on that issue will be taken as binding across both
jurisdictions.
The proposition about identical statutes is very clear
in relation to bodies of law like the taxing statutes,
which apply equally across the United Kingdom. But it
also applies in relation to areas such as planning law
where, at present at least, the statutes are separate but
identical. Finally, where there is some general question
of statutory interpretation, it does not matter whether it
arises in a Scottish or an English statute. In the case
of Lord Advocate v Dumbarton District Council, Lord Keith
of Kinkel laid down some principles of general
application. His Lordship said-
"There would appear to be no rational grounds upon which
a different approach to the construction of a statute might
be adopted for the purpose of ascertaining whether or not
the Crown is bound by it according to the jurisdiction
where the matter is being considered."
His Lordship then went on to find that statutes did not
bind the Crown unless by express provision or by necessary
implication.
In relation to common law, we are all familiar with
Donoghue v Stevenson which was an appeal arising from a
well known incident in Paisley. (It is unfortunate, to
put it no higher, that throughout the Common Law
jurisdictions of the world, the name of Paisley should be
eternally associated not with the many fine qualities of
the town, but with snails and ginger beer.) The panel of
the House of Lords in that case comprised three English
judges and two Scottish judges, and none was in any doubt
as to what they were doing. Lord Atkin who, with the two
Scottish judges, constituted the majority view, said -
"The case has to be determined in accordance with Scots
law; but it has been a matter of agreement between the
experienced Counsel who argued this case, and it appears to
be the basis of the judgments of the learned judges of the
Court of Session, that for the purposes of determining this
problem the Laws of Scotland and of England are the
same."
Similarly, Lord McMillan and Lord Thankerton, the
Scottish judges, also approached the matter on the basis
that Scots law and English law were the same. Indeed, as
Lord Rodger of Earlsferry pointed out in his article on
Lord McMillan's speech in the Law Quarterly Review of April
1992, there are strong indications that Lord McMillan
redrafted his speech so that it would apply more
specifically to English law than had originally been his
intention.
So here was a Scottish appeal, on a question of Scots
law, which the House of Lords treated as establishing a new
principle of liability not only for the law of England but
also, effectively, for all the common law jurisdictions of
the Empire and Commonwealth.
And finally, I should mention a case in which the House
of Lords found that the law was not the same, desirable
though similarity might be, and decided accordingly. That
was in relation to Glasgow Corporation v Central Land
Board, which was a case involving public interest
immunity. The leading case in England was Duncan v Cammel
Laird. In Duncan the House of Lords had held that the
court could not look behind a public interest immunity
certificate granted by the Government, and the question
which the House of Lords was considering was whether the
same rule applied in Scotland. Viscount Simond said-
"At once it must be said that that decision [that is,
the decision in Duncan] was given upon an English appeal,
in which the law of Scotland was not directly under review,
that the common law of Scotland differs from that of
England in regard to the liability of the Crown to be sued
and developed independently in regard to the right of
discovery or recovery of documents in possession of the
Crown, and that, desirable though it may be that in matters
of constitutional importance the law of the two countries
should not differ, yet it would clearly be improper for
this House to treat the law of Scotland as finally
determined by a decision upon an English appeal unless the
case arose upon the interpretation of a statute common to
both countries."
What do we take from this? It can only be that not
only in relation to statute, but also in relation to common
law issues, there are areas of the law where the law of
Scotland and of England has always been or has become the
same. In those areas a judgment of the House of Lords
will at present be regarded for practical purposes as
settling the law in both jurisdictions.
The second point I would make, however, is more
fundamental for our present purposes. It is that, in
modern times at least, the House of Lords has no difficulty
in recognising those occasions upon which it is important
to distinguish between the different legal systems in the
United Kingdom, and to adapt its approach accordingly. If
the new Supreme Court has the same jurisdiction as the
House of Lords has at present, then there is no reason to
suppose that it will not be equally discriminating.
Take in JCPC jurisdiction?
A separate question arises as to whether the new Supreme
Court should have transferred to it the jurisdiction,
currently exercised by the Judicial Committee of the Privy
Council, to decide upon devolution issues arising out of
the devolved arrangements for Scotland, Wales and Northern
Ireland. The development of the respective jurisdictions
of the Appellate Committee of the House of Lords, on the
one hand, and of the Judicial Committee of the Privy
Council, on the other, has been very different. The
former has evolved from the right of citizens, both in
Scotland and in England, to appeal to the King in
Parliament from the decisions of the Royal Courts. The
latter stems from the Judicial Committee Act of 1833. The
Judicial Committee had at one time a very extensive
jurisdiction as, effectively, the final court of appeal
from most colonial jurisdictions. In addition, a number
of different professional bodies within the United Kingdom,
such as the doctors and the dentists, had, for historical
reasons, the right to submit appeals to the Judicial
Committee. But these jurisdictions are dwindling, as
Empire diminishes to vanishing point and the countries of
the Commonwealth develop their own arrangements. Even the
appeals of the doctors and the dentists have now been
transferred, at an appropriate level, to the ordinary
courts. In these circumstances the arrival of devolution
issues might have been seen as a much-needed fillip to the
business of the Judicial Committee.
But there are practical considerations. Both the Joint
Committee to the Privy Council courts are normally staffed
by the Lords of Appeal in Ordinary, in other words, from
the panel of 12 permanent House of Lords Judges. Both can
invite other distinguished judges to join them, although
the range open to the Judicial Committee is wider than that
open to the Appellate Committee. But the great bulk of
the work is done by the permanent judges of the House of
Lords. We have to ask then, what is the difference
between the Judicial Committee of the Privy Council and the
Appellate Committee of the House of Lords? When the
matter was debated in the House of Lords during the passage
of the Scotland Act 1978, when there was a question as to
which of the two courts should decide devolution issues,
the Lord Hailsham of St Marylebone, subsequently Lord
Chancellor, was able to assist the House. He said, after
pointing out that either court would comprise the same body
of distinguished judges -
"What is the difference between these two vastly
different judicial bodies? A large Daimler car, because
one sits upstairs, and one sits in Downing Street. That
is the difference."
It is a commonplace for courts, certainly for the Court
of Session, to adjust their consideration of different
matters by reference to the jurisdiction which they are
exercising in particular areas of law. There is clear
evidence from the judgments which have been issued by the
Judicial Committee, in the devolution cases which they have
already dealt with, that the judges recognise the
limitations of the jurisdiction which has been conferred
upon them by the Scotland Act. I see no reason to
suppose that these same judges would suddenly become unable
to recognise those limitations if the court they sat in
were to be known by a different name.
Leaving aside these esoteric arguments as to the
constitutional nature of the differing jurisdictions, there
must be clear practical advantages for the administration
of the courts, and the handling and management of their
business, if there is, so far as possible, a single
organisation.
Why do we need an appeal to a Supreme Court?
There are some who argue that this proposal gives us an
opportunity to end the right of appeal in civil cases from
the Court of Session to a Supreme Court. They argue for
the "repatriation" of Scots law. The fear for its
future. They worry about the "anglicisation" of Scots
law.
I begin by saying, by way of general comment, that we
should not underestimate the value of differing viewpoints
to a consideration of legal principle at the highest
level. I have mentioned the specific contribution of
Scots judges in particular cases. I am sure that in many
others the input from the Scottish members of the panel has
improved the consideration by the English judges of
questions of English law.
And the process is two-way. The Scottish legal system
benefits from the exposure of our legal practices and
principles to friendly but critical examination by members
of another legal discipline, particularly where, as in the
Glasgow Corporation case, which I have already mentioned,
there is no question of the Scottish principles being
overruled simply because they are different.
As a legal system in a small country on the edge of
Europe, we must be conscious of the risk of becoming
self-centred and inward-looking. It would be very easy
for us to fall into the trap of defining our unique legal
qualities and character in a negative sense, of simply not
being the same as others. Certainly we must protect and
cherish and develop the many valuable features of our legal
heritage. But the presence of Scottish judges in the
supreme court, whether it is the current House of Lords or
the proposed new institution, opens a two-way window for us
into the worldwide family of common law systems. In the
same way the United Kingdom's membership of the European
Union opens up for Scots lawyers opportunities of
contributing to, and learning from, the differing systems
of Continental Europe. This is not the time for Scots law
to retreat into some kind of protectionist shell.
Paradoxically, those who still worry about the future
should look to the past. We have survived 300 years of
appeals to the House of Lords. We are still here. We
still have our own legal system, a jurisdiction which I
strongly believe punches above its weight in the world.
The Scottish Parliament has a wide jurisdiction over most
areas of Scots private law, our court system and legal
professions. We are now in many ways better placed than
ever before to ensure the continuation of our distinctive
legal system and avoid assimilation in a wider UK
jurisdiction.
Criminal Appeals
I do not propose to spend much time discussing the
question of whether criminal appeals should be able to be
taken to the new Supreme Court. They never have gone
beyond the High Court of Justiciary in Edinburgh. The
United Kingdom Government is not suggesting that they
should go to the new Supreme Court. Nor are the Lords of
Appeal in Ordinary, the Scottish Judges, the Faculty of
Advocates or the Law Society of Scotland. The only
rationale for considering whether a change should be made
would be in the name of some kind of over-focused drive for
logical consistency in the face of historical experience
and practical utility. Let us pass on to the exploration
of more relevant matters.
Appointment Process
I turn to some of the more detailed aspects of the
matter. As you know, the appointment of judges to the
Court of Session and of sheriffs in Scotland is now dealt
with by a Judicial Appointments Board which advises the
First Minister as to the names which he should take into
account before he in turn advises the Queen. I believe
that the new system is working well in Scotland. It
introduces a level of transparency into the appointment
process which is valuable, as assuring the public that
anyone properly qualified can be certain that his or her
name will go forward as a possible candidate for judicial
office.
The consultation paper issued by the Department of
Constitutional Affairs is open minded about the system for
the appointment of judges to the new Supreme Court. The
functions of a judge of the Supreme Court are of course
very different from those of a judge at first instance.
The successful candidates will certainly already have
occupied high judicial office for some time. I believe
that we should have a process for appointing Supreme Court
judges which is separate from the other appointment
systems. No doubt the Government will arrive at a
workable conclusion on this matter. For my own part, I
think that the process should recognise that it is for the
Prime Minister to recommend to the Queen the appointment of
new members of the Supreme Court, because of the rule that
the Queen acts only on the advice of Ministers, and because
ultimately Ministers must be responsible to Parliament for
any appointments. I think that in that process he should
take advice from the Supreme Court, from the Heads of the
Judiciary in the jurisdictions of the United Kingdom and,
so far as Scotland is concerned, from the First
Minister.
How many Scottish judges on appeals?
The final substantive matter I wish to discuss this
evening is the composition of the Supreme Court for
particular cases. This is a matter of some delicacy and
difficulty. Some say that any panel of the Supreme Court
considering an appeal from a particular jurisdiction should
contain a majority of judges from that jurisdiction. But
leaving aside the practical difficulties, I think that that
would be a retrograde step. There is, as I have
indicated, no evidence that in modern times the larger
jurisdiction has sought to use its position to impose alien
solutions on the smaller. And there have been cases in
which it was only the fact that there was a majority of
English judges in a Scottish case which enabled the House
of Lords to produce a decision which would be binding also
in England and Wales. Donoghue is the classic
example.
More fundamentally, if there were, either by statute or
by convention, a rule that there must be a majority of
Scottish judges on an appeal from Scotland, there would
open up the possibility of differing interpretations of the
same provision of UK law in different parts of the United
Kingdom. There is a recent example of this. In the case
of Attorney General's Reference No 2 of 2001, a question
arose as to the correct interpretation of section 6(1) of
the Human Rights Act 1998. I do not wish to go deeply
into the issues, but the approach and the interpretation
adopted by the two Scottish judges was completely at odds
with that adopted by the seven English judges. If there
were a requirement that there must be a Scottish majority
in any Scottish appeal on the meaning of that Act, we would
clearly open up the possibility that the same provision of
United Kingdom law would be taken to mean different things
north and south of the border. That would be a most
undesirable development.
One of the principal advantages of a supreme court is
that it definitively settles legal questions for the
benefit of the public. It provides the citizens, and the
companies, and the public authorities with a degree of
certainty as to the framework within which they can carry
on their several occupations. Complex litigation is fun
for us lawyers. It is a fascinating exercise to look at a
new judgment, and try to work out how many questions it
settles, and how many it leaves open for further detailed
consideration, argument and appeal in due course.
That is what we do, and I would like to think that in a
sophisticated society it is a necessary and even an
admirable function. But we have to remember that the
point of all this activity must be relevant to the real
concerns of real people, or it is a waste of time. We
should not set up a system which carries within it the
possibility, if not the probability, of pointless division
of views on the same subject. There are quite enough
possibilities for judicial confusion inherent in the
present system, without our seeking to create more. We
should ensure that the arrangements for the new Supreme
Court prevent that from happening, so far as is possible.
So I would be against the proposal that there should be a
built-in Scottish majority in Scottish cases.
I would go further. I would like to think that the new
Court will seriously consider sitting in larger panels more
of the time. There have been several cases in recent
years in which differently constituted panels of the same
court have reached different views on the same question.
It has happened in the Judicial Committee of the Privy
Council and it has happened also in the House of Lords. I
think that there is a strong argument for the court to sit
in larger bodies so as to reduce the risk that a different
group of the judges will within a relatively short time
come to a different view on the same question.
Conclusion
As I said at the beginning of this speech, I welcome the
decision to set up a new Supreme Court. In a modern
democratic society the highest court should be clearly
separated from the legislature. I also welcome the
opportunity which the new proposal gives us in Scotland to
modernise the arrangements for Scottish appeals so that we
can have a single source of authority at the highest
level. I have no fears that Scots law will be submerged
in that process. On the contrary, I look forward to the
new arrangements enabling Scots law to continue to make its
distinctive contribution to the common law systems of the
world and to the civil law systems of the European
community.
ENDS
News Archive